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Compiled from SEC Form N-PX filings and Capital Southwest Corporation’s Form 8-K, filed July 26, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.
Meeting of July 25, 2024: 8 items on Capital Southwest Corporation’s Form 8-K, filed July 26, 2024: 2 approved · 6 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore Capital Southwest Corporation in the interactive database Compare manager voting policies
These tallies are Capital Southwest Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed July 26, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Christine S. Battist | 16,350,390 | -- | -- | 439,996 | 14,410,917 | 97% | Not verified | — |
| Elect Director: David R. Brooks | 15,793,415 | -- | -- | 996,971 | 14,410,917 | 94% | Not verified | — |
| Elect Director: Bowen S. Diehl | 16,492,134 | -- | -- | 298,252 | 14,410,917 | 98% | Not verified | — |
| Elect Director: Jack D. Furst | 15,943,200 | -- | -- | 847,186 | 14,410,917 | 95% | Not verified | — |
| Elect Director: Ramona Rogers-Windsor | 16,321,894 | -- | -- | 468,492 | 14,410,917 | 97% | Not verified | — |
| Elect Director: William R. Thomas | 15,881,960 | -- | -- | 908,426 | 14,410,917 | 95% | Not verified | — |
| 2. Compensation of the Company's named executive officers as disclosed and discussed in the Proxy Statement on Schedule 14A relating to the Annual Meeting | 14,506,455 | 1,390,660 | 893,271 | -- | 14,410,917 | 91% | Approved | — |
| 3. Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025 | 30,523,119 | 253,062 | 425,122 | -- | -- | 99.1% | Approved | — |
Source: Capital Southwest Corporation, Form 8-K, filed with the SEC on July 26, 2024 — read the filing on EDGAR.
Each item below shows how the 124 asset managers that disclosed a Capital Southwest Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Description as filed by funds: To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Bowen S. Diehl
Capital Southwest Corporation’s own tally for this item (“Elect Director: Bowen S. Diehl”): 16,492,134 for, 298,252 withheld, per its Form 8-K filed July 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 461,746 | 0 | 0 | 8,629 | For |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
Fund voting reports, all 12 managers: 687,231 for, 8,629 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 62,751 for.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Christine S. Battist
Capital Southwest Corporation’s own tally for this item (“Elect Director: Christine S. Battist”): 16,350,390 for, 439,996 withheld, per its Form 8-K filed July 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 457,635 | 0 | 0 | 12,740 | For |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
Fund voting reports, all 12 managers: 683,120 for, 12,740 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 62,751 for.
Combines 4 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: David R. Brooks
Capital Southwest Corporation’s own tally for this item (“Elect Director: David R. Brooks”): 15,793,415 for, 996,971 withheld, per its Form 8-K filed July 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 441,464 | 0 | 0 | 28,911 | Mixed |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
Fund voting reports, all 12 managers: 666,949 for, 28,911 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 62,751 for.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Jack D. Furst
Capital Southwest Corporation’s own tally for this item (“Elect Director: Jack D. Furst”): 15,943,200 for, 847,186 withheld, per its Form 8-K filed July 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 445,807 | 0 | 0 | 24,568 | Mixed |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
Fund voting reports, all 12 managers: 671,292 for, 24,568 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 62,751 for.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: Ramona Rogers-Windsor
Capital Southwest Corporation’s own tally for this item (“Elect Director: Ramona Rogers-Windsor”): 16,321,894 for, 468,492 withheld, per its Form 8-K filed July 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 456,805 | 0 | 0 | 13,570 | For |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
Fund voting reports, all 12 managers: 682,290 for, 13,570 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 62,751 for.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: To elect six directors to serve until the 2025 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified: William R. Thomas
Capital Southwest Corporation’s own tally for this item (“Elect Director: William R. Thomas”): 15,881,960 for, 908,426 withheld, per its Form 8-K filed July 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 444,037 | 0 | 0 | 26,338 | Mixed |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
Fund voting reports, all 12 managers: 669,522 for, 26,338 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
Institutional-manager reports, all 1 managers: 62,751 for.
Combines 11 wordings of this item as funds reported it.
91% Approved · of votes cast
Description as filed by funds: To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named executive officers.
Capital Southwest Corporation’s own tally for this item (“2. Compensation of the Company's named executive officers as disclosed and discussed in the Proxy Statement on Schedule 14A relating to the Annual Meeting”): 14,506,455 for, 1,390,660 against — passed, per its Form 8-K filed July 26, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The compensation of the Company's named executive officers as disclosed and discussed in the Proxy Statement on Schedule 14A relating to the Annual Meeting was approved on an advisory basis by the following vote:”
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 404,711 | 39,855 | 25,809 | 0 | Mixed |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
| MUTUAL FUND SERIES TRUST | 427 | 0 | 0 | 0 | For |
Fund voting reports, all 13 managers: 630,623 for, 39,855 against, 25,809 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Zuckerman Investment Group, LLC | 614,974 | 0 | 0 | 0 | For |
| Two Sigma | 567,860 | 0 | 0 | 0 | For |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 543,298 | 0 | 0 | 0 | For |
| VAN ECK ASSOCIATES CORP | 404,711 | 39,855 | 25,809 | 0 | Mixed |
| Beacon Pointe Advisors, LLC | 432,397 | 0 | 0 | 0 | For |
| FIRST MANHATTAN CO. LLC. | 354,424 | 0 | 0 | 0 | For |
| Nikko Asset Management Co., Ltd. | 144,588 | 0 | 0 | 0 | For |
| Legal & General Investment Management Ltd | 0 | 135,920 | 0 | 0 | Against |
| Hudson Bay Capital Management LP | 107,902 | 0 | 0 | 0 | For |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 87,300 | 6,016 | 3,896 | 0 | Mixed |
| Argent Trust Co | 81,934 | 0 | 0 | 0 | For |
| Moerus Capital Management LLC | 75,814 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 75,072 | 0 | 0 | 0 | For |
| BENJAMIN F. EDWARDS & COMPANY, INC. | 70,468 | 0 | 0 | 0 | For |
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
| ENVESTNET ASSET MANAGEMENT INC | 61,172 | 0 | 0 | 0 | For |
| RBC Dominion Securities Inc. | 60,205 | 0 | 0 | 0 | For |
| BlackRock | 50,751 | 0 | 0 | 0 | For |
| Citadel | 46,511 | 0 | 0 | 0 | For |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 41,561 | 0 | 0 | 0 | For |
| OPPENHEIMER & CO INC | 36,557 | 0 | 0 | 0 | For |
| HARRIS ASSOCIATES L P | 27,716 | 0 | 0 | 0 | For |
| Invesco | 25,150 | 0 | 0 | 0 | For |
| RAYMOND JAMES TRUST N.A. | 22,487 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 20,149 | 0 | 0 | 0 | For |
Institutional-manager reports, all 111 managers: 4,260,603 for, 192,591 against, 29,705 abstained, 4,270 not voted. Showing the 25 largest; see all in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.1% Approved · of votes cast
Description as filed by funds: To ratify the appointment of RSM US LLP as Capital Southwest Corporation's independent registered public accounting firm for the fiscal year ending March 31, 2025.
Capital Southwest Corporation’s own tally for this item (“3. Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025”): 30,523,119 for, 253,062 against — passed, per its Form 8-K filed July 26, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025 was approved by the following vote:”
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| VanEck ETF Trust | 458,771 | 4,422 | 7,183 | 0 | For |
| Harbor Funds II | 154,914 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 20,431 | 0 | 0 | 0 | For |
| Invesco | 15,866 | 0 | 0 | 0 | For |
| Fidelity | 11,251 | 0 | 0 | 0 | For |
| ProShares | 6,896 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 3,600 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 3,600 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 3,600 | 0 | 0 | 0 | For |
| Monteagle Funds | 2,530 | 0 | 0 | 0 | For |
| EA Series Trust | 2,352 | 0 | 0 | 0 | For |
| John Hancock | 445 | 0 | 0 | 0 | For |
Fund voting reports, all 12 managers: 684,256 for, 4,422 against, 7,183 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 62,751 | 0 | 0 | 0 | For |
| BRANDYWINE OAK PRIVATE WEALTH LLC | 750 | 0 | 0 | 0 | For |
Institutional-manager reports, all 2 managers: 63,501 for.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 45,050,759 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | VanEck ETF Trust | 1.04% |
| 2 | Harbor Funds II | 0.34% |
| 3 | ETFis Series Trust I | 0.05% |
| 4 | Invesco | 0.04% |
| 5 | Fidelity | 0.02% |
| 6 | ProShares | 0.02% |
| 7 | Blackstone Alternative Investment Funds | <0.01% |
| 8 | KINETICS MUTUAL FUNDS INC | <0.01% |
| 9 | KINETICS PORTFOLIOS TRUST | <0.01% |
| 10 | Monteagle Funds | <0.01% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Zuckerman Investment Group, LLC | 1.37% |
| 2 | Two Sigma | 1.26% |
| 3 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1.21% |
| 4 | VAN ECK ASSOCIATES CORP | 1.04% |
| 5 | Beacon Pointe Advisors, LLC | 0.96% |
| 6 | FIRST MANHATTAN CO. LLC. | 0.79% |
| 7 | Nikko Asset Management Co., Ltd. | 0.32% |
| 8 | Legal & General Investment Management Ltd | 0.30% |
| 9 | Hudson Bay Capital Management LP | 0.24% |
| 10 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 0.22% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Two Sigma | 1.77% | 13F |
| William R. Thomas | 1.33% | DEF14A |
| Millennium Management | 1.09% | 13F |
| Citadel Advisors | 0.95% | 13F |
| Michael S. Sarner | 0.91% | DEF14A |
| Franklin Templeton | 0.66% | 13F |
| BlackRock | 0.58% | 13F |
| Goldman Sachs | 0.57% | 13F |
| Joshua S. Weinstein | 0.56% | DEF14A |
| Morgan Stanley | 0.35% | 13F |
Percentages above are of 45,050,759 shares outstanding, as reported by Capital Southwest Corporation on its Form 10-K dated May 17, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Capital Southwest Corporation’s 10-K dated May 17, 2024. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.
At Capital Southwest Corporation's shareholder meeting held July 25, 2024, in the 2024-2025 proxy season, 124 asset managers reported how they voted on 8 ballot items in their SEC Form N-PX filings, covering 252 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of Capital Southwest Corporation's named… — Capital Southwest Corporation's filing reports the proposal as approved, with 91% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: Capital Southwest Corporation's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on July 26, 2024.
Capital Southwest Corporation proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.