CATHAY GENERAL BANCORP 2023-2024 Proxy Voting Records

Description as filed by funds: Election of Directors. Class I Directors, to be elected for the term ending 2027: Jane Jelenko

CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Jane Jelenko”): 50,359,582 for, 4,792,529 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all five Class I director nominees and one Class II director nominee, approved the advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and ratified the appointment of KPMG LLP as the Company's independent regis…”
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CATHAY GENERAL BANCORP’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ELECT DIRECTOR JANE JELENKO” (2 managers, 58,993 for).

The 94 asset managers below reported 32,779,939 for, 2,497,261 against, 3,990 abstained.

Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.

Description as filed by funds: Election of Directors. Class I Directors, to be elected for the term ending 2027: Ann Yee Kono

CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Ann Yee Kono”): 55,110,327 for, 60,060 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all five Class I director nominees and one Class II director nominee, approved the advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and ratified the appointment of KPMG LLP as the Company's independent regis…”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CATHAY GENERAL BANCORP’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ELECT DIRECTOR ANN YEE KONO” (2 managers, 58,993 for).

The 94 asset managers below reported 35,275,478 for, 1,722 against, 3,990 abstained.

Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.

Description as filed by funds: Election of Directors. Class I Directors, to be elected for the term ending 2027: Anthony M. Tang

CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Anthony M. Tang”): 53,498,488 for, 1,670,115 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all five Class I director nominees and one Class II director nominee, approved the advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and ratified the appointment of KPMG LLP as the Company's independent regis…”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CATHAY GENERAL BANCORP’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ELECT DIRECTOR ANTHONY M. TANG” (2 managers, 58,993 for).

The 94 asset managers below reported 35,029,690 for, 247,510 against, 3,990 abstained.

Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.

Description as filed by funds: Election of Directors. Class I Directors, to be elected for the term ending 2027: Shally Wang

CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Shally Wang”): 54,649,937 for, 508,793 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all five Class I director nominees and one Class II director nominee, approved the advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and ratified the appointment of KPMG LLP as the Company's independent regis…”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CATHAY GENERAL BANCORP’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ELECT DIRECTOR SHALLY WANG” (2 managers, 58,993 for).

The 94 asset managers below reported 35,187,454 for, 89,746 against, 3,990 abstained.

Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.

Description as filed by funds: Election of Directors. Class I Directors, to be elected for the term ending 2027: Peter Wu

CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Peter Wu”): 53,433,991 for, 1,729,362 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all five Class I director nominees and one Class II director nominee, approved the advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and ratified the appointment of KPMG LLP as the Company's independent regis…”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CATHAY GENERAL BANCORP’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ELECT DIRECTOR PETER WU” (2 managers, 58,993 for).

The 94 asset managers below reported 35,029,690 for, 247,510 against, 3,990 abstained.

Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.

Description as filed by funds: Election of Directors. Class II Director, to be elected for the term ending 2025: Elizabeth Woo

CATHAY GENERAL BANCORP’s own tally for this item (“Elect Director: Elizabeth Woo”): 55,112,351 for, 58,404 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The stockholders elected all five Class I director nominees and one Class II director nominee, approved the advisory (non-binding) resolution to approve the Company's executive compensation disclosed in the proxy statement, and ratified the appointment of KPMG LLP as the Company's independent regis…”
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CATHAY GENERAL BANCORP’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ELECT DIRECTOR ELIZABETH WOO” (2 managers, 58,993 for).

The 94 asset managers below reported 35,275,478 for, 1,722 against, 3,990 abstained.

Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.

Description as filed by funds: Approval, on a non-binding advisory basis, of the compensation paid to Cathay General Bancorp's named executive officers as disclosed in the proxy statement.

CATHAY GENERAL BANCORP’s own tally for this item (“Advisory (Non-Binding) Vote to Approve Our Executive Compensation”): 51,949,711 for, 3,182,367 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CATHAY GENERAL BANCORP’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION” (6 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 93 managers: 33,648,124 for, 1,629,001 against, 3,990 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 215 managers: 20,193,435 for, 2,081,827 against, 2,457 abstained, 70 not voted, 16 unknown. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS CATHAY GENERAL BANCORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2024.

CATHAY GENERAL BANCORP’s own tally for this item (“Proposal to Ratify the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for the 2024 Fiscal Year”): 60,771,804 for, 497,128 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 94 asset managers below reported 35,245,766 for, 31,434 against, 3,990 abstained.

Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.