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CODEXIS INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CODEXIS INC.’s Form 8-K, filed June 13, 2024 (Item 5.07 on EDGAR). Page generated October 25, 2026.

  • 4Ballot items
  • 153Asset managers
  • 800Fund votes
  • June 11, 2024Meeting date

Results at a glance

Meeting of June 11, 2024: 4 items on CODEXIS INC.’s Form 8-K, filed June 13, 2024: 2 approved · 2 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CODEXIS INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CODEXIS INC.

These tallies are CODEXIS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 13, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CODEXIS INC. — official shareholder meeting results, meeting held June 11, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Esther Martinborough 49,420,795---- 549,08510,933,724 99%Not verified—
Elect Director: H. Stewart Parker 43,999,692---- 5,970,18810,933,724 88%Not verified—
2. Ratification of Independent Registered Public Accounting Firm 60,720,53986,38996,676 ---- 99.8%Approved—
3. Non-binding, Advisory Vote on Executive Compensation 47,194,7452,628,567146,568 --10,933,724 95%Approved—

Source: CODEXIS INC., Form 8-K, filed with the SEC on June 13, 2024 — read the filing on EDGAR.

How asset managers voted at the CODEXIS INC. 2023-2024 meeting

Each item below shows how the 153 asset managers that disclosed a CODEXIS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Esther Martinborough

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 49,420,795WITHHELD: 549,085
Details: description as filed, official tally, votes by 52 asset managers

Description as filed by funds: Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expiring at the 2027 Annual Meeting: Esther Martinborough, Ph.D.

CODEXIS INC.’s own tally for this item (“Elect Director: Esther Martinborough”): 49,420,795 for, 549,085 withheld, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 52 asset managers below reported 20,922,088 for, 139,416 withheld.

FOR
FOR: 20,922,088WITHHOLD: 139,416
Largest asset managers voting on “Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expir” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity5,466,3400 00For
Vanguard4,221,6090 00For
BlackRock3,193,0510 00For
TIAA1,641,1030 00For
Federated Hermes1,319,1960 00For
Columbia Threadneedle1,144,2990 00For
PARADIGM FUNDS800,0000 00For
OLD WESTBURY FUNDS INC745,3820 00For
ALGER FUNDS306,4920 00For
Pacific Life238,8700 00For
BRIDGEWAY FUNDS INC233,4000 00For
Equitable123,3090 0102,240Mixed
Charles Schwab204,5540 00For
Aberdeen160,5810 00For
QUANTITATIVE MASTER SERIES LLC133,7930 00For
Jacob Funds Inc.101,0650 00For
American Century87,6170 00For
Nationwide83,1070 00For
Dimensional75,7960 00For
Invesco73,8700 00For
PACE SELECT ADVISORS TRUST71,5320 00For
Brighthouse19,8410 037,176Mixed
Lincoln Financial53,5000 00For
AIG/SunAmerica35,8580 00For
Russell Investments33,5800 00For

Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.

2. Elect Director: H. Stewart Parker

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

88% Majority: yes · of votes cast

FOR 88%
FOR: 43,999,692WITHHELD: 5,970,188
Details: description as filed, official tally, votes by 52 asset managers

Description as filed by funds: Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expiring at the 2027 Annual Meeting: H. Stewart Parker

CODEXIS INC.’s own tally for this item (“Elect Director: H. Stewart Parker”): 43,999,692 for, 5,970,188 withheld, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 52 asset managers below reported 20,087,359 for, 971,694 withheld, 2,451 abstained.

FOR
FOR: 20,087,359ABSTAIN: 2,451WITHHOLD: 971,694
Largest asset managers voting on “Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expir” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity5,466,3400 00For
Vanguard4,221,6090 00For
BlackRock3,193,0510 00For
TIAA1,641,1030 00For
Federated Hermes1,319,1960 00For
Columbia Threadneedle1,144,2990 00For
PARADIGM FUNDS800,0000 00For
OLD WESTBURY FUNDS INC745,3820 00For
ALGER FUNDS00 0306,492Withhold
Pacific Life238,8700 00For
BRIDGEWAY FUNDS INC00 0233,400Withhold
Equitable123,3090 0102,240Mixed
Charles Schwab00 0204,554Withhold
Aberdeen160,5810 00For
QUANTITATIVE MASTER SERIES LLC133,7930 00For
Jacob Funds Inc.101,0650 00For
American Century87,6170 00For
Nationwide83,1070 00For
Dimensional75,7960 00For
Invesco00 073,870Withhold
PACE SELECT ADVISORS TRUST71,5320 00For
Brighthouse19,8410 037,176Mixed
Lincoln Financial53,5000 00For
AIG/SunAmerica35,8580 00For
Russell Investments33,5800 00For

Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.

3. 3. Non-binding, Advisory Vote on Executive Compensation

Official resultFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 7 wordings of this item as funds reported it.

95% Approved · of votes cast

FOR 95%
FOR: 47,194,745AGAINST: 2,628,567
Details: description as filed, official tally, votes by 153 asset managers

Description as filed by funds: To approve, on a non-binding, advisory basis, the compensation of our named executive officers.

CODEXIS INC.’s own tally for this item (“3. Non-binding, Advisory Vote on Executive Compensation”): 47,194,745 for, 2,628,567 against — passed, per its Form 8-K filed June 13, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 52 asset managers voting on “To approve, on a non-binding, advisory basis, the compensation of our named executive officers.” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity5,466,3400 00For
Vanguard4,221,6090 00For
BlackRock3,193,0510 00For
TIAA1,641,1030 00For
Federated Hermes1,319,1960 00For
Columbia Threadneedle1,144,2990 00For
PARADIGM FUNDS800,0000 00For
OLD WESTBURY FUNDS INC745,3820 00For
ALGER FUNDS0306,492 00Against
Pacific Life238,8700 00For
BRIDGEWAY FUNDS INC0233,400 00Against
Equitable225,5490 00For
Charles Schwab204,5540 00For
Aberdeen160,5810 00For
QUANTITATIVE MASTER SERIES LLC133,7930 00For
Jacob Funds Inc.39,19061,875 00Mixed
American Century087,617 00Against
Nationwide83,1070 00For
Dimensional75,7960 00For
Invesco073,870 00Against
PACE SELECT ADVISORS TRUST71,5320 00For
Brighthouse19,8410 37,1760Mixed
Lincoln Financial53,5000 00For
AIG/SunAmerica35,8580 00For
Russell Investments33,5800 00For

Fund voting reports, all 52 managers: 20,256,429 for, 767,899 against, 37,176 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 118 asset managers voting on “To approve, on a non-binding, advisory basis, the compensation of our named executive officers.” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity4,422,5880 00For
Opaleye Management Inc.3,005,0000 00For
Nantahala Capital Management, LLC2,533,5270 00For
BlackRock2,036,3411,040 00For
BAILLIE GIFFORD & CO LTD1,720,9500 00For
Nuveen1,652,0440 00For
GEODE CAPITAL MANAGEMENT, LLC1,386,9710 00For
State Street1,377,162137 00For
Federated Hermes1,322,1370 00For
JACOBS LEVY EQUITY MANAGEMENT, INC813,8220 00For
BESSEMER INVESTMENT MANAGEMENT LLC745,3820 00For
Kent Lake Capital LLC714,9250 00For
Northern Trust552,883135 00For
Vivo Capital, LLC388,1440 00For
ACADIAN ASSET MANAGEMENT LLC375,0780 00For
MELLON INVESTMENTS Corp355,0130 00For
BAILLIE GIFFORD OVERSEAS LTD336,8590 00For
FRED ALGER MANAGEMENT, LLC0306,492 00Against
BRIDGEWAY CAPITAL MANAGEMENT, LLC0242,000 00Against
PNC BANK, NATIONAL ASSOCIATION230,0000 00For
PLATINUM INVESTMENT MANAGEMENT LTD229,6670 00For
STIFEL NICOLAUS & CO INC \MO\213,2590 00For
Charles Schwab204,5540 00For
EAM Investors, LLC169,1320 00For
ENVESTNET ASSET MANAGEMENT INC161,4760 00For

Institutional-manager reports, all 118 managers: 27,296,709 for, 829,630 against. Showing the 25 largest; see all in the interactive database.

4. 2. Ratification of Independent Registered Public Accounting Firm

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 3 wordings of this item as funds reported it.

99.8% Approved · of votes cast

FOR 99.8%
FOR: 60,720,539AGAINST: 86,389
Details: description as filed, official tally, votes by 51 asset managers

Description as filed by funds: To ratify the selection by the Audit Committee of our board of directors of KPMG LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2024.

CODEXIS INC.’s own tally for this item (“2. Ratification of Independent Registered Public Accounting Firm”): 60,720,539 for, 86,389 against — passed, per its Form 8-K filed June 13, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The Company's stockholders ratified the selection by the Audit Committee of the Company's board of directors of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024.”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 51 asset managers below reported 20,224,328 for, 37,176 abstained.

FOR
FOR: 20,224,328ABSTAIN: 37,176
Largest asset managers voting on “To ratify the selection by the Audit Committee of our board of directors of KPMG LLP as the company's independ” at CODEXIS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity5,466,3400 00For
Vanguard4,221,6090 00For
BlackRock3,193,0510 00For
TIAA1,641,1030 00For
Federated Hermes1,319,1960 00For
Columbia Threadneedle1,144,2990 00For
OLD WESTBURY FUNDS INC745,3820 00For
ALGER FUNDS306,4920 00For
Pacific Life238,8700 00For
BRIDGEWAY FUNDS INC233,4000 00For
Equitable225,5490 00For
Charles Schwab204,5540 00For
Aberdeen160,5810 00For
QUANTITATIVE MASTER SERIES LLC133,7930 00For
Jacob Funds Inc.101,0650 00For
American Century87,6170 00For
Nationwide83,1070 00For
Dimensional75,7960 00For
Invesco73,8700 00For
PACE SELECT ADVISORS TRUST71,5320 00For
Brighthouse19,8410 37,1760Mixed
Lincoln Financial53,5000 00For
AIG/SunAmerica35,8580 00For
Russell Investments33,5800 00For
Guardian Variable Products Trust30,2000 00For

Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.

Largest CODEXIS INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 70,557,577 shares outstanding at the time of that meeting.

Fund voting reports: top CODEXIS INC. shareholders by shares voted on “To approve, on a non-binding, advisory basis, the compensation of our named executive officers.”, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 7.75%
2Vanguard 5.98%
3BlackRock 4.53%
4TIAA 2.33%
5Federated Hermes 1.87%
6Columbia Threadneedle 1.62%
7PARADIGM FUNDS 1.13%
8OLD WESTBURY FUNDS INC 1.06%
9ALGER FUNDS 0.43%
10Pacific Life 0.34%
Institutional-manager reports: top CODEXIS INC. shareholders by shares voted on “To approve, on a non-binding, advisory basis, the compensation of our named executive officers.”, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 6.27%
2Opaleye Management Inc. 4.26%
3Nantahala Capital Management, LLC 3.59%
4BlackRock 2.89%
5BAILLIE GIFFORD & CO LTD 2.44%
6Nuveen 2.34%
7GEODE CAPITAL MANAGEMENT, LLC 1.97%
8State Street 1.95%
9Federated Hermes 1.87%
10JACOBS LEVY EQUITY MANAGEMENT, INC 1.15%

Reported CODEXIS INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

CODEXIS INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 10.12% 13F
Vanguard Group 6.62% 13F
Nantahala Capital Management, LLC 6.51% DEF14A
FMR LLC 6.19% DEF14A
Nuveen 2.33% 13F
Geode Capital 2.21% 13F
State Street 2.14% 13F
Goldman Sachs 1.03% 13F
Northern Trust 0.84% 13F
FMR (Fidelity) 0.83% 13F

Percentages above are of 70,557,577 shares outstanding, as reported by CODEXIS INC. on its Form 10-Q dated April 29, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CODEXIS INC.’s 10-Q dated April 29, 2024. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.

At CODEXIS INC.'s shareholder meeting held June 11, 2024, in the 2023-2024 proxy season, 153 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 800 separate fund positions. On the most widely held item on that ballot — To approve, on a non-binding, advisory basis, the compensation of our named executive officers. — CODEXIS INC.'s filing reports the proposal as approved, with 95% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: CODEXIS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 13, 2024.

CODEXIS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.