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Compiled from SEC Form N-PX filings and CODEXIS INC.’s Form 8-K, filed June 13, 2024 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of June 11, 2024: 4 items on CODEXIS INC.’s Form 8-K, filed June 13, 2024: 2 approved · 2 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore CODEXIS INC. in the interactive database Compare manager voting policies
These tallies are CODEXIS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 13, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Esther Martinborough | 49,420,795 | -- | -- | 549,085 | 10,933,724 | 99% | Not verified | — |
| Elect Director: H. Stewart Parker | 43,999,692 | -- | -- | 5,970,188 | 10,933,724 | 88% | Not verified | — |
| 2. Ratification of Independent Registered Public Accounting Firm | 60,720,539 | 86,389 | 96,676 | -- | -- | 99.8% | Approved | — |
| 3. Non-binding, Advisory Vote on Executive Compensation | 47,194,745 | 2,628,567 | 146,568 | -- | 10,933,724 | 95% | Approved | — |
Source: CODEXIS INC., Form 8-K, filed with the SEC on June 13, 2024 — read the filing on EDGAR.
Each item below shows how the 153 asset managers that disclosed a CODEXIS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expiring at the 2027 Annual Meeting: Esther Martinborough, Ph.D.
CODEXIS INC.’s own tally for this item (“Elect Director: Esther Martinborough”): 49,420,795 for, 549,085 withheld, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 52 asset managers below reported 20,922,088 for, 139,416 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,466,340 | 0 | 0 | 0 | For |
| Vanguard | 4,221,609 | 0 | 0 | 0 | For |
| BlackRock | 3,193,051 | 0 | 0 | 0 | For |
| TIAA | 1,641,103 | 0 | 0 | 0 | For |
| Federated Hermes | 1,319,196 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,144,299 | 0 | 0 | 0 | For |
| PARADIGM FUNDS | 800,000 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 745,382 | 0 | 0 | 0 | For |
| ALGER FUNDS | 306,492 | 0 | 0 | 0 | For |
| Pacific Life | 238,870 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 233,400 | 0 | 0 | 0 | For |
| Equitable | 123,309 | 0 | 0 | 102,240 | Mixed |
| Charles Schwab | 204,554 | 0 | 0 | 0 | For |
| Aberdeen | 160,581 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 133,793 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 101,065 | 0 | 0 | 0 | For |
| American Century | 87,617 | 0 | 0 | 0 | For |
| Nationwide | 83,107 | 0 | 0 | 0 | For |
| Dimensional | 75,796 | 0 | 0 | 0 | For |
| Invesco | 73,870 | 0 | 0 | 0 | For |
| PACE SELECT ADVISORS TRUST | 71,532 | 0 | 0 | 0 | For |
| Brighthouse | 19,841 | 0 | 0 | 37,176 | Mixed |
| Lincoln Financial | 53,500 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,858 | 0 | 0 | 0 | For |
| Russell Investments | 33,580 | 0 | 0 | 0 | For |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 3 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Description as filed by funds: Election of the two Class II directors named in the Proxy Statement to hold office for a three-year term expiring at the 2027 Annual Meeting: H. Stewart Parker
CODEXIS INC.’s own tally for this item (“Elect Director: H. Stewart Parker”): 43,999,692 for, 5,970,188 withheld, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 52 asset managers below reported 20,087,359 for, 971,694 withheld, 2,451 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,466,340 | 0 | 0 | 0 | For |
| Vanguard | 4,221,609 | 0 | 0 | 0 | For |
| BlackRock | 3,193,051 | 0 | 0 | 0 | For |
| TIAA | 1,641,103 | 0 | 0 | 0 | For |
| Federated Hermes | 1,319,196 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,144,299 | 0 | 0 | 0 | For |
| PARADIGM FUNDS | 800,000 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 745,382 | 0 | 0 | 0 | For |
| ALGER FUNDS | 0 | 0 | 0 | 306,492 | Withhold |
| Pacific Life | 238,870 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 233,400 | Withhold |
| Equitable | 123,309 | 0 | 0 | 102,240 | Mixed |
| Charles Schwab | 0 | 0 | 0 | 204,554 | Withhold |
| Aberdeen | 160,581 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 133,793 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 101,065 | 0 | 0 | 0 | For |
| American Century | 87,617 | 0 | 0 | 0 | For |
| Nationwide | 83,107 | 0 | 0 | 0 | For |
| Dimensional | 75,796 | 0 | 0 | 0 | For |
| Invesco | 0 | 0 | 0 | 73,870 | Withhold |
| PACE SELECT ADVISORS TRUST | 71,532 | 0 | 0 | 0 | For |
| Brighthouse | 19,841 | 0 | 0 | 37,176 | Mixed |
| Lincoln Financial | 53,500 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,858 | 0 | 0 | 0 | For |
| Russell Investments | 33,580 | 0 | 0 | 0 | For |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 7 wordings of this item as funds reported it.
95% Approved · of votes cast
Description as filed by funds: To approve, on a non-binding, advisory basis, the compensation of our named executive officers.
CODEXIS INC.’s own tally for this item (“3. Non-binding, Advisory Vote on Executive Compensation”): 47,194,745 for, 2,628,567 against — passed, per its Form 8-K filed June 13, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,466,340 | 0 | 0 | 0 | For |
| Vanguard | 4,221,609 | 0 | 0 | 0 | For |
| BlackRock | 3,193,051 | 0 | 0 | 0 | For |
| TIAA | 1,641,103 | 0 | 0 | 0 | For |
| Federated Hermes | 1,319,196 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,144,299 | 0 | 0 | 0 | For |
| PARADIGM FUNDS | 800,000 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 745,382 | 0 | 0 | 0 | For |
| ALGER FUNDS | 0 | 306,492 | 0 | 0 | Against |
| Pacific Life | 238,870 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 233,400 | 0 | 0 | Against |
| Equitable | 225,549 | 0 | 0 | 0 | For |
| Charles Schwab | 204,554 | 0 | 0 | 0 | For |
| Aberdeen | 160,581 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 133,793 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 39,190 | 61,875 | 0 | 0 | Mixed |
| American Century | 0 | 87,617 | 0 | 0 | Against |
| Nationwide | 83,107 | 0 | 0 | 0 | For |
| Dimensional | 75,796 | 0 | 0 | 0 | For |
| Invesco | 0 | 73,870 | 0 | 0 | Against |
| PACE SELECT ADVISORS TRUST | 71,532 | 0 | 0 | 0 | For |
| Brighthouse | 19,841 | 0 | 37,176 | 0 | Mixed |
| Lincoln Financial | 53,500 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,858 | 0 | 0 | 0 | For |
| Russell Investments | 33,580 | 0 | 0 | 0 | For |
Fund voting reports, all 52 managers: 20,256,429 for, 767,899 against, 37,176 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 4,422,588 | 0 | 0 | 0 | For |
| Opaleye Management Inc. | 3,005,000 | 0 | 0 | 0 | For |
| Nantahala Capital Management, LLC | 2,533,527 | 0 | 0 | 0 | For |
| BlackRock | 2,036,341 | 1,040 | 0 | 0 | For |
| BAILLIE GIFFORD & CO LTD | 1,720,950 | 0 | 0 | 0 | For |
| Nuveen | 1,652,044 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 1,386,971 | 0 | 0 | 0 | For |
| State Street | 1,377,162 | 137 | 0 | 0 | For |
| Federated Hermes | 1,322,137 | 0 | 0 | 0 | For |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 813,822 | 0 | 0 | 0 | For |
| BESSEMER INVESTMENT MANAGEMENT LLC | 745,382 | 0 | 0 | 0 | For |
| Kent Lake Capital LLC | 714,925 | 0 | 0 | 0 | For |
| Northern Trust | 552,883 | 135 | 0 | 0 | For |
| Vivo Capital, LLC | 388,144 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 375,078 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 355,013 | 0 | 0 | 0 | For |
| BAILLIE GIFFORD OVERSEAS LTD | 336,859 | 0 | 0 | 0 | For |
| FRED ALGER MANAGEMENT, LLC | 0 | 306,492 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 242,000 | 0 | 0 | Against |
| PNC BANK, NATIONAL ASSOCIATION | 230,000 | 0 | 0 | 0 | For |
| PLATINUM INVESTMENT MANAGEMENT LTD | 229,667 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 213,259 | 0 | 0 | 0 | For |
| Charles Schwab | 204,554 | 0 | 0 | 0 | For |
| EAM Investors, LLC | 169,132 | 0 | 0 | 0 | For |
| ENVESTNET ASSET MANAGEMENT INC | 161,476 | 0 | 0 | 0 | For |
Institutional-manager reports, all 118 managers: 27,296,709 for, 829,630 against. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.8% Approved · of votes cast
Description as filed by funds: To ratify the selection by the Audit Committee of our board of directors of KPMG LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2024.
CODEXIS INC.’s own tally for this item (“2. Ratification of Independent Registered Public Accounting Firm”): 60,720,539 for, 86,389 against — passed, per its Form 8-K filed June 13, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders ratified the selection by the Audit Committee of the Company's board of directors of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024.”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 51 asset managers below reported 20,224,328 for, 37,176 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,466,340 | 0 | 0 | 0 | For |
| Vanguard | 4,221,609 | 0 | 0 | 0 | For |
| BlackRock | 3,193,051 | 0 | 0 | 0 | For |
| TIAA | 1,641,103 | 0 | 0 | 0 | For |
| Federated Hermes | 1,319,196 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,144,299 | 0 | 0 | 0 | For |
| OLD WESTBURY FUNDS INC | 745,382 | 0 | 0 | 0 | For |
| ALGER FUNDS | 306,492 | 0 | 0 | 0 | For |
| Pacific Life | 238,870 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 233,400 | 0 | 0 | 0 | For |
| Equitable | 225,549 | 0 | 0 | 0 | For |
| Charles Schwab | 204,554 | 0 | 0 | 0 | For |
| Aberdeen | 160,581 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 133,793 | 0 | 0 | 0 | For |
| Jacob Funds Inc. | 101,065 | 0 | 0 | 0 | For |
| American Century | 87,617 | 0 | 0 | 0 | For |
| Nationwide | 83,107 | 0 | 0 | 0 | For |
| Dimensional | 75,796 | 0 | 0 | 0 | For |
| Invesco | 73,870 | 0 | 0 | 0 | For |
| PACE SELECT ADVISORS TRUST | 71,532 | 0 | 0 | 0 | For |
| Brighthouse | 19,841 | 0 | 37,176 | 0 | Mixed |
| Lincoln Financial | 53,500 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,858 | 0 | 0 | 0 | For |
| Russell Investments | 33,580 | 0 | 0 | 0 | For |
| Guardian Variable Products Trust | 30,200 | 0 | 0 | 0 | For |
Showing the 25 largest of 51 asset managers. See all 51 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 70,557,577 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 7.75% |
| 2 | Vanguard | 5.98% |
| 3 | BlackRock | 4.53% |
| 4 | TIAA | 2.33% |
| 5 | Federated Hermes | 1.87% |
| 6 | Columbia Threadneedle | 1.62% |
| 7 | PARADIGM FUNDS | 1.13% |
| 8 | OLD WESTBURY FUNDS INC | 1.06% |
| 9 | ALGER FUNDS | 0.43% |
| 10 | Pacific Life | 0.34% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 6.27% |
| 2 | Opaleye Management Inc. | 4.26% |
| 3 | Nantahala Capital Management, LLC | 3.59% |
| 4 | BlackRock | 2.89% |
| 5 | BAILLIE GIFFORD & CO LTD | 2.44% |
| 6 | Nuveen | 2.34% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 1.97% |
| 8 | State Street | 1.95% |
| 9 | Federated Hermes | 1.87% |
| 10 | JACOBS LEVY EQUITY MANAGEMENT, INC | 1.15% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 10.12% | 13F |
| Vanguard Group | 6.62% | 13F |
| Nantahala Capital Management, LLC | 6.51% | DEF14A |
| FMR LLC | 6.19% | DEF14A |
| Nuveen | 2.33% | 13F |
| Geode Capital | 2.21% | 13F |
| State Street | 2.14% | 13F |
| Goldman Sachs | 1.03% | 13F |
| Northern Trust | 0.84% | 13F |
| FMR (Fidelity) | 0.83% | 13F |
Percentages above are of 70,557,577 shares outstanding, as reported by CODEXIS INC. on its Form 10-Q dated April 29, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CODEXIS INC.’s 10-Q dated April 29, 2024. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At CODEXIS INC.'s shareholder meeting held June 11, 2024, in the 2023-2024 proxy season, 153 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 800 separate fund positions. On the most widely held item on that ballot — To approve, on a non-binding, advisory basis, the compensation of our named executive officers. — CODEXIS INC.'s filing reports the proposal as approved, with 95% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: CODEXIS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 13, 2024.
CODEXIS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.