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CONNECTONE BANCORP INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CONNECTONE BANCORP INC.’s Form 8-K, filed May 22, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.

  • 16Reported items
  • 187Asset managers
  • 3,734Fund votes
  • May 21, 2024Meeting date

Results at a glance

Meeting of May 21, 2024: 14 items on CONNECTONE BANCORP INC.’s Form 8-K, filed May 22, 2024: 2 approved · 12 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CONNECTONE BANCORP INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CONNECTONE BANCORP INC.

These tallies are CONNECTONE BANCORP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 22, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CONNECTONE BANCORP INC. — official shareholder meeting results, meeting held May 21, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Frank Sorrentino III 27,730,969---- 540,1706,262,045 98%Not verified—
Elect Director: Stephen T. Boswell 28,023,486---- 247,6536,262,045 99.1%Not verified—
Elect Director: Frank W. Baier 27,946,699---- 324,4406,262,045 99%Not verified—
Elect Director: Frank Huttle III 27,109,321---- 1,161,8186,262,045 96%Not verified—
Elect Director: Michael Kempner 28,112,112---- 159,0276,262,045 99.4%Not verified—
Elect Director: Elizabeth Magennis 27,951,373---- 319,7666,262,045 99%Not verified—
Elect Director: Nicholas Minoia 27,352,815---- 918,3246,262,045 97%Not verified—
Elect Director: Anson M. Moise 28,112,381---- 158,7586,262,045 99.4%Not verified—
Elect Director: Katherin Nukk-Freeman 27,693,283---- 577,8566,262,045 98%Not verified—
Elect Director: Susan O'Donnell 28,232,870---- 38,2696,262,045 99.8%Not verified—
Elect Director: Daniel Rifkin 28,118,937---- 152,2026,262,045 99.4%Not verified—
Elect Director: Mark Sokolich 28,114,521---- 156,6186,262,045 99.4%Not verified—
2. Non-binding resolution with respect to the compensation of the Company's executive officers 26,780,2541,339,821151,064 --6,262,045 95%Approved—
4. The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for 2024 34,003,124522,3687,692 ---- 98%Approved—

Source: CONNECTONE BANCORP INC., Form 8-K, filed with the SEC on May 22, 2024 — read the filing on EDGAR.

How asset managers voted at the CONNECTONE BANCORP INC. 2023-2024 meeting

Each item below shows how the 187 asset managers that disclosed a CONNECTONE BANCORP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CONNECTONE BANCORP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: Anson M. Moise

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,112,381WITHHELD: 158,758
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Anson M. Moise

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Anson M. Moise”): 28,112,381 for, 158,758 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,154,833 for, 446 withheld.

FOR
FOR: 15,154,833WITHHOLD: 446
Largest asset managers voting on “Election of Directors: Anson M. Moise” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 0446For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

2. Elect Director: Daniel Rifkin

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,118,937WITHHELD: 152,202
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Daniel Rifkin

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Daniel Rifkin”): 28,118,937 for, 152,202 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,154,833 for, 446 withheld.

FOR
FOR: 15,154,833WITHHOLD: 446
Largest asset managers voting on “Election of Directors: Daniel Rifkin” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 0446For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

3. Elect Director: Elizabeth Magennis

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 27,951,373WITHHELD: 319,766
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Elizabeth Magennis

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Elizabeth Magennis”): 27,951,373 for, 319,766 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,072,043 for, 83,236 withheld.

FOR
FOR: 15,072,043WITHHOLD: 83,236
Largest asset managers voting on “Election of Directors: Elizabeth Magennis” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 0446For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

4. Elect Director: Frank Huttle III

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 27,109,321WITHHELD: 1,161,818
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Frank Huttle III

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Frank Huttle III”): 27,109,321 for, 1,161,818 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 14,848,677 for, 172,892 withheld, 133,710 abstained.

FOR
FOR: 14,848,677ABSTAIN: 133,710WITHHOLD: 172,892
Largest asset managers voting on “Election of Directors: Frank Huttle III” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,2770 0701For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC00 0105,846Withhold
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial61,4220 031,269Mixed

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

5. Elect Director: Frank Sorrentino III

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 27,730,969WITHHELD: 540,170
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Frank Sorrentino III

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Frank Sorrentino III”): 27,730,969 for, 540,170 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,034,030 for, 605 withheld, 120,644 abstained.

FOR
FOR: 15,034,030ABSTAIN: 120,644WITHHOLD: 605
Largest asset managers voting on “Election of Directors: Frank Sorrentino III” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,4850 0493For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

6. Elect Director: Frank W. Baier

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 27,946,699WITHHELD: 324,440
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Frank W. Baier

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Frank W. Baier”): 27,946,699 for, 324,440 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,154,721 for, 558 withheld.

FOR
FOR: 15,154,721WITHHOLD: 558
Largest asset managers voting on “Election of Directors: Frank W. Baier” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 0446For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

7. Elect Director: Katherin Nukk-Freeman

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 27,693,283WITHHELD: 577,856
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Katherin Nukk-Freeman

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Katherin Nukk-Freeman”): 27,693,283 for, 577,856 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 14,921,773 for, 112,862 withheld, 120,644 abstained.

FOR
FOR: 14,921,773ABSTAIN: 120,644WITHHOLD: 112,862
Largest asset managers voting on “Election of Directors: Katherin Nukk-Freeman” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,2770 0701For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC00 0105,846Withhold
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

8. Elect Director: Mark Sokolich

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,114,521WITHHELD: 156,618
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Mark Sokolich

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Mark Sokolich”): 28,114,521 for, 156,618 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,154,833 for, 446 withheld.

FOR
FOR: 15,154,833WITHHOLD: 446
Largest asset managers voting on “Election of Directors: Mark Sokolich” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 0446For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

9. Elect Director: Michael Kempner

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 28,112,112WITHHELD: 159,027
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Michael Kempner

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Michael Kempner”): 28,112,112 for, 159,027 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,154,833 for, 446 withheld.

FOR
FOR: 15,154,833WITHHOLD: 446
Largest asset managers voting on “Election of Directors: Michael Kempner” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 0446For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

10. Elect Director: Nicholas Minoia

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 27,352,815WITHHELD: 918,324
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Nicholas Minoia

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Nicholas Minoia”): 27,352,815 for, 918,324 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 14,921,390 for, 113,245 withheld, 120,644 abstained.

FOR
FOR: 14,921,390ABSTAIN: 120,644WITHHOLD: 113,245
Largest asset managers voting on “Election of Directors: Nicholas Minoia” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,0060 0972For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust00 120,6440Abstain
BRIDGEWAY FUNDS INC00 0105,846Withhold
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

11. Elect Director: Stephen T. Boswell

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%
FOR: 28,023,486WITHHELD: 247,653
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Stephen T. Boswell

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Stephen T. Boswell”): 28,023,486 for, 247,653 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.1% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,154,721 for, 558 withheld.

FOR
FOR: 15,154,721WITHHOLD: 558
Largest asset managers voting on “Election of Directors: Stephen T. Boswell” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,5320 0446For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

12. Elect Director: Susan O'Donnell

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 28,232,870WITHHELD: 38,269
Details: description as filed, official tally, votes by 69 asset managers

Description as filed by funds: Election of Directors: Susan C. O'Donnell

CONNECTONE BANCORP INC.’s own tally for this item (“Elect Director: Susan O'Donnell”): 28,232,870 for, 38,269 withheld, per its Form 8-K filed May 22, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 69 asset managers below reported 15,155,279 for.

FOR
FOR: 15,155,279
Largest asset managers voting on “Election of Directors: Susan C. O'Donnell” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,9780 00For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust120,6440 00For
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 69 asset managers. See all 69 in the interactive database.

13. To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensation.

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

100% Fund and manager reports combined; may count the same shares twice · no official result

1 YEAR
Details: votes by 184 asset managers

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 71 asset managers voting on “To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensatio” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity00 00--
Vanguard00 00--
Dimensional00 00--
BlackRock00 00--
JPMorgan00 00--
American Century00 00--
Charles Schwab00 00--
TIAA00 00--
Goldman Sachs00 00--
John Hancock00 00--
State Street00 00--
Nuveen00 00--
Prudential/PGIM00 00--
Voya00 00--
Putnam00 00--
HOTCHKIS & WILEY FUNDS /DE/00 00--
AIG/SunAmerica00 00--
Brighthouse00 00--
Principal00 00--
Invesco00 00--
EA Series Trust00 00--
BRIDGEWAY FUNDS INC00 00--
Equitable00 00--
Columbia Threadneedle00 00--
Lincoln Financial00 00--

Fund voting reports, all 71 managers: 6,500 for, 13,112,236 1 year, 2,048,043 3 year. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 135 asset managers voting on “To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensatio” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity00 00--
BlackRock00 00--
Nuveen00 00--
GEODE CAPITAL MANAGEMENT, LLC00 00--
KENNEDY CAPITAL MANAGEMENT LLC00 00--
American Century00 00--
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC00 00--
State Street00 00--
Charles Schwab00 00--
Goldman Sachs00 00--
John Hancock00 00--
Northern Trust00 00--
Dimensional00 00--
Voya00 00--
EARNEST PARTNERS LLC00 00--
AllianceBernstein00 00--
Putnam00 00--
MELLON INVESTMENTS Corp00 00--
Invesco00 00--
AMERIPRISE FINANCIAL INC00 00--
ENVESTNET ASSET MANAGEMENT INC00 00--
BRIDGEWAY CAPITAL MANAGEMENT, LLC00 00--
Renaissance00 00--
State of New Jersey Common Pension Fund D00 00--
JPMorgan00 00--

Institutional-manager reports, all 135 managers: 24,274 for, 39,720 abstained, 13,483,329 1 year, 242,843 3 year. Showing the 25 largest; see all in the interactive database.

14. To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive…

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 7 wordings of this item as funds reported it.

94% Fund and manager reports combined; may count the same shares twice · no official result

FOR
Details: description as filed, votes by 183 asset managers

Description as filed by funds: To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named executive officers, as described in the proxy statement.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 71 asset managers voting on “To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named execu” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century0543,796 00Against
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,9780 00For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust0120,644 00Against
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Fund voting reports, all 71 managers: 14,416,973 for, 749,806 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 135 asset managers voting on “To vote, on an advisory basis, to approve the executive compensation of ConnectOne Bancorp, Inc.'s named execu” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,452,4860 00For
BlackRock1,739,7820 00For
Nuveen825,3490 00For
GEODE CAPITAL MANAGEMENT, LLC783,3870 00For
KENNEDY CAPITAL MANAGEMENT LLC603,4100 00For
American Century0547,223 00Against
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC492,9100 00For
State Street490,6830 00For
Charles Schwab459,7460 00For
Goldman Sachs417,4220 00For
John Hancock323,1850 00For
Northern Trust316,9833,414 00For
Dimensional242,8430 00For
Voya234,3560 00For
EARNEST PARTNERS LLC208,7660 00For
AllianceBernstein180,6460 00For
Putnam155,9790 00For
MELLON INVESTMENTS Corp0152,888 00Against
Invesco144,4350 00For
AMERIPRISE FINANCIAL INC124,3660 00For
ENVESTNET ASSET MANAGEMENT INC113,5530 00For
BRIDGEWAY CAPITAL MANAGEMENT, LLC105,8460 00For
Renaissance103,4540 00For
State of New Jersey Common Pension Fund D94,7940 00For
JPMorgan93,5360 00For

Institutional-manager reports, all 135 managers: 12,899,077 for, 846,265 against, 39,720 abstained, 24,268 1 year. Showing the 25 largest; see all in the interactive database.

15. 2. Non-binding resolution with respect to the compensation of the Company's executive officers

Official resultSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

95% Approved · of votes cast

FOR 95%
FOR: 26,780,254AGAINST: 1,339,821
Details: description as filed, official tally, votes by 2 asset managers

Description as filed by funds: Advisory Vote to Ratify Named Executive Officers' Compensation

CONNECTONE BANCORP INC.’s own tally for this item (“2. Non-binding resolution with respect to the compensation of the Company's executive officers”): 26,780,254 for, 1,339,821 against — passed, per its Form 8-K filed May 22, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 2: The non-binding resolution with respect to the compensation of the Company's executive officers was adopted.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 2 asset managers below reported 1,083,963 for.

FOR
FOR: 1,083,963
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
JPMorgan1,078,6330 00For
ALGERT GLOBAL LLC5,3300 00For

16. 4. The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for…

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 4 wordings of this item as funds reported it.

98% Approved · of votes cast

FOR 98%
FOR: 34,003,124AGAINST: 522,368
Details: description as filed, official tally, votes by 71 asset managers

Description as filed by funds: To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2024.

CONNECTONE BANCORP INC.’s own tally for this item (“4. The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for 2024”): 34,003,124 for, 522,368 against — passed, per its Form 8-K filed May 22, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 4: The ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for 2024 was approved.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 71 asset managers below reported 15,045,752 for, 121,027 against.

FOR
FOR: 15,045,752AGAINST: 121,027
Largest asset managers voting on “To ratify the appointment of Crowe LLP as the Company's independent registered public accountants for the fisc” at CONNECTONE BANCORP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity3,581,9940 00For
Vanguard2,065,6890 00For
Dimensional2,014,2280 00For
BlackRock1,647,5290 00For
JPMorgan843,4110 00For
American Century543,7960 00For
Charles Schwab459,4450 00For
TIAA358,5930 00For
Goldman Sachs289,3240 00For
John Hancock285,5490 00For
State Street249,707271 00For
Nuveen236,3120 00For
Prudential/PGIM192,6950 00For
Voya184,6410 00For
Putnam155,9330 00For
HOTCHKIS & WILEY FUNDS /DE/155,3000 00For
AIG/SunAmerica151,1480 00For
Brighthouse144,2490 00For
Principal135,0800 00For
Invesco131,4870 00For
EA Series Trust0120,644 00Against
BRIDGEWAY FUNDS INC105,8460 00For
Equitable95,5640 00For
Columbia Threadneedle94,5660 00For
Lincoln Financial92,6910 00For

Showing the 25 largest of 71 asset managers. See all 71 in the interactive database.

Largest CONNECTONE BANCORP INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 38,333,053 shares outstanding at the time of that meeting.

Fund voting reports: top CONNECTONE BANCORP INC. shareholders by shares voted on “To vote, on an advisory basis, on how often the Company will conduct an advisory vote on…”, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 9.34%
2Vanguard 5.39%
3Dimensional 5.25%
4BlackRock 4.30%
5JPMorgan 2.20%
6American Century 1.42%
7Charles Schwab 1.20%
8TIAA 0.94%
9Goldman Sachs 0.75%
10John Hancock 0.74%
Institutional-manager reports: top CONNECTONE BANCORP INC. shareholders by shares voted on “To vote, on an advisory basis, on how often the Company will conduct an advisory vote on…”, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 9.01%
2BlackRock 4.54%
3Nuveen 2.15%
4GEODE CAPITAL MANAGEMENT, LLC 2.04%
5KENNEDY CAPITAL MANAGEMENT LLC 1.57%
6American Century 1.43%
7HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.29%
8State Street 1.28%
9Charles Schwab 1.20%
10Goldman Sachs 1.09%

Reported CONNECTONE BANCORP INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

CONNECTONE BANCORP INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 12.67% 13F
FMR (Fidelity) 8.27% 13F
Vanguard Group 7.44% 13F
Dimensional Fund Advisors 6.03% 13F
Goldman Sachs 3.17% 13F
State Street 2.79% 13F
Nuveen 2.19% 13F
Geode Capital 2.14% 13F
JPMorgan Chase 1.49% 13F
Charles Schwab 1.20% 13F

Percentages above are of 38,333,053 shares outstanding, as reported by CONNECTONE BANCORP INC. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CONNECTONE BANCORP INC.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.

At CONNECTONE BANCORP INC.'s shareholder meeting held May 21, 2024, in the 2023-2024 proxy season, 187 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,734 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. CONNECTONE BANCORP INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — To vote, on an advisory basis, on how often the Company will conduct an advisory vote on… — the reporting funds and managers cast 100% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.

CONNECTONE BANCORP INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.