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CAPITAL ONE FINANCIAL CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CAPITAL ONE FINANCIAL CORP.’s Form 8-K, filed May 3, 2024 (Item 5.07 on EDGAR). Page generated October 14, 2026.

  • 18Ballot items
  • 924Asset managers
  • 16,983Fund votes
  • May 2, 2024Meeting date

Results at a glance

Meeting of May 2, 2024: 18 items on CAPITAL ONE FINANCIAL CORP.’s Form 8-K, filed May 3, 2024: 18 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CAPITAL ONE FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CAPITAL ONE FINANCIAL CORP.

These tallies are CAPITAL ONE FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed May 3, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CAPITAL ONE FINANCIAL CORP. — official shareholder meeting results, meeting held May 2, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Richard D. Fairbank 313,033,51610,796,752566,794 --28,411,568 97%Not verified—
Elect Director: Ime Archibong 322,639,2031,431,935325,924 --28,411,568 99.5%Not verified—
Elect Director: Christine Detrick 313,013,84311,068,469314,750 --28,411,568 97%Not verified—
Elect Director: Ann Fritz Hackett 308,479,41015,584,005333,647 --28,411,568 95%Not verified—
Elect Director: Suni P. Harford 323,596,578461,430339,054 --28,411,568 99.8%Not verified—
Elect Director: Peter Thomas Killalea 315,142,2618,915,900338,901 --28,411,568 97%Not verified—
Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars 322,658,4291,408,655329,978 --28,411,568 99.5%Not verified—
Elect Director: François Locoh-Donou 313,344,37510,705,294347,393 --28,411,568 97%Not verified—
Elect Director: Peter E. Raskind 313,765,48710,338,769292,806 --28,411,568 97%Not verified—
Elect Director: Eileen Serra 322,143,1631,933,312320,587 --28,411,568 99.4%Not verified—
Elect Director: Mayo A. Shattuck III 311,706,32112,418,361272,380 --28,411,568 96%Not verified—
Elect Director: Craig Anthony Williams 322,715,2221,397,971283,869 --28,411,568 99.5%Not verified—
Advisory Approval of the Company's 2023 Named Executive Officer Compensation 308,121,14515,908,838367,079 --28,411,568 95%Not verified—
Approval and Adoption of the Company's Amended and Restated 2002 Associate Stock Purchase Plan 320,959,3423,209,850227,870 --28,411,568 99.0%Not verified—
Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2024 337,747,10614,859,871201,653 ---- 96%Not verified—
Stockholder Proposal Setting of Near- and Long-Term Greenhouse Gas Emission Reduction Targets 32,529,942289,824,3292,042,791 --28,411,568 10%Not verified—
Stockholder Proposal Report on Respecting Workforce Civil Liberties 2,956,632319,575,8801,864,550 --28,411,568 1.0%Not verified—
Stockholder Proposal Director Election Resignation Bylaw Proposal 33,126,745290,334,050936,267 --28,411,568 10%Not verified—

Source: CAPITAL ONE FINANCIAL CORP., Form 8-K, filed with the SEC on May 3, 2024 — read the filing on EDGAR.

How asset managers voted at the CAPITAL ONE FINANCIAL CORP. 2023-2024 meeting

Each item below shows how the 924 asset managers that disclosed a CAPITAL ONE FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Stockholder Proposal Director Election Resignation Bylaw Proposal

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

10% Majority: no · of votes cast

10%AGAINST
FOR: 33,126,745AGAINST: 290,334,050
Details: description as filed, official tally, votes by 174 asset managers

Description as filed by funds: Stockholder proposal requesting a director election resignation bylaw.

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Stockholder Proposal Director Election Resignation Bylaw Proposal”): 33,126,745 for, 290,334,050 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 10% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 174 asset managers below reported 9,141,805 for, 147,623,695 against, 32,807 abstained.

AGAINST
FOR: 9,141,805AGAINST: 147,623,695ABSTAIN: 32,807
Largest asset managers voting on “Stockholder proposal requesting a director election resignation bylaw.” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard135,31034,456,420 00Against
Capital Group026,307,039 00Against
Dodge & Cox018,617,650 00Against
Fidelity2,438,3857,238,411 00Mixed
HARRIS ASSOCIATES INVESTMENT TRUST07,903,297 00Against
BlackRock07,881,510 00Against
INVESTMENT CO OF AMERICA06,701,705 00Against
JPMorgan05,263,125 00Against
State Street753,466,872 00Against
DAVIS NEW YORK VENTURE FUND INC03,466,188 00Against
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS02,227,548 00Against
First Trust01,823,199 00Against
Legg Mason7,8001,356,241 00Against
JANUS INVESTMENT FUND01,053,513 00Against
SEQUOIA FUND INC01,033,339 00Against
DAVIS SERIES INC0995,692 00Against
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC0846,295 00Against
TIAA0788,449 00Against
Equitable0702,517 00Against
T. Rowe Price0669,281 00Against
Virtus0629,680 00Against

Showing the 25 largest of 174 asset managers. See all 174 in the interactive database.

2. Elect Director: Richard D. Fairbank

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,033,516AGAINST: 10,796,752
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Richard D. Fairbank

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Richard D. Fairbank”): 313,033,516 for, 10,796,752 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,402,313 for, 92,822 against, 32,026 abstained.

FOR
FOR: 156,402,313AGAINST: 92,822ABSTAIN: 32,026
Largest asset managers voting on “Election of Directors: Richard D. Fairbank” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,828119 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

3. Elect Director: Ime Archibong

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 322,639,203AGAINST: 1,431,935
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Ime Archibong

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Ime Archibong”): 322,639,203 for, 1,431,935 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,491,616 for, 3,514 against, 32,031 abstained.

FOR
FOR: 156,491,616AGAINST: 3,514ABSTAIN: 32,031
Largest asset managers voting on “Election of Directors: Ime Archibong” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

4. Elect Director: Christine Detrick

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,013,843AGAINST: 11,068,469
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Christine Detrick

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Christine Detrick”): 313,013,843 for, 11,068,469 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 155,006,900 for, 1,488,230 against, 32,031 abstained.

FOR
FOR: 155,006,900AGAINST: 1,488,230ABSTAIN: 32,031
Largest asset managers voting on “Election of Directors: Christine Detrick” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus490,495139,185 00Mixed

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

5. Elect Director: Ann Fritz Hackett

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 308,479,410AGAINST: 15,584,005
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Ann Fritz Hackett

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Ann Fritz Hackett”): 308,479,410 for, 15,584,005 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,020,330 for, 474,800 against, 32,031 abstained.

FOR
FOR: 156,020,330AGAINST: 474,800ABSTAIN: 32,031
Largest asset managers voting on “Election of Directors: Ann Fritz Hackett” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,552395 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

6. Elect Director: Suni P. Harford

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 323,596,578AGAINST: 461,430
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Suni P. Harford

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Suni P. Harford”): 323,596,578 for, 461,430 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.8% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,490,351 for, 24 against, 36,787 abstained.

FOR
FOR: 156,490,351AGAINST: 24ABSTAIN: 36,787
Largest asset managers voting on “Election of Directors: Suni P. Harford” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,9470 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

7. Elect Director: Peter Thomas Killalea

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 315,142,261AGAINST: 8,915,900
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Peter Thomas Killalea

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Peter Thomas Killalea”): 315,142,261 for, 8,915,900 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 153,169,794 for, 3,325,336 against, 32,031 abstained.

FOR
FOR: 153,169,794AGAINST: 3,325,336ABSTAIN: 32,031
Largest asset managers voting on “Election of Directors: Peter Thomas Killalea” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable699,9752,542 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

8. Elect Director: François Locoh-Donou

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 11 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,344,375AGAINST: 10,705,294
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Francois Locoh-Donou

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: François Locoh-Donou”): 313,344,375 for, 10,705,294 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,343,313 for, 151,816 against, 32,032 abstained.

FOR
FOR: 156,343,313AGAINST: 151,816ABSTAIN: 32,032
Largest asset managers voting on “Election of Directors: Francois Locoh-Donou” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,627320 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

9. Elect Director: Peter E. Raskind

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,765,487AGAINST: 10,338,769
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Peter E. Raskind

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Peter E. Raskind”): 313,765,487 for, 10,338,769 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,197,176 for, 297,956 against, 32,029 abstained.

FOR
FOR: 156,197,176AGAINST: 297,956ABSTAIN: 32,029
Largest asset managers voting on “Election of Directors: Peter E. Raskind” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,552395 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

10. Elect Director: Eileen Serra

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 322,143,163AGAINST: 1,933,312
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Eileen Serra

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Eileen Serra”): 322,143,163 for, 1,933,312 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,485,227 for, 9,904 against, 32,031 abstained.

FOR
FOR: 156,485,227AGAINST: 9,904ABSTAIN: 32,031
Largest asset managers voting on “Election of Directors: Eileen Serra” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

11. Elect Director: Mayo A. Shattuck III

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 311,706,321AGAINST: 12,418,361
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Mayo A. Shattuck III

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Mayo A. Shattuck III”): 311,706,321 for, 12,418,361 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,152,721 for, 342,412 against, 32,028 abstained.

FOR
FOR: 156,152,721AGAINST: 342,412ABSTAIN: 32,028
Largest asset managers voting on “Election of Directors: Mayo A. Shattuck III” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,552395 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

12. Elect Director: Craig Anthony Williams

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 322,715,222AGAINST: 1,397,971
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: Election of Directors: Craig Anthony Williams

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Craig Anthony Williams”): 322,715,222 for, 1,397,971 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 173 asset managers below reported 156,485,325 for, 5,228 against, 36,784 abstained.

FOR
FOR: 156,485,325AGAINST: 5,228ABSTAIN: 36,784
Largest asset managers voting on “Election of Directors: Craig Anthony Williams” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

13. Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 322,658,429AGAINST: 1,408,655
Details: description as filed, official tally, votes by 172 asset managers

Description as filed by funds: Election of Directors: Cornelis ("Eli") Leenaars

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars”): 322,658,429 for, 1,408,655 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 156,490,440 for, 3,440 against, 32,031 abstained.

FOR
FOR: 156,490,440AGAINST: 3,440ABSTAIN: 32,031
Largest asset managers voting on “Election of Directors: Cornelis ("Eli") Leenaars” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

14. Approval and Adoption of the Company's Amended and Restated 2002 Associate Stock Purchase Plan

Outcome not verifiedCAPITAL STRUCTUREReported outcome: Not verified

Combines 10 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%
FOR: 320,959,342AGAINST: 3,209,850
Details: description as filed, official tally, votes by 187 asset managers

Description as filed by funds: Approval and adoption of the Capital One Financial Corporation Amended and Restated 2002 Associate Stock Purchase Plan.

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Approval and Adoption of the Company's Amended and Restated 2002 Associate Stock Purchase Plan”): 320,959,342 for, 3,209,850 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 187 asset managers below reported 156,893,187 for, 58,194 against, 2,127 abstained.

FOR
FOR: 156,893,187AGAINST: 58,194ABSTAIN: 2,127
Largest asset managers voting on “Approval and adoption of the Capital One Financial Corporation Amended and Restated 2002 Associate Stock Purch” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,92522 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 187 asset managers. See all 187 in the interactive database.

15. Advisory Approval of the Company's 2023 Named Executive Officer Compensation

Outcome not verifiedFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Not verified

Combines 30 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 308,121,145AGAINST: 15,908,838
Details: description as filed, official tally, votes by 912 asset managers

Description as filed by funds: Advisory vote on our Named Executive Officer compensation ("Say on Pay").

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Advisory Approval of the Company's 2023 Named Executive Officer Compensation”): 308,121,145 for, 15,908,838 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of CAPITAL ONE FINANCIAL CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Say on pay” (3 managers, 4,921 for).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 168 asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,9470 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Fund voting reports, all 168 managers: 156,507,854 for, 175,633 against, 32,031 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 765 asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Dodge & Cox23,258,4320 00For
Capital Research Global Investors20,814,2950 00For
HARRIS ASSOCIATES L P13,717,8380 00For
Capital Group12,381,09633 00For
New York Life12,000,0000 00For
BlackRock10,531,308761 00For
DAVIS SELECTED ADVISERS10,360,9670 00For
Fisher Asset Management, LLC9,134,7090 00For
Aristotle Capital Management, LLC7,858,6710 00For
GEODE CAPITAL MANAGEMENT, LLC7,503,5710 00For
JPMorgan6,913,6460 00For
PZENA INVESTMENT MANAGEMENT LLC6,312,6760 00For
EAGLE CAPITAL MANAGEMENT LLC3,957,6240 00For
Northern Trust3,746,0758,530 00For
State Street3,465,3090 00For
Ruane, Cunniff & Goldfarb L.P.3,005,7190 00For
Clearbridge Investments, LLC2,841,0860 00For
Charles Schwab2,820,9470 00For
Fidelity2,701,2320 00For
Invesco2,604,8440 00For
FRANKLIN MUTUAL ADVISERS LLC2,437,2430 00For
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP2,350,11235,278 00For
Legal & General Investment Management America Inc02,277,046 00Against
Legal & General Investment Management Ltd01,989,259 00Against
MELLON INVESTMENTS Corp1,864,6910 00For

Institutional-manager reports, all 765 managers: 217,599,513 for, 11,607,919 against, 6,189 abstained, 6,300 not voted, 150 1 year. Showing the 25 largest; see all in the interactive database.

16. Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2024

Outcome not verifiedAUDIT-RELATEDReported outcome: Not verified

Combines 7 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 337,747,106AGAINST: 14,859,871
Details: description as filed, official tally, votes by 174 asset managers

Description as filed by funds: Ratification of the selection of Ernst & Young LLP, as our independent registered public accounting firm for 2024.

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2024”): 337,747,106 for, 14,859,871 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 174 asset managers below reported 156,609,296 for, 156,991 against, 32,020 abstained.

FOR
FOR: 156,609,296AGAINST: 156,991ABSTAIN: 32,020
Largest asset managers voting on “Ratification of the selection of Ernst & Young LLP, as our independent registered public accounting firm for 2” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,87275 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 174 asset managers. See all 174 in the interactive database.

17. Stockholder Proposal Setting of Near- and Long-Term Greenhouse Gas Emission Reduction Targets

Outcome not verifiedENVIRONMENT OR CLIMATEReported outcome: Not verified

Combines 5 wordings of this item as funds reported it.

10% Majority: no · of votes cast

10%AGAINST
FOR: 32,529,942AGAINST: 289,824,329
Details: description as filed, official tally, votes by 167 asset managers

Description as filed by funds: Stockholder proposal requesting setting of near - and long-term greenhouse gas emission reduction targets.

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Stockholder Proposal Setting of Near- and Long-Term Greenhouse Gas Emission Reduction Targets”): 32,529,942 for, 289,824,329 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 10% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 167 asset managers below reported 1,501,796 for, 146,463,604 against, 438,498 abstained.

AGAINST
FOR: 1,501,796AGAINST: 146,463,604ABSTAIN: 438,498
Largest asset managers voting on “Stockholder proposal requesting setting of near - and long-term greenhouse gas emission reduction targets.” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard034,591,730 00Against
Capital Group026,307,039 00Against
Dodge & Cox018,617,650 00Against
Fidelity09,676,796 00Against
HARRIS ASSOCIATES INVESTMENT TRUST07,903,297 00Against
INVESTMENT CO OF AMERICA06,701,705 00Against
JPMorgan05,263,125 00Against
State Street6793,466,268 00Against
DAVIS NEW YORK VENTURE FUND INC03,466,188 00Against
Charles Schwab02,582,448 00Against
Dimensional02,547,067 00Against
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS02,227,548 00Against
First Trust01,823,199 00Against
Legg Mason4,1001,359,941 00Against
JANUS INVESTMENT FUND01,053,513 00Against
SEQUOIA FUND INC01,033,339 00Against
DAVIS SERIES INC0995,692 00Against
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC0846,295 00Against
TIAA0788,449 00Against
Equitable550701,967 00Against
T. Rowe Price0669,281 00Against
Virtus0629,680 00Against
John Hancock154,026425,182 00Mixed

Showing the 25 largest of 167 asset managers. See all 167 in the interactive database.

18. Stockholder Proposal Report on Respecting Workforce Civil Liberties

Outcome not verifiedHUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCEReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

1.0% Majority: no · of votes cast

AGAINST
FOR: 2,956,632AGAINST: 319,575,880
Details: description as filed, official tally, votes by 165 asset managers

Description as filed by funds: Stockholder proposal requesting a report on respecting workforce civil liberties.

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Stockholder Proposal Report on Respecting Workforce Civil Liberties”): 2,956,632 for, 319,575,880 against, per its Form 8-K filed May 3, 2024 (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 1.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 165 asset managers below reported 5,375 for, 147,916,820 against, 443,243 abstained.

AGAINST
FOR: 5,375AGAINST: 147,916,820ABSTAIN: 443,243
Largest asset managers voting on “Stockholder proposal requesting a report on respecting workforce civil liberties.” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard034,591,730 00Against
Capital Group026,307,039 00Against
Dodge & Cox018,617,650 00Against
Fidelity09,676,796 00Against
HARRIS ASSOCIATES INVESTMENT TRUST07,903,297 00Against
INVESTMENT CO OF AMERICA06,701,705 00Against
JPMorgan05,263,125 00Against
State Street03,466,947 00Against
DAVIS NEW YORK VENTURE FUND INC03,466,188 00Against
Charles Schwab02,582,448 00Against
Dimensional02,547,067 00Against
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS02,227,548 00Against
First Trust01,823,199 00Against
Legg Mason01,364,041 00Against
JANUS INVESTMENT FUND01,053,513 00Against
SEQUOIA FUND INC01,033,339 00Against
DAVIS SERIES INC0995,692 00Against
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC0846,295 00Against
TIAA0788,449 00Against
Equitable0702,517 00Against
T. Rowe Price0669,281 00Against
Virtus0629,680 00Against
John Hancock0579,208 00Against

Showing the 25 largest of 165 asset managers. See all 165 in the interactive database.

Not shown here: this season’s fund filings also report 1 item from the meeting of May 8, 2025, which belongs to the 2024-2025 season. A meeting outside this season’s July 1 to June 30 window is not counted in this page’s items or in its totals of asset managers and fund votes.

Largest CAPITAL ONE FINANCIAL CORP. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 382,063,343 shares outstanding at the time of that meeting.

Fund voting reports: top CAPITAL ONE FINANCIAL CORP. shareholders by shares voted on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").”, 2023-2024
#Asset manager % of shares outstanding
1Vanguard 9.05%
2Capital Group 6.89%
3Dodge & Cox 4.87%
4Fidelity 2.53%
5HARRIS ASSOCIATES INVESTMENT TRUST 2.07%
6BlackRock 2.06%
7INVESTMENT CO OF AMERICA 1.75%
8JPMorgan 1.38%
9State Street 0.91%
10DAVIS NEW YORK VENTURE FUND INC 0.91%
Institutional-manager reports: top CAPITAL ONE FINANCIAL CORP. shareholders by shares voted on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").”, 2023-2024
#Asset manager % of shares outstanding
1Dodge & Cox 6.09%
2Capital Research Global Investors 5.45%
3HARRIS ASSOCIATES L P 3.59%
4Capital Group 3.24%
5New York Life 3.14%
6BlackRock 2.76%
7DAVIS SELECTED ADVISERS 2.71%
8Fisher Asset Management, LLC 2.39%
9Aristotle Capital Management, LLC 2.06%
10GEODE CAPITAL MANAGEMENT, LLC 1.96%

Reported CAPITAL ONE FINANCIAL CORP. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

CAPITAL ONE FINANCIAL CORP. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
Vanguard Group 14.80% 13F
BlackRock 13.07% 13F
Dodge & Cox 6.60% DEF14A
JPMorgan Chase 4.52% 13F
FMR (Fidelity) 4.38% 13F
State Street 4.37% 13F
Morgan Stanley 2.19% 13F
Goldman Sachs 2.12% 13F
Geode Capital 1.99% 13F
Franklin Templeton 1.80% 13F

Percentages above are of 382,063,343 shares outstanding, as reported by CAPITAL ONE FINANCIAL CORP. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CAPITAL ONE FINANCIAL CORP.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 14, 2026; a live search always shows the current data.

At CAPITAL ONE FINANCIAL CORP.'s shareholder meeting held May 2, 2024, in the 2023-2024 proxy season, 924 asset managers reported how they voted on 18 ballot items in their SEC Form N-PX filings, covering 16,983 separate fund positions. On the most widely held item on that ballot — Advisory vote on our Named Executive Officer compensation ("Say on Pay"). — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: CAPITAL ONE FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on May 3, 2024.

CAPITAL ONE FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.