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CAPITOL FEDERAL FINANCIAL INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CAPITOL FEDERAL FINANCIAL INC.’s Form 8-K, filed January 25, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.

  • 7Reported items
  • 201Asset managers
  • 1,190Fund votes
  • January 23, 2024Meeting date

Results at a glance

Meeting of January 23, 2024: 2 items on CAPITOL FEDERAL FINANCIAL INC.’s Form 8-K, filed January 25, 2024: 2 elected.

Material dissent

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CAPITOL FEDERAL FINANCIAL INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CAPITOL FEDERAL FINANCIAL INC.

These tallies are CAPITOL FEDERAL FINANCIAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed January 25, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CAPITOL FEDERAL FINANCIAL INC. — official shareholder meeting results, meeting held January 23, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Morris J. Huey, II (three years) 77,515,50624,139,188248,286 --11,127,334 76%Elected—
Elect Director: Carlton A. Ricketts (three years) 57,233,32244,395,278274,380 --11,127,334 56%Elected—

Source: CAPITOL FEDERAL FINANCIAL INC., Form 8-K, filed with the SEC on January 25, 2024 — read the filing on EDGAR.

How asset managers voted at the CAPITOL FEDERAL FINANCIAL INC. 2023-2024 meeting

Each item below shows how the 201 asset managers that disclosed a CAPITOL FEDERAL FINANCIAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CAPITOL FEDERAL FINANCIAL INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: Morris J. Huey, II (three years)

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 4 wordings of this item as funds reported it.

76% Majority: yes · of votes cast

FOR 76%AGAINST
FOR: 77,515,506AGAINST: 24,139,188
Details: description as filed, official tally, votes by 71 asset managers

Description as filed by funds: Election of Directors: (for three-year terms): Morris J. Huey, II

CAPITOL FEDERAL FINANCIAL INC.’s own tally for this item (“Elect Director: Morris J. Huey, II (three years)”): 77,515,506 for, 24,139,188 against, per its Form 8-K filed January 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Stockholders elected Morris J. Huey, II and Carlton A. Ricketts each to a three-year term as director.”
Support: 76% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 71 asset managers below reported 45,054,567 for, 11,467,738 against, 88,043 not voted.

FORAGAINST
FOR: 45,054,567AGAINST: 11,467,738NOT VOTED: 88,043
Largest asset managers voting on “Election of Directors: (for three-year terms): Morris J. Huey, II” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard13,280,6550 00For
BlackRock10,450,7540 00For
American Century8,162,6120 00For
T. Rowe Price04,802,088 00Against
Dimensional4,790,8310 00For
State Street3,179,2310 00For
Fidelity2,628,6610 00For
TIAA01,915,823 00Against
Charles Schwab01,840,416 00Against
WisdomTree0462,149 00Against
Invesco0458,094 00Against
Columbia Threadneedle0420,188 00Against
Equitable215,613168,886 00Mixed
Jackson National38,320311,582 00Mixed
BRIDGEWAY FUNDS INC0325,000 00Against
EA Series Trust321,2700 00For
Principal249,2640 00For
BNY Mellon0208,618 00Against
Thrivent170,1610 00For
HOTCHKIS & WILEY FUNDS /DE/169,9000 00For
QUANTITATIVE MASTER SERIES LLC161,4870 00For
Lincoln Financial47,075108,600 00Mixed
Prudential/PGIM71,95482,698 00Mixed
Direxion Shares ETF Trust132,1440 00For
Goldman Sachs99,7290 00For

Showing the 25 largest of 71 asset managers. See all 71 in the interactive database.

2. Elect Director: Carlton A. Ricketts (three years)

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 4 wordings of this item as funds reported it.

56% Majority: yes · of votes cast

FOR 56%AGAINST
FOR: 57,233,322AGAINST: 44,395,278
Details: description as filed, official tally, votes by 71 asset managers

Description as filed by funds: Election of Directors: (for three-year terms): Carlton A. Ricketts

CAPITOL FEDERAL FINANCIAL INC.’s own tally for this item (“Elect Director: Carlton A. Ricketts (three years)”): 57,233,322 for, 44,395,278 against, per its Form 8-K filed January 25, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Stockholders elected Morris J. Huey, II and Carlton A. Ricketts each to a three-year term as director.”
Support: 56% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 71 asset managers below reported 34,371,372 for, 22,150,933 against, 88,043 not voted.

FORAGAINST
FOR: 34,371,372AGAINST: 22,150,933NOT VOTED: 88,043
Largest asset managers voting on “Election of Directors: (for three-year terms): Carlton A. Ricketts” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard13,280,6550 00For
BlackRock10,450,7540 00For
American Century8,162,6120 00For
T. Rowe Price04,802,088 00Against
Dimensional04,790,831 00Against
State Street03,179,231 00Against
Fidelity23,0622,605,599 00Against
TIAA01,915,823 00Against
Charles Schwab01,840,416 00Against
WisdomTree462,1490 00For
Invesco0458,094 00Against
Columbia Threadneedle0420,188 00Against
Equitable384,4990 00For
Jackson National311,58238,320 00Mixed
BRIDGEWAY FUNDS INC0325,000 00Against
EA Series Trust321,2700 00For
Principal0249,264 00Against
BNY Mellon208,6180 00For
Thrivent0170,161 00Against
HOTCHKIS & WILEY FUNDS /DE/0169,900 00Against
QUANTITATIVE MASTER SERIES LLC161,4870 00For
Lincoln Financial19,183136,492 00Mixed
Prudential/PGIM30,954123,698 00Mixed
Direxion Shares ETF Trust0132,144 00Against
Goldman Sachs99,7290 00For

Showing the 25 largest of 71 asset managers. See all 71 in the interactive database.

3. Advisory vote on executive compensation.

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

98% Fund and manager reports combined; may count the same shares twice · no official result

FOR
Details: votes by 153 asset managers

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 59 asset managers voting on “Advisory vote on executive compensation.” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard13,280,6550 00For
BlackRock10,450,7540 00For
American Century8,162,6120 00For
T. Rowe Price4,802,0880 00For
Dimensional4,790,8310 00For
State Street3,179,2310 00For
Fidelity2,628,6610 00For
TIAA1,915,8230 00For
Charles Schwab1,840,4160 00For
WisdomTree462,1490 00For
Invesco458,0940 00For
Columbia Threadneedle420,1880 00For
Equitable384,4990 00For
BRIDGEWAY FUNDS INC325,0000 00For
Principal249,2640 00For
BNY Mellon208,6180 00For
Thrivent170,1610 00For
HOTCHKIS & WILEY FUNDS /DE/169,9000 00For
QUANTITATIVE MASTER SERIES LLC161,4870 00For
Lincoln Financial155,6750 00For
Prudential/PGIM154,6520 00For
Direxion Shares ETF Trust132,1440 00For
Goldman Sachs99,7290 00For
Russell Investments92,0580 00For
Northwestern Mutual80,8570 00For

Fund voting reports, all 59 managers: 55,349,478 for, 106,886 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 108 asset managers voting on “Advisory vote on executive compensation.” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
American Century10,553,6100 00For
T. Rowe Price9,289,3960 00For
Renaissance3,728,7700 00For
State Street3,179,2310 00For
GEODE CAPITAL MANAGEMENT, LLC2,745,9610 00For
BlackRock2,501,6210 00For
Nuveen1,922,9460 00For
Charles Schwab1,872,7080 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC01,343,868 00Against
MELLON INVESTMENTS Corp970,3170 00For
Dimensional762,2270 00For
PRINCIPAL GLOBAL INVESTORS679,9070 00For
AQR576,6080 00For
Invesco510,9390 00For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC509,8700 00For
NOMURA ASSET MANAGEMENT CO LTD446,9000 00For
State of New Jersey Common Pension Fund D0413,096 00Against
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP383,1350 00For
BNY Mellon243,4030 00For
CAXTON ASSOCIATES LP242,8410 00For
Legal & General Investment Management America Inc241,8550 00For
Vanguard217,7670 00For
Rhumbline212,011256 00For
Goldman Sachs175,8020 00For
Thrivent172,3000 00For

Institutional-manager reports, all 108 managers: 44,108,056 for, 1,976,749 against. Showing the 25 largest; see all in the interactive database.

4. ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION

No official matchFund totals may overlapSECTION 14A SAY-ON-PAY VOTES

99.4% Fund and manager reports combined; may count the same shares twice · no official result

FOR
Details: votes by 52 asset managers

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 11 asset managers voting on “ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Jackson National349,9020 00For
EA Series Trust321,2700 00For
Amplify ETF Trust89,0910 00For
Empower00 00Not Voted
JPMorgan72,6940 00For
Allianz69,1240 00For
John Hancock60,7990 00For
Managed Portfolio Series44,5190 00For
Bridge Builder Trust37,0320 00For
TIMOTHY PLAN19,0200 00For
WILSHIRE MUTUAL FUNDS INC2,0900 00For

Fund voting reports, all 11 managers: 1,065,541 for, 88,043 not voted.

Institutional-manager reports: 40 asset managers voting on “ADVISORY VOTE TO RATIFY NAMED EXECUTIVE OFFICERS' COMPENSATION” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Edmonds Duncan Registered Investment Advisors, LLC365,7640 00For
Northern Trust273,4350 00For
Ensign Peak Advisors, Inc98,2500 00For
Gabelli39,5000 00For
PNC BANK, NATIONAL ASSOCIATION22,410115 00For
COMMERCE BANK21,2000 00For
COUNTRY CLUB BANK19,3950 00For
UMB Bank, n.a.13,0000 00For
CORNERCAP INVESTMENT COUNSEL INC11,0850 00For
CGN Advisors LLC10,2630 00For
Natixis6,8130 00For
XPONANCE, INC.06,545 00Against
Perigon Wealth Management, LLC6,1080 00For
First Trust5,4740 00For
MERITAGE PORTFOLIO MANAGEMENT5,0400 00For
COLDSTREAM CAPITAL MANAGEMENT INC04,258 00Against
Atom Investors LP3,6380 00For
MassMutual3,1590 00For
ADVISOR PARTNERS II, LLC2,2630 00For
INTRUST BANK NA2,0170 00For
Associated Trust Company, N.A.2,0000 00For
ENVESTNET ASSET MANAGEMENT INC1,2470 00For
CENTRAL TRUST Co1,1870 00For
RAYMOND JAMES TRUST N.A.8340 00For
JPMorgan6630 00For

Institutional-manager reports, all 40 managers: 918,058 for, 10,918 against, 147 abstained. Showing the 25 largest; see all in the interactive database.

5. The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors…

No official matchDIRECTOR ELECTIONSAUDIT-RELATED

99.8% of fund votes cast · no official result

FOR
Details: description as filed, votes by 59 asset managers

Description as filed by funds: The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors for the fiscal year ending September 30, 2024.

The 59 asset managers below reported 55,398,598 for, 57,766 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 55,398,598AGAINST: 57,766
Largest asset managers voting on “The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent ” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard13,280,6550 00For
BlackRock10,450,7540 00For
American Century8,162,6120 00For
T. Rowe Price4,802,0880 00For
Dimensional4,790,8310 00For
State Street3,179,2310 00For
Fidelity2,628,6610 00For
TIAA1,915,8230 00For
Charles Schwab1,840,4160 00For
WisdomTree462,1490 00For
Invesco458,0940 00For
Columbia Threadneedle420,1880 00For
Equitable384,4990 00For
BRIDGEWAY FUNDS INC325,0000 00For
Principal249,2640 00For
BNY Mellon208,6180 00For
Thrivent170,1610 00For
HOTCHKIS & WILEY FUNDS /DE/169,9000 00For
QUANTITATIVE MASTER SERIES LLC161,4870 00For
Lincoln Financial155,6750 00For
Prudential/PGIM154,6520 00For
Direxion Shares ETF Trust132,1440 00For
Goldman Sachs99,7290 00For
Russell Investments92,0580 00For
Northwestern Mutual80,8570 00For

Showing the 25 largest of 59 asset managers. See all 59 in the interactive database.

6. The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors…

No official matchAUDIT-RELATED

100% of fund votes cast · no official result

FOR
Details: description as filed, votes by 9 asset managers

Description as filed by funds: The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent auditors for fiscal year ending September 30, 2024

The 9 asset managers below reported 1,046,521 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 1,046,521
Largest asset managers voting on “The ratification of the appointment of Deloitte & Touche LLP as Capitol Federal Financial, Inc.'s independent ” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Jackson National349,9020 00For
EA Series Trust321,2700 00For
Amplify ETF Trust89,0910 00For
JPMorgan72,6940 00For
Allianz69,1240 00For
John Hancock60,7990 00For
Managed Portfolio Series44,5190 00For
Bridge Builder Trust37,0320 00For
WILSHIRE MUTUAL FUNDS INC2,0900 00For

7. RATIFY DELOITTE & TOUCHE LLP AS AUDITORS

No official matchAUDIT-RELATED

100% of fund votes cast · no official result

FORNOT VOTED
Details: votes by 2 asset managers

The 2 asset managers below reported 19,020 for, 88,043 not voted. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 19,020NOT VOTED: 88,043
Largest asset managers voting on “RATIFY DELOITTE & TOUCHE LLP AS AUDITORS” at CAPITOL FEDERAL FINANCIAL INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Empower00 00Not Voted
TIMOTHY PLAN19,0200 00For

Largest CAPITOL FEDERAL FINANCIAL INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 133,908,375 shares outstanding at the time of that meeting.

Fund voting reports: top CAPITOL FEDERAL FINANCIAL INC. shareholders by shares voted on “Election of Directors: (for three-year terms): Morris J. Huey, II”, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 9.92%
2BlackRock 7.80%
3American Century 6.10%
4T. Rowe Price 3.59%
5Dimensional 3.58%
6State Street 2.37%
7Fidelity 1.96%
8TIAA 1.43%
9Charles Schwab 1.37%
10WisdomTree 0.35%
Institutional-manager reports: top CAPITOL FEDERAL FINANCIAL INC. shareholders by shares voted on “Advisory vote on executive compensation.”, 2023-2024
#Asset manager % of shares outstanding
1American Century 7.88%
2T. Rowe Price 6.94%
3Renaissance 2.78%
4State Street 2.37%
5GEODE CAPITAL MANAGEMENT, LLC 2.05%
6BlackRock 1.87%
7Nuveen 1.44%
8Charles Schwab 1.40%
9PARAMETRIC PORTFOLIO ASSOCIATES LLC 1.00%
10MELLON INVESTMENTS Corp 0.72%

Reported CAPITOL FEDERAL FINANCIAL INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

CAPITOL FEDERAL FINANCIAL INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 13.55% 13F
Vanguard Group 9.15% 13F
State Street 4.86% 13F
Dimensional Fund Advisors 4.33% 13F
Renaissance Technologies 3.09% 13F
Geode Capital 2.09% 13F
Nuveen 1.97% 13F
Goldman Sachs 1.58% 13F
Charles Schwab 1.54% 13F
Morgan Stanley 1.30% 13F

Percentages above are of 133,908,375 shares outstanding, as reported by CAPITOL FEDERAL FINANCIAL INC. on its Form 10-Q dated December 31, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CAPITOL FEDERAL FINANCIAL INC.’s 10-Q dated December 31, 2023. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.

At CAPITOL FEDERAL FINANCIAL INC.'s shareholder meeting held January 23, 2024, in the 2023-2024 proxy season, 201 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,190 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. CAPITOL FEDERAL FINANCIAL INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory vote on executive compensation. — the reporting funds and managers cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.

CAPITOL FEDERAL FINANCIAL INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

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