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Compiled from SEC Form N-PX filings and COMPASS PATHWAYS PLC’s Form 8-K, filed May 9, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of May 9, 2024: 12 items on COMPASS PATHWAYS PLC’s Form 8-K, filed May 9, 2024: 6 approved · 6 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
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These tallies are COMPASS PATHWAYS PLC’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 9, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| 1. To re-elect David Norton as a Director of the Company | 41,410,488 | 32,297 | -- | 23,568 | 26,874,569 | 99.9% | Not verified | — |
| 2. To re-elect Wayne J. Riley as a Director of the Company | 39,378,316 | 2,064,175 | -- | 23,862 | 26,874,569 | 95% | Not verified | — |
| 3. To re-elect Daphne Karydas as a Director of the Company | 41,406,064 | 36,970 | -- | 23,319 | 26,874,569 | 99.9% | Not verified | — |
| 4. To re-appoint PricewaterhouseCoopers LLP, an English limited liability partnership ("PwC"), as U.K. statutory auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders | 41,400,507 | 49,393 | -- | 16,453 | 26,874,569 | 99.8% | Not verified | — |
| 5. Ratification of the appointment of PwC as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 | 41,396,687 | 52,712 | -- | 16,954 | 26,874,569 | 99.8% | Approved | — |
| 6. To authorize the Audit and Risk Committee to determine the auditors' remuneration for the year ending December 31, 2024 | 41,413,468 | 32,743 | -- | 20,142 | 26,874,569 | 99.9% | Not verified | — |
| 7. To receive the U.K. statutory annual accounts and report for the fiscal year ended December 31, 2023 | 41,405,603 | 42,931 | -- | 17,819 | 26,874,569 | 99.8% | Approved | — |
| 8. To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the year ended December 31, 2023 | 41,154,238 | 50,843 | -- | 261,272 | 26,874,569 | 99.8% | Approved | — |
| 9. To approve the Company's U.K. directors' remuneration policy | 41,144,868 | 63,703 | -- | 257,782 | 26,874,569 | 99.8% | Approved | — |
| 10. To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the year ended December 31, 2023 | 41,098,542 | 101,887 | -- | 265,924 | 26,874,569 | 99.7% | Approved | — |
| 11. To authorise the directors to allot shares in the Company or grant rights to subscribe for or to convert any security into shares up to an aggregate nominal amount of £820,100 | 39,267,931 | 2,163,974 | -- | 34,448 | 26,874,569 | 95% | Not verified | — |
| 12. To waive statutory pre-emption rights on the allotment of equity securities up to an aggregate nominal amount of £820,100 | 39,274,645 | 2,138,136 | -- | 53,572 | 26,874,569 | 95% | Approved | — |
Source: COMPASS PATHWAYS PLC, Form 8-K, filed with the SEC on May 9, 2024 — read the filing on EDGAR.
Each item below shows how the 131 asset managers that disclosed a COMPASS PATHWAYS PLC vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of COMPASS PATHWAYS PLC’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 4 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Description as filed by funds: To re-elect as a director Daphne Karydas as a director of the Company
COMPASS PATHWAYS PLC’s own tally for this item (“3. To re-elect Daphne Karydas as a Director of the Company”): 41,406,064 for, 36,970 against, per its Form 8-K filed May 9, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 2,755,292 for, 61,188 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 4 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Description as filed by funds: To re-elect as a director David Norton as a director of the Company
COMPASS PATHWAYS PLC’s own tally for this item (“1. To re-elect David Norton as a Director of the Company”): 41,410,488 for, 32,297 against, per its Form 8-K filed May 9, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 2,755,292 for, 61,188 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: To re-elect as a director Wayne J. Riley as a director of the Company
COMPASS PATHWAYS PLC’s own tally for this item (“2. To re-elect Wayne J. Riley as a Director of the Company”): 39,378,316 for, 2,064,175 against, per its Form 8-K filed May 9, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 2,644,269 for, 111,023 against, 61,188 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 0 | 53,639 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 45,297 | 0 | 0 | Against |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 11,221 | 0 | 0 | Against |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 0 | 766 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 100 | 0 | 0 | Against |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
95% Approved · of votes cast
Description as filed by funds: To disapply statutory pre-emption rights
COMPASS PATHWAYS PLC’s own tally for this item (“12. To waive statutory pre-emption rights on the allotment of equity securities up to an aggregate nominal amount of £820,100”): 39,274,645 for, 2,138,136 against — passed, per its Form 8-K filed May 9, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal 12. To waive statutory pre-emption rights on the allotment of equity securities up to an aggregate nominal amount of £820,100 .”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 2,635,865 for, 119,427 against, 61,188 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 0 | 53,639 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 45,297 | 0 | 0 | Against |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 11,221 | 0 | 0 | Against |
| Fidelity | 0 | 6,899 | 0 | 0 | Against |
| State Street | 0 | 1,505 | 0 | 0 | Against |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 0 | 766 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 100 | 0 | 0 | Against |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: To authorise the directors to allot shares in the Company
COMPASS PATHWAYS PLC’s own tally for this item (“11. To authorise the directors to allot shares in the Company or grant rights to subscribe for or to convert any security into shares up to an aggregate nominal amount of £820,100”): 39,267,931 for, 2,163,974 against, per its Form 8-K filed May 9, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 2,635,865 for, 119,427 against, 61,189 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 0 | 53,639 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 45,297 | 0 | 0 | Against |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 11,221 | 0 | 0 | Against |
| Fidelity | 0 | 6,899 | 0 | 0 | Against |
| State Street | 0 | 1,505 | 0 | 0 | Against |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 0 | 766 | 0 | 0 | Against |
| Blackstone Alternative Investment Funds | 0 | 100 | 0 | 0 | Against |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
99.8% Approved · of votes cast
Description as filed by funds: To receive the U.K. statutory annual accounts and reports for the fiscal year ended 31 December 2023 and to note that the Directors do not recommend the payment of any dividend for the year ended 31 December 2023
COMPASS PATHWAYS PLC’s own tally for this item (“7. To receive the U.K. statutory annual accounts and report for the fiscal year ended December 31, 2023”): 41,405,603 for, 42,931 against — passed, per its Form 8-K filed May 9, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “At the AGM, the shareholders approved the receipt of the U.K. statutory annual accounts and reports for the year ended December 31, 2023.”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 2,755,292 for, 61,188 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 14 wordings of this item as funds reported it.
99.7% Approved · of votes cast
Description as filed by funds: To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the year ended 31 December 2023
COMPASS PATHWAYS PLC’s own tally for this item (“10. To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the year ended December 31, 2023”): 41,098,542 for, 101,887 against — passed, per its Form 8-K filed May 9, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “At the AGM, the Company's shareholders approved, on a non-binding and advisory basis, the compensation of the Company's named executive officers for the year ended December 31, 2023.”
Support: 99.7% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
Fund voting reports, all 13 managers: 2,755,230 for, 61,189 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TCG Crossover Management, LLC | 3,858,000 | 0 | 0 | 0 | For |
| Citadel | 1,657,577 | 0 | 0 | 0 | For |
| Vivo Capital, LLC | 1,608,000 | 0 | 0 | 0 | For |
| Aisling Capital Management LP | 964,500 | 0 | 0 | 0 | For |
| Logos Global Management LP | 901,050 | 0 | 0 | 0 | For |
| RA CAPITAL MANAGEMENT, L.P. | 788,924 | 0 | 0 | 0 | For |
| Point72 | 768,620 | 0 | 0 | 0 | For |
| Affinity Asset Advisors, LLC | 741,141 | 0 | 0 | 0 | For |
| Woodline Partners LP | 617,400 | 0 | 0 | 0 | For |
| Soleus Capital Management, L.P. | 565,500 | 0 | 0 | 0 | For |
| PFM Health Sciences, LP | 466,004 | 0 | 0 | 0 | For |
| Nikko Asset Management Co., Ltd. | 329,455 | 0 | 0 | 0 | For |
| Putnam | 272,041 | 0 | 0 | 0 | For |
| Paradigm Biocapital Advisors LP | 184,719 | 0 | 0 | 0 | For |
| PERCEPTIVE ADVISORS LLC | 151,531 | 0 | 0 | 0 | For |
| Polar Asset Management Partners Inc. | 107,200 | 0 | 0 | 0 | For |
| Two Sigma | 93,929 | 0 | 0 | 0 | For |
| DAFNA Capital Management LLC | 80,210 | 0 | 0 | 0 | For |
| Saba Capital Management, L.P. | 59,209 | 486 | 1,494 | 0 | For |
| Laurion Capital Management LP | 34,277 | 0 | 0 | 0 | For |
| RBC Capital Markets, LLC | 21,249 | 0 | 0 | 0 | For |
| SCS Capital Management LLC | 17,039 | 0 | 0 | 0 | For |
| OLD NATIONAL BANCORP /IN/ | 14,600 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 13,554 | 0 | 0 | 0 | For |
| Corient Private Wealth LLC | 10,851 | 0 | 0 | 0 | For |
Institutional-manager reports, all 116 managers: 14,413,747 for, 486 against, 1,494 abstained. Showing the 25 largest; see all in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.8% Approved · of votes cast
Description as filed by funds: To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the year ended 31 December 2023
COMPASS PATHWAYS PLC’s own tally for this item (“8. To receive and approve on an advisory basis the Company's U.K. statutory directors' remuneration report for the year ended December 31, 2023”): 41,154,238 for, 50,843 against — passed, per its Form 8-K filed May 9, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “At the AGM, the Company's shareholders approved on an advisory basis, the directors' remuneration report for the year ended December 31, 2023.”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
Fund voting reports, all 13 managers: 2,755,230 for, 61,188 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TCG Crossover Management, LLC | 3,858,000 | 0 | 0 | 0 | For |
| Vivo Capital, LLC | 1,608,000 | 0 | 0 | 0 | For |
| Aisling Capital Management LP | 964,500 | 0 | 0 | 0 | For |
| Affinity Asset Advisors, LLC | 741,141 | 0 | 0 | 0 | For |
| Soleus Capital Management, L.P. | 565,500 | 0 | 0 | 0 | For |
| Polar Asset Management Partners Inc. | 107,200 | 0 | 0 | 0 | For |
| SCS Capital Management LLC | 17,039 | 0 | 0 | 0 | For |
| OLD NATIONAL BANCORP /IN/ | 14,600 | 0 | 0 | 0 | For |
| Corient Private Wealth LLC | 10,851 | 0 | 0 | 0 | For |
| AMG National Trust Bank | 3,000 | 0 | 0 | 0 | For |
| Coyle Financial Counsel LLC | 2,500 | 0 | 0 | 0 | For |
| CRA Financial Services, LLC | 2,085 | 0 | 0 | 0 | For |
| TRUIST FINANCIAL CORP | 2,000 | 0 | 0 | 0 | For |
| Crestwood Advisors Group, LLC | 1,986 | 0 | 0 | 0 | For |
| Crewe Advisors LLC | 1,945 | 0 | 0 | 0 | For |
| Cerity Partners LLC | 1,682 | 0 | 0 | 0 | For |
| D.A. DAVIDSON & CO. | 1,500 | 0 | 0 | 0 | For |
| ROCKEFELLER FINANCIAL LLC | 1,480 | 0 | 0 | 0 | For |
| FORBES J M & CO LLP | 985 | 0 | 0 | 0 | For |
| JPMorgan | 771 | 0 | 0 | 0 | For |
| Garrison Asset Management, LLC | 700 | 0 | 0 | 0 | For |
| COBBLESTONE CAPITAL ADVISORS LLC /NY/ | 500 | 0 | 0 | 0 | For |
| Procyon Advisors, LLC | 496 | 0 | 0 | 0 | For |
| HARTLINE INVESTMENT CORP/ | 490 | 0 | 0 | 0 | For |
| EP Wealth Advisors, LLC | 485 | 0 | 0 | 0 | For |
Institutional-manager reports, all 52 managers: 7,913,188 for, 14 against. Showing the 25 largest; see all in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.8% Approved · of votes cast
Description as filed by funds: To approve the Company's U.K. directors' remuneration policy
COMPASS PATHWAYS PLC’s own tally for this item (“9. To approve the Company's U.K. directors' remuneration policy”): 41,144,868 for, 63,703 against — passed, per its Form 8-K filed May 9, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “At the AGM, the Company's shareholders approved the Company's U.K. directors' remuneration policy.”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
Fund voting reports, all 13 managers: 2,755,230 for, 61,188 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| TCG Crossover Management, LLC | 3,858,000 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 356 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
| DOHJ, LLC | 59 | 0 | 0 | 0 | For |
Institutional-manager reports, all 4 managers: 3,858,477 for.
Combines 4 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Description as filed by funds: To authorise the Audit and Risk Committee to determine the auditors' remuneration for the fiscal year ending 31 December 2024
COMPASS PATHWAYS PLC’s own tally for this item (“6. To authorize the Audit and Risk Committee to determine the auditors' remuneration for the year ending December 31, 2024”): 41,413,468 for, 32,743 against, per its Form 8-K filed May 9, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 2,755,292 for, 61,187 mixed.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
100% of fund votes cast · no official result
The 14 asset managers below reported 2,755,292 for, 61,188 mixed. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| Saba Capital Income & Opportunities Fund | 0 | 0 | 0 | 0 | -- |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Combines 3 wordings of this item as funds reported it.
100% of fund votes cast · no official result
The 13 asset managers below reported 2,755,292 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ARK ETF Trust | 2,156,519 | 0 | 0 | 0 | For |
| Putnam | 271,998 | 0 | 0 | 0 | For |
| BlackRock | 187,237 | 0 | 0 | 0 | For |
| AdvisorShares Trust | 53,639 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 45,297 | 0 | 0 | 0 | For |
| Tidal Trust II | 19,082 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,221 | 0 | 0 | 0 | For |
| Fidelity | 6,899 | 0 | 0 | 0 | For |
| State Street | 1,505 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 967 | 0 | 0 | 0 | For |
| First Trust | 766 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 100 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 62 | 0 | 0 | 0 | For |
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 68,380,857 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | ARK ETF Trust | 3.15% |
| 2 | Putnam | 0.40% |
| 3 | BlackRock | 0.27% |
| 4 | Saba Capital Income & Opportunities Fund | 0.09% |
| 5 | AdvisorShares Trust | 0.08% |
| 6 | ALPS ETF Trust | 0.07% |
| 7 | Tidal Trust II | 0.03% |
| 8 | ETFis Series Trust I | 0.02% |
| 9 | Fidelity | 0.01% |
| 10 | State Street | <0.01% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | TCG Crossover Management, LLC | 5.64% |
| 2 | Citadel | 2.42% |
| 3 | Vivo Capital, LLC | 2.35% |
| 4 | Aisling Capital Management LP | 1.41% |
| 5 | Logos Global Management LP | 1.32% |
| 6 | RA CAPITAL MANAGEMENT, L.P. | 1.15% |
| 7 | Point72 | 1.12% |
| 8 | Affinity Asset Advisors, LLC | 1.08% |
| 9 | Woodline Partners LP | 0.90% |
| 10 | Soleus Capital Management, L.P. | 0.83% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| ATAI Life Sciences AG | 13.80% | DEF14A |
| Entities affiliated with TCG Crossover GP I, LLC | 9.99% | DEF14A |
| George Jay Goldsmith | 6.54% | 13G |
| George Goldsmith | 6.33% | DEF14A |
| Ekaterina Malievskaia | 6.18% | DEF14A |
| Citadel Advisors | 5.74% | 13F |
| Millennium Management | 4.78% | 13F |
| Paradigm BioCapital Advisors LP | 3.39% | 13G |
| Robert McQuade | 2.44% | DEF14A |
| Morgan Stanley | 1.51% | 13F |
Percentages above are of 68,380,857 shares outstanding, as reported by COMPASS PATHWAYS PLC on its Form 10-Q dated May 6, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from COMPASS PATHWAYS PLC’s 10-Q dated May 6, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At COMPASS PATHWAYS PLC's shareholder meeting held May 9, 2024, in the 2023-2024 proxy season, 131 asset managers reported how they voted in their SEC Form N-PX filings, covering 416 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve, on a non-binding, advisory basis, the compensation of the Company's named executive… — COMPASS PATHWAYS PLC's filing reports the proposal as approved, with 99.7% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: COMPASS PATHWAYS PLC's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 9, 2024.
COMPASS PATHWAYS PLC proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.