Home › Companies › CAPRICOR THERAPEUTICS INC. › 2024-2025
Compiled from SEC Form N-PX filings and CAPRICOR THERAPEUTICS INC.’s Form 8-K, filed May 27, 2025 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of May 22, 2025: 11 items on CAPRICOR THERAPEUTICS INC.’s Form 8-K, filed May 27, 2025: 3 approved · 8 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2024-2025 2025-2026
Explore CAPRICOR THERAPEUTICS INC. in the interactive database Compare manager voting policies
These tallies are CAPRICOR THERAPEUTICS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 27, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Frank Litvack, M.D. | 17,272,827 | -- | -- | 795,457 | 12,481,913 | 96% | Not verified | — |
| Elect Director: Linda Marbán, Ph.D. | 17,550,630 | -- | -- | 517,654 | 12,481,913 | 97% | Not verified | — |
| Elect Director: David B. Musket | 17,409,421 | -- | -- | 658,863 | 12,481,913 | 96% | Not verified | — |
| Elect Director: George W. Dunbar, Jr. | 14,964,520 | -- | -- | 3,103,764 | 12,481,913 | 83% | Not verified | — |
| Elect Director: Karimah Es Sabar | 10,780,431 | -- | -- | 7,287,853 | 12,481,913 | 60% | Not verified | — |
| Elect Director: Paul Auwaerter, M.D. | 17,550,804 | -- | -- | 517,480 | 12,481,913 | 97% | Not verified | — |
| Elect Director: Philip Gotwals, Ph.D. | 17,568,301 | -- | -- | 499,983 | 12,481,913 | 97% | Not verified | — |
| Elect Director: Michael Kelliher | 17,493,800 | -- | -- | 574,484 | 12,481,913 | 97% | Not verified | — |
| 2. The ratification of the appointment by the Audit Committee of the Company's Board of Directors of Rose, Snyder & Jacobs LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2025 | 29,548,484 | 563,052 | 438,661 | -- | -- | 98% | Approved | — |
| 3. To approve the adoption of the Plan; and | 9,673,779 | 8,210,461 | 184,044 | -- | 12,481,913 | 54.1% | Approved | — |
| 4. To approve, by non-binding advisory vote, the resolution approving named executive officer compensation | 16,442,845 | 1,467,438 | 158,001 | -- | 12,481,913 | 92% | Approved | — |
Source: CAPRICOR THERAPEUTICS INC., Form 8-K, filed with the SEC on May 27, 2025 — read the filing on EDGAR.
Each item below shows how the 144 asset managers that disclosed a CAPRICOR THERAPEUTICS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Frank Litvack
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: Frank Litvack, M.D.”): 17,272,827 for, 795,457 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 2,969,701 for, 4,113 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,432 | 0 | 0 | 13 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 3,832 | Withhold |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: David Musket
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: David B. Musket”): 17,409,421 for, 658,863 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 2,973,610 for, 204 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,432 | 0 | 0 | 13 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 3,832 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Combines 3 wordings of this item as funds reported it.
83% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: George Dunbar
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: George W. Dunbar, Jr.”): 14,964,520 for, 3,103,764 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 83% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 2,457,794 for, 516,020 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 0 | 438,723 | Withhold |
| State Street | 318,432 | 0 | 0 | 13 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 23,155 | 0 | 0 | 18,299 | Mixed |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 13,280 | 0 | 0 | 14,610 | Mixed |
| Pacific Life | 0 | 0 | 0 | 12,572 | Withhold |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 0 | 9,469 | Withhold |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 0 | 7,200 | Withhold |
| Global X | 0 | 0 | 0 | 5,763 | Withhold |
| Columbia Threadneedle | 0 | 0 | 0 | 4,048 | Withhold |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 3,832 | Withhold |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Combines 3 wordings of this item as funds reported it.
60% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Karimah Es Sabar
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: Karimah Es Sabar”): 10,780,431 for, 7,287,853 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 60% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 82,999 for, 2,890,815 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 0 | 1,779,557 | Withhold |
| BlackRock | 0 | 0 | 0 | 438,723 | Withhold |
| State Street | 643 | 0 | 0 | 317,802 | Withhold |
| Charles Schwab | 0 | 0 | 0 | 91,481 | Withhold |
| Lincoln Financial | 0 | 0 | 0 | 49,532 | Withhold |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 0 | 0 | 0 | 46,528 | Withhold |
| Fidelity | 0 | 0 | 0 | 41,454 | Withhold |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 0 | 0 | 0 | 27,890 | Withhold |
| Pacific Life | 0 | 0 | 0 | 12,572 | Withhold |
| ETFis Series Trust I | 0 | 0 | 0 | 11,448 | Withhold |
| Bridge Builder Trust | 0 | 0 | 0 | 9,469 | Withhold |
| AQR | 0 | 0 | 0 | 8,037 | Withhold |
| John Hancock | 0 | 0 | 0 | 7,922 | Withhold |
| ProShares | 0 | 0 | 0 | 7,251 | Withhold |
| SEI | 0 | 0 | 0 | 7,200 | Withhold |
| Global X | 0 | 0 | 0 | 5,763 | Withhold |
| Columbia Threadneedle | 0 | 0 | 0 | 4,048 | Withhold |
| AIG/SunAmerica | 0 | 0 | 0 | 4,035 | Withhold |
| Calvert | 0 | 0 | 0 | 3,832 | Withhold |
| ALPS ETF Trust | 0 | 0 | 0 | 3,521 | Withhold |
| Brighthouse | 0 | 0 | 0 | 2,989 | Withhold |
| Exchange Place Advisors Trust | 0 | 0 | 0 | 2,468 | Withhold |
| TIAA | 0 | 0 | 0 | 1,738 | Withhold |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Paul Auwaerter
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: Paul Auwaerter, M.D.”): 17,550,804 for, 517,480 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 2,973,814 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,445 | 0 | 0 | 0 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 3,832 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Philip Gotwals
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: Philip Gotwals, Ph.D.”): 17,568,301 for, 499,983 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 2,973,814 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,445 | 0 | 0 | 0 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 3,832 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Michael Kelliher
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: Michael Kelliher”): 17,493,800 for, 574,484 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 2,973,801 for, 13 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,432 | 0 | 0 | 13 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 3,832 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTORS: Linda Marban
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“Elect Director: Linda Marbán, Ph.D.”): 17,550,630 for, 517,654 withheld, per its Form 8-K filed May 27, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 35 asset managers below reported 2,970,940 for, 13 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,432 | 0 | 0 | 13 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 3,832 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
| Nationwide | 1,300 | 0 | 0 | 0 | For |
Showing the 25 largest of 35 asset managers. See all 35 in the interactive database.
54.1% Approved · of votes cast
Description as filed by funds: APPROVAL OF THE CAPRICOR THERAPEUTICS 2025 EQUITY INCENTIVE PLAN.
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“3. To approve the adoption of the Plan; and”): 9,673,779 for, 8,210,461 against — passed, per its Form 8-K filed May 27, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The adoption of the Capricor Therapeutics 2025 Equity Incentive Plan was approved as follows:”
Support: 54.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of CAPRICOR THERAPEUTICS INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Adopt Incentive Stock Option Plan APPROVAL OF THE CAPRICOR THERAPEUTICS 2025 EQUITY INCENTIVE PLAN.” (3 managers, Fund and manager reports combined; may count the same shares twice; no share total shown).
The 36 asset managers below reported 789 for, 2,924,436 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 1,779,557 | 0 | 0 | Against |
| BlackRock | 0 | 438,723 | 0 | 0 | Against |
| State Street | 589 | 317,856 | 0 | 0 | Against |
| Charles Schwab | 0 | 91,481 | 0 | 0 | Against |
| Lincoln Financial | 0 | 49,532 | 0 | 0 | Against |
| Direxion Shares ETF Trust | 0 | 46,528 | 0 | 0 | Against |
| Fidelity | 0 | 41,454 | 0 | 0 | Against |
| Northern Trust | 0 | 33,567 | 0 | 0 | Against |
| Equitable | 0 | 27,890 | 0 | 0 | Against |
| Pacific Life | 0 | 12,572 | 0 | 0 | Against |
| ETFis Series Trust I | 0 | 11,448 | 0 | 0 | Against |
| Bridge Builder Trust | 0 | 9,469 | 0 | 0 | Against |
| AQR | 0 | 8,037 | 0 | 0 | Against |
| John Hancock | 0 | 7,922 | 0 | 0 | Against |
| ProShares | 0 | 7,251 | 0 | 0 | Against |
| SEI | 0 | 7,200 | 0 | 0 | Against |
| Global X | 0 | 5,763 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 4,048 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 4,035 | 0 | 0 | Against |
| Calvert | 0 | 3,832 | 0 | 0 | Against |
| ALPS ETF Trust | 0 | 3,521 | 0 | 0 | Against |
| Brighthouse | 0 | 2,989 | 0 | 0 | Against |
| Exchange Place Advisors Trust | 0 | 2,468 | 0 | 0 | Against |
| TIAA | 0 | 1,738 | 0 | 0 | Against |
| Nationwide | 0 | 1,300 | 0 | 0 | Against |
Showing the 25 largest of 36 asset managers. See all 36 in the interactive database.
Combines 9 wordings of this item as funds reported it.
92% Approved · of votes cast
Description as filed by funds: APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION, ON A NON-BINDING ADVISORY BASIS
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“4. To approve, by non-binding advisory vote, the resolution approving named executive officer compensation”): 16,442,845 for, 1,467,438 against — passed, per its Form 8-K filed May 27, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The compensation of the Company's named executive officers was approved, on a non-binding advisory basis, as follows:”
Support: 92% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,369 | 76 | 0 | 0 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 0 | 3,832 | 0 | 0 | Against |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Fund voting reports, all 37 managers: 2,969,906 for, 3,908 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| FARALLON CAPITAL MANAGEMENT LLC | 1,564,190 | 0 | 0 | 0 | For |
| State Street | 967,071 | 170 | 0 | 0 | For |
| BlackRock | 261,811 | 5,669 | 0 | 0 | For |
| Point72 | 250,520 | 0 | 0 | 0 | For |
| Pier Capital, LLC | 188,795 | 0 | 0 | 0 | For |
| Northern Trust | 164,318 | 0 | 0 | 0 | For |
| PFM Health Sciences, LP | 126,787 | 0 | 0 | 0 | For |
| OPPENHEIMER & CO INC | 123,205 | 0 | 0 | 0 | For |
| Avidity Partners Management LP | 101,429 | 0 | 0 | 0 | For |
| Charles Schwab | 91,550 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 88,327 | 0 | 0 | 0 | For |
| Wellington | 80,399 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 67,731 | 0 | 0 | 0 | For |
| KENNEDY CAPITAL MANAGEMENT LLC | 46,580 | 700 | 0 | 0 | For |
| Rafferty Asset Management, LLC | 46,528 | 0 | 0 | 0 | For |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 32,213 | 0 | 0 | 0 | For |
| UBS | 31 | 27,434 | 0 | 0 | Against |
| Citadel | 23,859 | 0 | 0 | 0 | For |
| FRANKLIN ADVISERS INC | 23,332 | 0 | 0 | 0 | For |
| Fidelity | 22,583 | 0 | 0 | 0 | For |
| Orgel Wealth Management, LLC | 22,000 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 21,968 | 0 | 0 | 0 | For |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | 0 | 19,760 | 0 | 0 | Against |
| JPMorgan | 17,202 | 0 | 0 | 0 | For |
| MONETA GROUP INVESTMENT ADVISORS LLC | 16,445 | 0 | 0 | 0 | For |
Institutional-manager reports, all 119 managers: 4,566,331 for, 80,952 against. Showing the 25 largest; see all in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Approved · of votes cast
Description as filed by funds: RATIFICATION OF THE SELECTION OF ROSE, SNYDER & JACOBS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2025.
CAPRICOR THERAPEUTICS INC.’s own tally for this item (“2. The ratification of the appointment by the Audit Committee of the Company's Board of Directors of Rose, Snyder & Jacobs LLP as the Company's independent registered accounting firm for the fiscal year ending December 3”): 29,548,484 for, 563,052 against — passed, per its Form 8-K filed May 27, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The appointment by the Audit Committee of the Company's Board of Directors of Rose, Snyder & Jacobs LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025 was ratified as follows:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 2,973,801 for, 13 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,779,557 | 0 | 0 | 0 | For |
| BlackRock | 438,723 | 0 | 0 | 0 | For |
| State Street | 318,432 | 13 | 0 | 0 | For |
| Charles Schwab | 91,481 | 0 | 0 | 0 | For |
| Lincoln Financial | 49,532 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 48,205 | 0 | 0 | 0 | For |
| Direxion Shares ETF Trust | 46,528 | 0 | 0 | 0 | For |
| Fidelity | 41,454 | 0 | 0 | 0 | For |
| Northern Trust | 33,567 | 0 | 0 | 0 | For |
| Equitable | 27,890 | 0 | 0 | 0 | For |
| Pacific Life | 12,572 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 11,448 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,469 | 0 | 0 | 0 | For |
| AQR | 8,037 | 0 | 0 | 0 | For |
| John Hancock | 7,922 | 0 | 0 | 0 | For |
| ProShares | 7,251 | 0 | 0 | 0 | For |
| SEI | 7,200 | 0 | 0 | 0 | For |
| Global X | 5,763 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 4,048 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 4,035 | 0 | 0 | 0 | For |
| Calvert | 3,832 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 3,521 | 0 | 0 | 0 | For |
| Brighthouse | 2,989 | 0 | 0 | 0 | For |
| Exchange Place Advisors Trust | 2,468 | 0 | 0 | 0 | For |
| TIAA | 1,738 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 45,676,887 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.90% |
| 2 | BlackRock | 0.96% |
| 3 | State Street | 0.70% |
| 4 | Charles Schwab | 0.20% |
| 5 | Lincoln Financial | 0.11% |
| 6 | RBB FUND, INC. | 0.11% |
| 7 | Direxion Shares ETF Trust | 0.10% |
| 8 | Fidelity | 0.09% |
| 9 | Northern Trust | 0.07% |
| 10 | Equitable | 0.06% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | FARALLON CAPITAL MANAGEMENT LLC | 3.42% |
| 2 | State Street | 2.12% |
| 3 | BlackRock | 0.59% |
| 4 | Point72 | 0.55% |
| 5 | Pier Capital, LLC | 0.41% |
| 6 | Northern Trust | 0.36% |
| 7 | PFM Health Sciences, LP | 0.28% |
| 8 | OPPENHEIMER & CO INC | 0.27% |
| 9 | Avidity Partners Management LP | 0.22% |
| 10 | Charles Schwab | 0.20% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Nippon Shinyaku Co., Ltd. | 15.52% | DEF14A |
| SUVRETTA CAPITAL MANAGEMENT, LLC | 7.48% | 13G |
| TANG CAPITAL MANAGEMENT, LLC | 7.44% | 13G |
| BlackRock | 6.45% | 13F |
| Highbridge Capital Management, LLC and affiliated entities | 6.11% | DEF14A |
| Vanguard Group | 4.96% | 13F |
| State Street | 4.03% | 13F |
| Linda Marbán, Ph.D. | 3.58% | DEF14A |
| Frank Litvack, M.D. | 2.42% | DEF14A |
| Morgan Stanley | 1.79% | 13F |
Percentages above are of 45,676,887 shares outstanding, as reported by CAPRICOR THERAPEUTICS INC. on its Form 10-Q dated March 31, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CAPRICOR THERAPEUTICS INC.’s 10-Q dated March 31, 2025. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At CAPRICOR THERAPEUTICS INC.'s shareholder meeting held May 22, 2025, in the 2024-2025 proxy season, 144 asset managers reported how they voted on 11 ballot items in their SEC Form N-PX filings, covering 1,244 separate fund positions. On the most widely held item on that ballot — APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION, ON A NON-BINDING ADVISORY BASIS — CAPRICOR THERAPEUTICS INC.'s filing reports the proposal as approved, with 92% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: CAPRICOR THERAPEUTICS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 27, 2025.
CAPRICOR THERAPEUTICS INC. proxy season coverage: 2024-2025 (this page) · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.