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Compiled from SEC Form N-PX filings and BIOATLA INC.’s Form 8-K, filed June 13, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of June 13, 2024: 3 items on BIOATLA INC.’s Form 8-K, filed June 13, 2024: 2 approved · 1 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2023-2024
Explore BIOATLA INC. in the interactive database Compare manager voting policies
These tallies are BIOATLA INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 13, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Sylvia McBrinn | 15,280,856 | -- | -- | 7,634,075 | 11,599,001 | 67% | Not verified | — |
| 2. Ratification of Appointment of Independent Registered Public Accounting Firm | 34,271,982 | 106,553 | 135,397 | -- | -- | 99.6% | Approved | — |
| 3. Non-Binding Advisory Vote on the Executive Compensation of Our Named Executive Officers | 17,643,438 | 5,121,016 | 153,387 | -- | 11,596,091 | 78% | Approved | — |
Source: BIOATLA INC., Form 8-K, filed with the SEC on June 13, 2024 — read the filing on EDGAR.
Each item below shows how the 103 asset managers that disclosed a BIOATLA INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 2 wordings of this item as funds reported it.
67% Majority: yes · of votes cast
Description as filed by funds: Elect the Class I director listed in the accompanying Proxy Statement, to serve a three-year term expiring at the 2027 annual meeting of stockholders or until such director's successor is duly elected and qualified or until such director's earlier death, resignation, disqualification or removal: Sylvia McBrinn
BIOATLA INC.’s own tally for this item (“Elect Director: Sylvia McBrinn”): 15,280,856 for, 7,634,075 withheld, per its Form 8-K filed June 13, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 67% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 3,590,657 for, 1,494,827 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,067,845 | 0 | 0 | 0 | For |
| BlackRock | 722,451 | 0 | 0 | 0 | For |
| DWS | 0 | 0 | 0 | 676,915 | Withhold |
| MFS | 0 | 0 | 0 | 447,519 | Withhold |
| ETF Opportunities Trust | 191,950 | 0 | 0 | 0 | For |
| TIAA | 171,865 | 0 | 0 | 0 | For |
| Charles Schwab | 119,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 90,000 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 87,433 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 77,850 | Withhold |
| Equitable | 59,492 | 0 | 0 | 8,360 | Mixed |
| Pacific Life | 17,305 | 0 | 0 | 41,727 | Mixed |
| Fidelity | 39,828 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 0 | 0 | 39,112 | Withhold |
| Lincoln Financial | 37,900 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 0 | 33,720 | Withhold |
| Managed Portfolio Series | 29,805 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 21,799 | Withhold |
| Bridge Builder Trust | 17,917 | 0 | 0 | 0 | For |
| Voya | 14,805 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 0 | 13,342 | Withhold |
| HC CAPITAL TRUST | 0 | 0 | 0 | 11,191 | Withhold |
| Principal Exchange-Traded Funds | 0 | 0 | 0 | 7,792 | Withhold |
| ProShares | 0 | 0 | 0 | 7,179 | Withhold |
| Nationwide | 1,823 | 0 | 0 | 3,617 | Mixed |
Showing the 25 largest of 36 asset managers. See all 36 in the interactive database.
Combines 3 wordings of this item as funds reported it.
78% Approved · of votes cast
Description as filed by funds: APPROVE, BY A NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
BIOATLA INC.’s own tally for this item (“3. Non-Binding Advisory Vote on the Executive Compensation of Our Named Executive Officers”): 17,643,438 for, 5,121,016 against — passed, per its Form 8-K filed June 13, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal Three - Non-Binding Advisory Vote on the Executive Compensation of Our Named Executive Officers The Company's stockholders approved, on a non-binding advisory basis, the executive compensation of our named executive officers by the following votes:”
Support: 78% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,067,845 | 0 | 0 | 0 | For |
| BlackRock | 722,451 | 0 | 0 | 0 | For |
| DWS | 676,915 | 0 | 0 | 0 | For |
| MFS | 0 | 447,519 | 0 | 0 | Against |
| ETF Opportunities Trust | 191,950 | 0 | 0 | 0 | For |
| TIAA | 171,865 | 0 | 0 | 0 | For |
| Charles Schwab | 119,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 90,000 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 87,433 | 0 | 0 | 0 | For |
| Dimensional | 0 | 77,850 | 0 | 0 | Against |
| Equitable | 67,852 | 0 | 0 | 0 | For |
| Pacific Life | 17,305 | 41,727 | 0 | 0 | Mixed |
| Fidelity | 39,828 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 39,112 | 0 | 0 | Against |
| Lincoln Financial | 37,900 | 0 | 0 | 0 | For |
| American Century | 0 | 33,720 | 0 | 0 | Against |
| Managed Portfolio Series | 29,805 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,799 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 17,917 | 0 | 0 | 0 | For |
| Voya | 14,805 | 0 | 0 | 0 | For |
| John Hancock | 13,342 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 0 | 11,191 | 0 | 0 | Against |
| Principal Exchange-Traded Funds | 7,792 | 0 | 0 | 0 | For |
| ProShares | 7,179 | 0 | 0 | 0 | For |
| Nationwide | 5,440 | 0 | 0 | 0 | For |
Fund voting reports, all 36 managers: 4,339,483 for, 746,001 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Soleus Capital Management, L.P. | 3,894,292 | 0 | 0 | 0 | For |
| BlackRock | 932,741 | 0 | 0 | 0 | For |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 0 | 528,358 | 0 | 0 | Against |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 512,300 | 0 | 0 | 0 | For |
| State Street | 451,680 | 751 | 0 | 0 | For |
| Renaissance | 300,258 | 0 | 0 | 0 | For |
| Connor, Clark & Lunn Investment Management Ltd. | 228,886 | 0 | 0 | 0 | For |
| PNC BANK, NATIONAL ASSOCIATION | 210,874 | 0 | 0 | 0 | For |
| Northern Trust | 182,107 | 461 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 177,989 | 0 | 0 | 0 | For |
| Nuveen | 177,852 | 0 | 0 | 0 | For |
| UBS | 137,486 | 0 | 0 | 0 | For |
| Two Sigma | 120,938 | 0 | 0 | 0 | For |
| Charles Schwab | 119,549 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 90,000 | 0 | 0 | Against |
| CHASE INVESTMENT COUNSEL CORP | 76,742 | 0 | 0 | 0 | For |
| Manatuck Hill Partners, LLC | 75,000 | 0 | 0 | 0 | For |
| Citadel | 74,899 | 0 | 0 | 0 | For |
| PERCEPTIVE ADVISORS LLC | 73,000 | 0 | 0 | 0 | For |
| BROWN ADVISORY INC | 64,014 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 54,298 | 0 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 49,366 | 0 | 0 | 0 | For |
| JPMorgan | 47,284 | 0 | 0 | 0 | For |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 41,259 | 0 | 0 | Against |
| Dimensional | 0 | 39,793 | 0 | 0 | Against |
Institutional-manager reports, all 78 managers: 8,239,854 for, 803,565 against. Showing the 25 largest; see all in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.6% Approved · of votes cast
Description as filed by funds: Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of BioAtla, Inc. for the fiscal year ending December 31, 2024.
BIOATLA INC.’s own tally for this item (“2. Ratification of Appointment of Independent Registered Public Accounting Firm”): 34,271,982 for, 106,553 against — passed, per its Form 8-K filed June 13, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal Two - Ratification of Appointment of Independent Registered Public Accounting Firm The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 by the following votes:”
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 36 asset managers below reported 5,085,484 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,067,845 | 0 | 0 | 0 | For |
| BlackRock | 722,451 | 0 | 0 | 0 | For |
| DWS | 676,915 | 0 | 0 | 0 | For |
| MFS | 447,519 | 0 | 0 | 0 | For |
| ETF Opportunities Trust | 191,950 | 0 | 0 | 0 | For |
| TIAA | 171,865 | 0 | 0 | 0 | For |
| Charles Schwab | 119,549 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 90,000 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 87,433 | 0 | 0 | 0 | For |
| Dimensional | 77,850 | 0 | 0 | 0 | For |
| Equitable | 67,852 | 0 | 0 | 0 | For |
| Pacific Life | 59,032 | 0 | 0 | 0 | For |
| Fidelity | 39,828 | 0 | 0 | 0 | For |
| Prudential/PGIM | 39,112 | 0 | 0 | 0 | For |
| Lincoln Financial | 37,900 | 0 | 0 | 0 | For |
| American Century | 33,720 | 0 | 0 | 0 | For |
| Managed Portfolio Series | 29,805 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 21,799 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 17,917 | 0 | 0 | 0 | For |
| Voya | 14,805 | 0 | 0 | 0 | For |
| John Hancock | 13,342 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 11,191 | 0 | 0 | 0 | For |
| Principal Exchange-Traded Funds | 7,792 | 0 | 0 | 0 | For |
| ProShares | 7,179 | 0 | 0 | 0 | For |
| Nationwide | 5,440 | 0 | 0 | 0 | For |
Showing the 25 largest of 36 asset managers. See all 36 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 48,106,317 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 4.30% |
| 2 | BlackRock | 1.50% |
| 3 | DWS | 1.41% |
| 4 | MFS | 0.93% |
| 5 | ETF Opportunities Trust | 0.40% |
| 6 | TIAA | 0.36% |
| 7 | Charles Schwab | 0.25% |
| 8 | BRIDGEWAY FUNDS INC | 0.19% |
| 9 | QUANTITATIVE MASTER SERIES LLC | 0.18% |
| 10 | Dimensional | 0.16% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Soleus Capital Management, L.P. | 8.10% |
| 2 | BlackRock | 1.94% |
| 3 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1.10% |
| 4 | HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1.06% |
| 5 | State Street | 0.94% |
| 6 | Renaissance | 0.62% |
| 7 | Connor, Clark & Lunn Investment Management Ltd. | 0.48% |
| 8 | PNC BANK, NATIONAL ASSOCIATION | 0.44% |
| 9 | Northern Trust | 0.38% |
| 10 | MELLON INVESTMENTS Corp | 0.37% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Acorn Bioventures, L.P. | 8.38% | DEF14A |
| Entities affiliated with Soleus Private Equity Fund I, L.P. | 8.11% | DEF14A |
| Entities affiliated with Cormorant Asset Management | 7.65% | DEF14A |
| Jay M. Short, Ph.D. | 7.35% | DEF14A |
| Tang Capital Partners, LP | 5.25% | DEF14A |
| Vanguard Group | 4.04% | 13F |
| Renaissance Technologies | 2.07% | 13F |
| Geode Capital | 1.92% | 13F |
| Millennium Management | 1.82% | 13F |
| State Street | 1.64% | 13F |
Percentages above are of 48,106,317 shares outstanding, as reported by BIOATLA INC. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from BIOATLA INC.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At BIOATLA INC.'s shareholder meeting held June 13, 2024, in the 2023-2024 proxy season, 103 asset managers reported how they voted on 3 ballot items in their SEC Form N-PX filings, covering 404 separate fund positions. On the most widely held item on that ballot — APPROVE, BY A NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE… — BIOATLA INC.'s filing reports the proposal as approved, with 78% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: BIOATLA INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 13, 2024.
BIOATLA INC. proxy season coverage: 2023-2024 (this page).
Download data (CSV): ballot items · votes by manager · column guide.