CLEARPOINT NEURO INC. 2023-2024 Proxy Voting Records

Description as filed by funds: Election of Directors: B. Kristine Johnson

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: B. Kristine Johnson”): 11,730,889 for, 457,310 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,406,131 for.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Election of Directors: Joseph M. Burnett

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: Joseph M. Burnett”): 12,037,171 for, 151,028 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,406,131 for.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Election of Directors: Linda M. Liau

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: Linda M. Liau”): 11,716,020 for, 472,179 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,406,131 for.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Election of Directors: Lynnette C. Fallon

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: Lynnette C. Fallon”): 11,780,550 for, 407,649 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,337,246 for, 68,885 withheld.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Election of Directors: Matthew B. Klein

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: Matthew B. Klein”): 11,850,463 for, 337,736 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,406,131 for.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Election of Directors: Pascal E.R. Girin

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: Pascal E.R. Girin”): 11,771,794 for, 416,405 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,337,246 for, 68,885 withheld.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Election of Directors: R. John Fletcher

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: R. John Fletcher”): 11,734,172 for, 454,027 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,337,246 for, 68,885 withheld.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Election of Directors: Timothy T. Richards

CLEARPOINT NEURO INC.’s own tally for this item (“Elect Director: Timothy T. Richards”): 11,625,429 for, 562,770 withheld, per its Form 8-K filed May 16, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The following named persons were elected as directors of the Company to serve until the 2025 annual meeting of stockholders or until their successors have been duly elected and qualified or until their earlier death, resignation, disqualification or removal.”
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,337,246 for, 68,885 withheld.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: Approval of ClearPoint Neuro, Inc.'s Fifth Amended and Restated 2013 Incentive Compensation Plan.

CLEARPOINT NEURO INC.’s own tally for this item (“4. Approval of the Fifth Amended and Restated 2013 Incentive Compensation Plan”): 11,045,314 for, 699,499 against — passed, per its Form 8-K filed May 16, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders approved the Company's Fifth Amended and Restated 2013 Incentive Compensation Plan.”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,376,228 for, 29,903 against.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.

Description as filed by funds: An advisory (non-binding) vote to approve the compensation of ClearPoint Neuro, Inc.'s named executive officers.

CLEARPOINT NEURO INC.’s own tally for this item (“3. Advisory approval of executive compensation”): 11,126,888 for, 629,515 against — passed, per its Form 8-K filed May 16, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 3: Advisory approval of executive compensation.”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 33 managers: 2,337,246 for, 68,885 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 75 managers: 2,347,899 for, 299,601 against. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: Ratification of the appointment of Cherry Bekaert LLP as ClearPoint Neuro, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2024.

CLEARPOINT NEURO INC.’s own tally for this item (“2. Ratification of Independent Registered Public Accounting Firm”): 18,941,669 for, 68,614 against — passed, per its Form 8-K filed May 16, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The stockholders ratified the appointment of Cherry Bekaert LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024.”
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 33 asset managers below reported 2,406,131 for.

Showing the 25 largest of 33 asset managers. See all 33 in the interactive database.