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Compiled from SEC Form N-PX filings and ELLINGTON FINANCIAL INC.’s Form 8-K, filed May 29, 2025 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of May 29, 2025: 7 items on ELLINGTON FINANCIAL INC.’s Form 8-K, filed May 29, 2025: 7 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore ELLINGTON FINANCIAL INC. in the interactive database Compare manager voting policies
These tallies are ELLINGTON FINANCIAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 29, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Stephen J. Dannhauser | 40,335,528 | -- | -- | 5,131,291 | 26,243,522 | 89% | Not verified | — |
| Elect Director: Lisa Mumford | 43,523,841 | -- | -- | 1,942,978 | 26,243,522 | 96% | Not verified | — |
| Elect Director: Laurence E. Penn | 44,123,876 | -- | -- | 1,342,943 | 26,243,522 | 97% | Not verified | — |
| Elect Director: Edward Resendez | 42,709,744 | -- | -- | 2,757,075 | 26,243,522 | 94% | Not verified | — |
| Elect Director: Ronald I. Simon, Ph.D. | 42,678,130 | -- | -- | 2,788,689 | 26,243,522 | 94% | Not verified | — |
| 2. Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation Votes on a proposal to approve, on an advisory basis, the compensation of the Company's named executive officers | 39,771,187 | 4,968,668 | 726,964 | -- | 26,243,522 | 89% | Not verified | — |
| 3. Ratification of the Appointment of the Company's Independent Registered Public Accountants Votes regarding the proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year endin | 70,337,255 | 878,333 | 494,753 | -- | -- | 99% | Not verified | — |
Source: ELLINGTON FINANCIAL INC., Form 8-K, filed with the SEC on May 29, 2025 — read the filing on EDGAR.
Each item below shows how the 235 asset managers that disclosed a ELLINGTON FINANCIAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Edward Resendez
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Edward Resendez”): 42,709,744 for, 2,757,075 withheld, per its Form 8-K filed May 29, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 24,006,256 for, 311,292 withheld, 5 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,364,297 | 0 | 0 | 0 | For |
| Vanguard | 5,668,939 | 0 | 5 | 2,893 | For |
| Global X | 1,132,318 | 0 | 0 | 0 | For |
| Fidelity | 1,096,222 | 0 | 0 | 0 | For |
| Charles Schwab | 732,960 | 0 | 0 | 0 | For |
| Invesco | 730,441 | 0 | 0 | 0 | For |
| Harbor Funds II | 493,594 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 286,630 | Withhold |
| VanEck ETF Trust | 237,362 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 216,284 | 0 | 0 | 0 | For |
| Equitable | 206,586 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 179,321 | 0 | 0 | 0 | For |
| Northern Trust | 174,017 | 0 | 0 | 0 | For |
| WisdomTree | 145,207 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 142,512 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 128,530 | 0 | 0 | 0 | For |
| ETF Series Solutions | 110,592 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Jackson National | 95,401 | 0 | 0 | 0 | For |
| BNY Mellon | 89,520 | 0 | 0 | 0 | For |
| Principal | 88,057 | 0 | 0 | 0 | For |
| State Street | 69,851 | 0 | 0 | 3 | For |
| Thrivent | 66,593 | 0 | 0 | 0 | For |
| Lincoln Financial | 65,100 | 0 | 0 | 0 | For |
| Empower | 63,848 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 6 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Laurence E. Penn
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Laurence E. Penn”): 44,123,876 for, 1,342,943 withheld, per its Form 8-K filed May 29, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 24,300,017 for, 17,533 withheld, 3 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,364,297 | 0 | 0 | 0 | For |
| Vanguard | 5,671,834 | 0 | 3 | 0 | For |
| Global X | 1,132,318 | 0 | 0 | 0 | For |
| Fidelity | 1,096,222 | 0 | 0 | 0 | For |
| Charles Schwab | 732,960 | 0 | 0 | 0 | For |
| Invesco | 730,441 | 0 | 0 | 0 | For |
| Harbor Funds II | 493,594 | 0 | 0 | 0 | For |
| TIAA | 286,630 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 237,362 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 216,284 | 0 | 0 | 0 | For |
| Equitable | 206,586 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 179,321 | 0 | 0 | 0 | For |
| Northern Trust | 174,017 | 0 | 0 | 0 | For |
| WisdomTree | 145,207 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 142,512 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 128,530 | 0 | 0 | 0 | For |
| ETF Series Solutions | 110,592 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Jackson National | 95,401 | 0 | 0 | 0 | For |
| BNY Mellon | 89,520 | 0 | 0 | 0 | For |
| Principal | 88,057 | 0 | 0 | 0 | For |
| State Street | 69,851 | 0 | 0 | 3 | For |
| Thrivent | 66,593 | 0 | 0 | 0 | For |
| Lincoln Financial | 65,100 | 0 | 0 | 0 | For |
| Empower | 63,848 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 6 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Lisa Mumford
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Lisa Mumford”): 43,523,841 for, 1,942,978 withheld, per its Form 8-K filed May 29, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 24,006,260 for, 311,289 withheld, 4 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,364,297 | 0 | 0 | 0 | For |
| Vanguard | 5,668,940 | 0 | 4 | 2,893 | For |
| Global X | 1,132,318 | 0 | 0 | 0 | For |
| Fidelity | 1,096,222 | 0 | 0 | 0 | For |
| Charles Schwab | 732,960 | 0 | 0 | 0 | For |
| Invesco | 730,441 | 0 | 0 | 0 | For |
| Harbor Funds II | 493,594 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 286,630 | Withhold |
| VanEck ETF Trust | 237,362 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 216,284 | 0 | 0 | 0 | For |
| Equitable | 206,586 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 179,321 | 0 | 0 | 0 | For |
| Northern Trust | 174,017 | 0 | 0 | 0 | For |
| WisdomTree | 145,207 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 142,512 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 128,530 | 0 | 0 | 0 | For |
| ETF Series Solutions | 110,592 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Jackson National | 95,401 | 0 | 0 | 0 | For |
| BNY Mellon | 89,520 | 0 | 0 | 0 | For |
| Principal | 88,057 | 0 | 0 | 0 | For |
| State Street | 69,854 | 0 | 0 | 0 | For |
| Thrivent | 66,593 | 0 | 0 | 0 | For |
| Lincoln Financial | 65,100 | 0 | 0 | 0 | For |
| Empower | 63,848 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 6 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Stephen J. Dannhauser
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Stephen J. Dannhauser”): 40,335,528 for, 5,131,291 withheld, per its Form 8-K filed May 29, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 61 asset managers below reported 21,894,393 for, 2,327,749 withheld, 95,412 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,364,297 | 0 | 0 | 0 | For |
| Vanguard | 5,668,934 | 0 | 11 | 2,893 | For |
| Global X | 0 | 0 | 0 | 1,132,318 | Withhold |
| Fidelity | 1,096,222 | 0 | 0 | 0 | For |
| Charles Schwab | 732,960 | 0 | 0 | 0 | For |
| Invesco | 730,441 | 0 | 0 | 0 | For |
| Harbor Funds II | 493,594 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 286,630 | Withhold |
| VanEck ETF Trust | 0 | 0 | 0 | 237,362 | Withhold |
| GraniteShares ETF Trust | 0 | 0 | 0 | 216,284 | Withhold |
| Equitable | 206,586 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 0 | 179,321 | Withhold |
| Northern Trust | 174,017 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 0 | 0 | 145,207 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 142,512 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 128,530 | 0 | 0 | 0 | For |
| ETF Series Solutions | 110,592 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Jackson National | 0 | 0 | 95,401 | 0 | Abstain |
| BNY Mellon | 0 | 0 | 0 | 89,520 | Withhold |
| Principal | 88,057 | 0 | 0 | 0 | For |
| State Street | 69,854 | 0 | 0 | 0 | For |
| Thrivent | 66,593 | 0 | 0 | 0 | For |
| Lincoln Financial | 65,100 | 0 | 0 | 0 | For |
| Empower | 63,848 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 5 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Ronald I. Simon, Ph.D.
ELLINGTON FINANCIAL INC.’s own tally for this item (“Elect Director: Ronald I. Simon, Ph.D.”): 42,678,130 for, 2,788,689 withheld, per its Form 8-K filed May 29, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 60 asset managers below reported 23,951,836 for, 311,652 withheld, 875 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,364,297 | 0 | 0 | 0 | For |
| Vanguard | 5,668,939 | 0 | 6 | 2,893 | For |
| Global X | 1,132,318 | 0 | 0 | 0 | For |
| Fidelity | 1,096,222 | 0 | 0 | 0 | For |
| Charles Schwab | 732,960 | 0 | 0 | 0 | For |
| Invesco | 730,441 | 0 | 0 | 0 | For |
| Harbor Funds II | 493,594 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 286,630 | Withhold |
| VanEck ETF Trust | 237,362 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 216,284 | 0 | 0 | 0 | For |
| Equitable | 206,586 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 179,321 | 0 | 0 | 0 | For |
| Northern Trust | 174,017 | 0 | 0 | 0 | For |
| WisdomTree | 145,207 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 142,512 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 128,530 | 0 | 0 | 0 | For |
| ETF Series Solutions | 110,592 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Jackson National | 95,401 | 0 | 0 | 0 | For |
| BNY Mellon | 89,520 | 0 | 0 | 0 | For |
| Principal | 88,057 | 0 | 0 | 0 | For |
| State Street | 69,851 | 0 | 0 | 3 | For |
| Thrivent | 66,593 | 0 | 0 | 0 | For |
| Lincoln Financial | 65,100 | 0 | 0 | 0 | For |
| Empower | 63,848 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 10 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
Description as filed by funds: The approval, on an advisory basis, of the compensation of the named executive officers.
ELLINGTON FINANCIAL INC.’s own tally for this item (“2. Advisory (Non-Binding) "Say on Pay" Vote to Approve Executive Compensation Votes on a proposal to approve, on an advisory basis, the compensation of the Company's named executive officers”): 39,771,187 for, 4,968,668 against, per its Form 8-K filed May 29, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,364,297 | 0 | 0 | 0 | For |
| Vanguard | 5,671,829 | 6 | 2 | 0 | For |
| Global X | 1,132,318 | 0 | 0 | 0 | For |
| Fidelity | 1,096,222 | 0 | 0 | 0 | For |
| Charles Schwab | 732,960 | 0 | 0 | 0 | For |
| Invesco | 0 | 730,441 | 0 | 0 | Against |
| Harbor Funds II | 493,594 | 0 | 0 | 0 | For |
| TIAA | 286,630 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 237,362 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 216,284 | 0 | 0 | 0 | For |
| Equitable | 206,586 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 179,321 | 0 | 0 | 0 | For |
| Northern Trust | 174,017 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 145,207 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 142,512 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 128,530 | 0 | 0 | 0 | For |
| ETF Series Solutions | 110,592 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Jackson National | 0 | 95,401 | 0 | 0 | Against |
| BNY Mellon | 0 | 89,520 | 0 | 0 | Against |
| Principal | 88,057 | 0 | 0 | 0 | For |
| State Street | 69,838 | 16 | 0 | 0 | For |
| Thrivent | 66,593 | 0 | 0 | 0 | For |
| Lincoln Financial | 65,100 | 0 | 0 | 0 | For |
| Empower | 63,848 | 0 | 0 | 0 | For |
Fund voting reports, all 62 managers: 23,217,546 for, 1,104,325 against, 2 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 0 | 2,024,785 | 0 | 0 | Against |
| BlackRock | 1,510,457 | 42,930 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,074,886 | 0 | 0 | 0 | For |
| State Street | 998,347 | 16 | 0 | 0 | For |
| MARSHALL WACE, LLP | 929,631 | 0 | 0 | 0 | For |
| Charles Schwab | 826,184 | 0 | 0 | 0 | For |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 802,284 | 0 | 0 | 0 | For |
| Northern Trust | 583,963 | 0 | 0 | 0 | For |
| DELPHI FINANCIAL GROUP, INC. | 560,057 | 0 | 0 | 0 | For |
| Amundi | 0 | 490,704 | 0 | 0 | Against |
| PRINCIPAL GLOBAL INVESTORS | 451,287 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 337,854 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 309,071 | 0 | 0 | 0 | For |
| Nuveen | 296,301 | 0 | 0 | 0 | For |
| Two Sigma | 258,938 | 0 | 0 | 0 | For |
| VAN ECK ASSOCIATES CORP | 237,362 | 0 | 0 | 0 | For |
| Vanguard | 177,705 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 158,006 | 0 | 0 | 0 | For |
| Legal & General Investment Management America Inc | 0 | 113,059 | 0 | 0 | Against |
| UBS | 0 | 103,466 | 0 | 0 | Against |
| BNY Mellon | 0 | 99,351 | 0 | 0 | Against |
| JPMorgan | 85,622 | 0 | 0 | 0 | For |
| T. Rowe Price | 82,719 | 0 | 0 | 0 | For |
| AllianceBernstein | 79,710 | 0 | 0 | 0 | For |
| Ensign Peak Advisors, Inc | 71,208 | 0 | 0 | 0 | For |
Institutional-manager reports, all 189 managers: 10,756,303 for, 3,294,137 against, 723 unknown. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: The ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2025.
ELLINGTON FINANCIAL INC.’s own tally for this item (“3. Ratification of the Appointment of the Company's Independent Registered Public Accountants Votes regarding the proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered p”): 70,337,255 for, 878,333 against, per its Form 8-K filed May 29, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 62 asset managers below reported 24,285,272 for, 36,601 against, 0 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 11,364,297 | 0 | 0 | 0 | For |
| Vanguard | 5,671,835 | 1 | 0 | 0 | For |
| Global X | 1,132,318 | 0 | 0 | 0 | For |
| Fidelity | 1,096,222 | 0 | 0 | 0 | For |
| Charles Schwab | 732,960 | 0 | 0 | 0 | For |
| Invesco | 730,441 | 0 | 0 | 0 | For |
| Harbor Funds II | 493,594 | 0 | 0 | 0 | For |
| TIAA | 286,630 | 0 | 0 | 0 | For |
| VanEck ETF Trust | 237,362 | 0 | 0 | 0 | For |
| GraniteShares ETF Trust | 216,284 | 0 | 0 | 0 | For |
| Equitable | 206,586 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 179,321 | 0 | 0 | 0 | For |
| Northern Trust | 174,017 | 0 | 0 | 0 | For |
| WisdomTree | 145,207 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 142,512 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 128,530 | 0 | 0 | 0 | For |
| ETF Series Solutions | 110,592 | 0 | 0 | 0 | For |
| Angel Oak Funds Trust | 103,500 | 0 | 0 | 0 | For |
| Jackson National | 95,401 | 0 | 0 | 0 | For |
| BNY Mellon | 89,520 | 0 | 0 | 0 | For |
| Principal | 88,057 | 0 | 0 | 0 | For |
| State Street | 69,851 | 3 | 0 | 0 | For |
| Thrivent | 66,593 | 0 | 0 | 0 | For |
| Lincoln Financial | 65,100 | 0 | 0 | 0 | For |
| Empower | 63,848 | 0 | 0 | 0 | For |
Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.
Not shown here: this season’s fund filings also report 1 item from the meeting of May 17, 2024, which belongs to the 2023-2024 season. A meeting outside this season’s July 1 to June 30 window is not counted in this page’s items or in its totals of asset managers and fund votes.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 94,428,880 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 12.03% |
| 2 | Vanguard | 6.01% |
| 3 | Global X | 1.20% |
| 4 | Fidelity | 1.16% |
| 5 | Charles Schwab | 0.78% |
| 6 | Invesco | 0.77% |
| 7 | Harbor Funds II | 0.52% |
| 8 | TIAA | 0.30% |
| 9 | VanEck ETF Trust | 0.25% |
| 10 | GraniteShares ETF Trust | 0.23% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Invesco | 2.14% |
| 2 | BlackRock | 1.65% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 1.14% |
| 4 | State Street | 1.06% |
| 5 | MARSHALL WACE, LLP | 0.98% |
| 6 | Charles Schwab | 0.87% |
| 7 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 0.85% |
| 8 | Northern Trust | 0.62% |
| 9 | DELPHI FINANCIAL GROUP, INC. | 0.59% |
| 10 | Amundi | 0.52% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 16.17% | 13F |
| Vanguard Group | 6.25% | 13F |
| State Street | 3.53% | 13F |
| Geode Capital | 2.24% | 13F |
| Invesco | 2.18% | 13F |
| Northern Trust | 1.18% | 13F |
| Morgan Stanley | 0.94% | 13F |
| Charles Schwab | 0.88% | 13F |
| BNY Mellon | 0.71% | 13F |
| JPMorgan Chase | 0.54% | 13F |
Percentages above are of 94,428,880 shares outstanding, as reported by ELLINGTON FINANCIAL INC. on its Form 10-Q dated March 31, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ELLINGTON FINANCIAL INC.’s 10-Q dated March 31, 2025. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At ELLINGTON FINANCIAL INC.'s shareholder meeting held May 29, 2025, in the 2024-2025 proxy season, 235 asset managers reported how they voted on 7 ballot items in their SEC Form N-PX filings, covering 1,404 separate fund positions. On the most widely held item on that ballot — The approval, on an advisory basis, of the compensation of the named executive officers. — FOR was 89% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: ELLINGTON FINANCIAL INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 29, 2025.
ELLINGTON FINANCIAL INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.