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BAYCOM CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and BAYCOM CORP.’s Form 8-K, filed June 21, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.

12Reported items
125Asset managers
2,056Fund votes
June 18, 2024Meeting date

Results at a glance

Meeting of June 18, 2024: 11 items on BAYCOM CORP.’s Form 8-K, filed June 21, 2024: 3 approved · 8 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore BAYCOM CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by BAYCOM CORP.

These tallies are BAYCOM CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 21, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

BAYCOM CORP. — official shareholder meeting results, meeting held June 18, 2024
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Support (of votes cast)	Reported outcome	Voting standard
Elect Director: James S. Camp	6,898,044	--	--	425,428	668,076	94%	Not verified	—
Elect Director: Harpreet S. Chaudhary	6,389,991	--	--	933,481	668,076	87%	Not verified	—
Elect Director: Keary L. Colwell	7,018,895	--	--	304,577	668,076	96%	Not verified	—
Elect Director: George J. Guarini	7,251,916	--	--	71,566	668,076	99.0%	Not verified	—
Elect Director: Lloyd W. Kendall, Jr.	6,246,677	--	--	1,076,795	668,076	85%	Not verified	—
Elect Director: Janet L. King	7,221,336	--	--	102,136	668,076	99%	Not verified	—
Elect Director: Robert G. Laverne, MD	6,271,845	--	--	1,051,627	668,076	86%	Not verified	—
Elect Director: Syvia L. Magid	6,411,530	--	--	912,208	667,810	88%	Not verified	—
Proposal II – Advisory (non-binding) vote on executive compensation The Company's shareholders approved the advisory (non-binding) vote on executive compensation.	6,983,763	328,490	11,494	--	--	96%	Approved	—
Proposal 10	7,203,357	108,538	11,852	--	--	99%	Approved	—
Proposal 11	7,955,820	35,700	28	--	--	99.5%	Approved	—

Source: BAYCOM CORP., Form 8-K, filed with the SEC on June 21, 2024 — read the filing on EDGAR.

How asset managers voted at the BAYCOM CORP. 2023-2024 meeting

Each item below shows how the 125 asset managers that disclosed a BAYCOM CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of BAYCOM CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: George J. Guarini

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%

FOR: 7,251,916WITHHELD: 71,566

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: George J. Guarini

BAYCOM CORP.’s own tally for this item (“Elect Director: George J. Guarini”): 7,251,916 for, 71,566 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.0% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,209,624 for, 22,500 withheld.

FOR

FOR: 3,209,624WITHHOLD: 22,500

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	70,513	0	For
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	11,500	22,500	Mixed
SEI	33,067	0	For
First Trust	30,501	0	For
EA Series Trust	29,483	0	For
Charles Schwab	29,091	0	For
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	5,376	0	For

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

2. Elect Director: Harpreet S. Chaudhary

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

87% Majority: yes · of votes cast

FOR 87%

FOR: 6,389,991WITHHELD: 933,481

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: Harpreet S. Chaudhary

BAYCOM CORP.’s own tally for this item (“Elect Director: Harpreet S. Chaudhary”): 6,389,991 for, 933,481 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,164,366 for, 67,758 withheld.

FOR

FOR: 3,164,366WITHHOLD: 67,758

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	70,513	0	For
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	34,000	0	For
SEI	0	33,067	Withhold
First Trust	30,501	0	For
EA Series Trust	29,483	0	For
Charles Schwab	0	29,091	Withhold
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	0	5,376	Withhold

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

3. Elect Director: James S. Camp

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%

FOR: 6,898,044WITHHELD: 425,428

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: James S. Camp

BAYCOM CORP.’s own tally for this item (“Elect Director: James S. Camp”): 6,898,044 for, 425,428 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,131,130 for, 100,994 withheld.

FOR

FOR: 3,131,130WITHHOLD: 100,994

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	0	70,513	Withhold
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	34,000	0	For
SEI	33,067	0	For
First Trust	30,501	0	For
EA Series Trust	0	29,483	Withhold
Charles Schwab	29,091	0	For
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	5,376	0	For

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

4. Elect Director: Janet L. King

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 7,221,336WITHHELD: 102,136

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: Janet L. King

BAYCOM CORP.’s own tally for this item (“Elect Director: Janet L. King”): 7,221,336 for, 102,136 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,204,325 for, 27,799 withheld.

FOR

FOR: 3,204,325WITHHOLD: 27,799

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	70,513	0	For
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	11,500	22,500	Mixed
SEI	33,067	0	For
First Trust	30,501	0	For
EA Series Trust	29,483	0	For
Charles Schwab	29,091	0	For
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	5,376	0	For

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

5. Elect Director: Keary L. Colwell

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 7,018,895WITHHELD: 304,577

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: Keary L. Colwell

BAYCOM CORP.’s own tally for this item (“Elect Director: Keary L. Colwell”): 7,018,895 for, 304,577 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,165,658 for, 66,466 withheld.

FOR

FOR: 3,165,658WITHHOLD: 66,466

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	70,513	0	For
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	11,500	22,500	Mixed
SEI	0	33,067	Withhold
First Trust	30,501	0	For
EA Series Trust	29,483	0	For
Charles Schwab	29,091	0	For
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	0	5,376	Withhold

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

6. Elect Director: Lloyd W. Kendall, Jr.

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

85% Majority: yes · of votes cast

FOR 85%WITHHELD

FOR: 6,246,677WITHHELD: 1,076,795

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: Lloyd W. Kendall, Jr.

BAYCOM CORP.’s own tally for this item (“Elect Director: Lloyd W. Kendall, Jr.”): 6,246,677 for, 1,076,795 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 85% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,038,466 for, 193,658 withheld.

FOR

FOR: 3,038,466WITHHOLD: 193,658

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	0	70,513	Withhold
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	34,000	0	For
SEI	0	33,067	Withhold
First Trust	30,501	0	For
EA Series Trust	0	29,483	Withhold
Charles Schwab	0	29,091	Withhold
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	0	19,606	Withhold
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	0	5,376	Withhold

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

7. Elect Director: Robert G. Laverne, MD

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

86% Majority: yes · of votes cast

FOR 86%WITHHELD

FOR: 6,271,845WITHHELD: 1,051,627

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: Robert G. Laverne, M.D.

BAYCOM CORP.’s own tally for this item (“Elect Director: Robert G. Laverne, MD”): 6,271,845 for, 1,051,627 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 86% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,063,372 for, 168,752 withheld.

FOR

FOR: 3,063,372WITHHOLD: 168,752

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	0	70,513	Withhold
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	34,000	0	For
SEI	0	33,067	Withhold
First Trust	30,501	0	For
EA Series Trust	0	29,483	Withhold
Charles Schwab	0	29,091	Withhold
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	0	5,376	Withhold

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

8. Elect Director: Syvia L. Magid

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 4 wordings of this item as funds reported it.

88% Majority: yes · of votes cast

FOR 88%

FOR: 6,411,530WITHHELD: 912,208

Details: description as filed, official tally, votes by 49 asset managers

Description as filed by funds: To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year term: Syvia Magid

BAYCOM CORP.’s own tally for this item (“Elect Director: Syvia L. Magid”): 6,411,530 for, 912,208 withheld, per its Form 8-K filed June 21, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 49 asset managers below reported 3,164,366 for, 67,758 withheld.

FOR

FOR: 3,164,366WITHHOLD: 67,758

Largest asset managers voting on “To elect eight (8) directors to serve as members of the Board of Directors of the Company, each for a one-year” at BAYCOM CORP., 2023-2024
Asset manager	For	Withheld	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	70,513	0	For
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	34,000	0	For
SEI	0	33,067	Withhold
First Trust	30,501	0	For
EA Series Trust	29,483	0	For
Charles Schwab	0	29,091	Withhold
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	0	5,376	Withhold

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

9. Approval of the BayCom Corp 2024 Omnibus Incentive Plan.

No official matchSECTION 14A SAY-ON-PAY VOTES

Combines 3 wordings of this item as funds reported it.

99.1% of fund votes cast · no official result

FOR

Details: votes by 49 asset managers

The 49 asset managers below reported 3,203,624 for, 27,800 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 3,203,624AGAINST: 27,800

Largest asset managers voting on “Approval of the BayCom Corp 2024 Omnibus Incentive Plan.” at BAYCOM CORP., 2023-2024
Asset manager	For	Against	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	70,513	0	For
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	11,500	22,500	Mixed
SEI	33,067	0	For
First Trust	30,501	0	For
EA Series Trust	29,483	0	For
Charles Schwab	29,091	0	For
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	5,376	0	For

Showing the 25 largest of 49 asset managers. See all 49 in the interactive database.

10. Proposal II – Advisory (non-binding) vote on executive compensation The Company's shareholders approved the advisory…

Official result Fund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 4 wordings of this item as funds reported it.

96% Approved · of votes cast

FOR 96%

FOR: 6,983,763AGAINST: 328,490

Details: description as filed, official tally, votes by 124 asset managers

Description as filed by funds: AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.

BAYCOM CORP.’s own tally for this item (“Proposal II – Advisory (non-binding) vote on executive compensation The Company's shareholders approved the advisory (non-binding) vote on executive compensation.”): 6,983,763 for, 328,490 against — passed, per its Form 8-K filed June 21, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal II – Advisory (non-binding) vote on executive compensation The Company's shareholders approved the advisory (non-binding) vote on executive compensation.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports: 48 asset managers voting on “AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.” at BAYCOM CORP., 2023-2024
Asset manager	For	Against	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	0	70,513	Against
Goldman Sachs	65,094	0	For
American Century	0	59,515	Against
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	34,000	0	For
SEI	33,067	0	For
First Trust	30,501	0	For
EA Series Trust	29,483	0	For
Charles Schwab	29,091	0	For
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	0	19,005	Against
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	5,376	0	For

Fund voting reports, all 48 managers: 3,075,690 for, 155,734 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 91 asset managers voting on “AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.” at BAYCOM CORP., 2023-2024
Asset manager	For	Against	Vote
Wellington	664,276	0	For
AllianceBernstein	448,457	0	For
John Hancock	429,979	0	For
BlackRock	398,853	0	For
GEODE CAPITAL MANAGEMENT, LLC	227,728	0	For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	114,540	0	For
FIRST MANHATTAN CO. LLC.	109,836	0	For
Royce	102,635	0	For
Cerity Partners LLC	102,500	0	For
Northern Trust	79,656	0	For
BRIDGEWAY CAPITAL MANAGEMENT, LLC	0	71,913	Against
Dimensional	70,878	0	For
ACADIAN ASSET MANAGEMENT LLC	69,868	0	For
FJ Capital Management LLC	64,836	0	For
American Century	0	59,953	Against
Victory Capital	55,091	0	For
Renaissance	51,058	0	For
Fisher Asset Management, LLC	48,052	0	For
MELLON INVESTMENTS Corp	0	45,584	Against
Prudential/PGIM	34,235	0	For
SEI	33,067	0	For
Rhumbline	16,271	0	For
Charles Schwab	29,091	0	For
LSV ASSET MANAGEMENT	25,307	2,600	Mixed
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	26,507	0	For

Institutional-manager reports, all 91 managers: 3,372,573 for, 227,576 against, 162 not voted, 16,271 1 year. Showing the 25 largest; see all in the interactive database.

11. AN ADVISORY (NON-BINDING) VOTE AS TO WHETHER FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE…

No official match Fund totals may overlapSECTION 14A SAY-ON-PAY VOTES

Combines 4 wordings of this item as funds reported it.

100% Fund and manager reports combined; may count the same shares twice · no official result

1 YEAR

Details: description as filed, votes by 119 asset managers

Description as filed by funds: AN ADVISORY (NON-BINDING) VOTE AS TO WHETHER FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 48 asset managers voting on “AN ADVISORY (NON-BINDING) VOTE AS TO WHETHER FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD EV” at BAYCOM CORP., 2023-2024
Asset manager	Abstain	Vote
Vanguard	0	--
Dimensional	0	--
BlackRock	0	--
John Hancock	0	--
Royce	384,218	Abstain
Fidelity	0	--
BRIDGEWAY FUNDS INC	0	--
Goldman Sachs	0	--
American Century	0	--
HOTCHKIS & WILEY FUNDS /DE/	0	--
Prudential/PGIM	0	--
SEI	0	--
First Trust	0	--
EA Series Trust	0	--
Charles Schwab	0	--
Principal	0	--
Columbia Threadneedle	0	--
Equitable	0	--
QUANTITATIVE MASTER SERIES LLC	0	--
TIAA	0	--
Invesco	0	--
Lincoln Financial	0	--
Thrivent	0	--
AIG/SunAmerica	0	--
Global X	0	--

Fund voting reports, all 48 managers: 384,218 abstained, 2,283,381 1 year, 563,825 3 year. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 86 asset managers voting on “AN ADVISORY (NON-BINDING) VOTE AS TO WHETHER FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD EV” at BAYCOM CORP., 2023-2024
Asset manager	For	Abstain	Vote
Wellington	0	0	--
AllianceBernstein	0	0	--
John Hancock	0	0	--
BlackRock	0	0	--
GEODE CAPITAL MANAGEMENT, LLC	0	0	--
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	0	0	--
FIRST MANHATTAN CO. LLC.	0	0	--
Royce	0	102,635	Abstain
Cerity Partners LLC	0	0	--
Northern Trust	0	0	--
BRIDGEWAY CAPITAL MANAGEMENT, LLC	0	0	--
Dimensional	0	0	--
ACADIAN ASSET MANAGEMENT LLC	0	0	--
FJ Capital Management LLC	0	0	--
American Century	0	0	--
Victory Capital	0	0	--
Renaissance	0	0	--
Fisher Asset Management, LLC	0	0	--
MELLON INVESTMENTS Corp	0	0	--
Prudential/PGIM	0	0	--
SEI	0	0	--
Rhumbline	16,271	0	For
Charles Schwab	0	0	Not Voted
LSV ASSET MANAGEMENT	0	0	--
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	0	0	--

Institutional-manager reports, all 86 managers: 16,271 for, 102,635 abstained, 162 not voted, 3,327,775 1 year, 136,720 3 year. Showing the 25 largest; see all in the interactive database.

12. RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE…

No official matchAUDIT-RELATED

Combines 2 wordings of this item as funds reported it.

99.0% of fund votes cast · no official result

FOR

Details: description as filed, votes by 48 asset managers

Description as filed by funds: RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

The 48 asset managers below reported 3,201,941 for, 29,483 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

FOR: 3,201,941AGAINST: 29,483

Largest asset managers voting on “RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIR” at BAYCOM CORP., 2023-2024
Asset manager	For	Against	Vote
Vanguard	658,895	0	For
Dimensional	496,148	0	For
BlackRock	483,716	0	For
John Hancock	388,908	0	For
Royce	384,218	0	For
Fidelity	213,407	0	For
BRIDGEWAY FUNDS INC	70,513	0	For
Goldman Sachs	65,094	0	For
American Century	59,515	0	For
HOTCHKIS & WILEY FUNDS /DE/	36,300	0	For
Prudential/PGIM	34,000	0	For
SEI	33,067	0	For
First Trust	30,501	0	For
EA Series Trust	0	29,483	Against
Charles Schwab	29,091	0	For
Principal	26,767	0	For
Columbia Threadneedle	25,608	0	For
Equitable	24,959	0	For
QUANTITATIVE MASTER SERIES LLC	20,844	0	For
TIAA	19,606	0	For
Invesco	19,005	0	For
Lincoln Financial	12,425	0	For
Thrivent	8,701	0	For
AIG/SunAmerica	5,843	0	For
Global X	5,376	0	For

Showing the 25 largest of 48 asset managers. See all 48 in the interactive database.

Largest BAYCOM CORP. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 11,248,342 shares outstanding at the time of that meeting.

Fund voting reports: top BAYCOM CORP. shareholders by shares voted on “AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.”, 2023-2024
#	Asset manager	% of shares outstanding
1	Vanguard	5.86%
2	Dimensional	4.41%
3	BlackRock	4.30%
4	John Hancock	3.46%
5	Royce	3.42%
6	Fidelity	1.90%
7	BRIDGEWAY FUNDS INC	0.63%
8	Goldman Sachs	0.58%
9	American Century	0.53%
10	HOTCHKIS & WILEY FUNDS /DE/	0.32%

Institutional-manager reports: top BAYCOM CORP. shareholders by shares voted on “AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.”, 2023-2024
#	Asset manager	% of shares outstanding
1	Wellington	5.91%
2	AllianceBernstein	3.99%
3	John Hancock	3.82%
4	BlackRock	3.55%
5	GEODE CAPITAL MANAGEMENT, LLC	2.02%
6	HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	1.02%
7	FIRST MANHATTAN CO. LLC.	0.98%
8	Royce	0.91%
9	Cerity Partners LLC	0.91%
10	Northern Trust	0.71%

Reported BAYCOM CORP. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

BAYCOM CORP. holdings and ownership disclosed for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
BlackRock	7.72%	13F
Wellington Management	6.21%	13F
Vanguard Group	5.41%	13F
Dimensional Fund Advisors	5.14%	13F
Bay Pond Partners, L.P.	4.20%	13G
George J. Guarini.	2.33%	DEF14A
Geode Capital	2.04%	13F
State Street	1.46%	13F
James S. Camp	1.13%	DEF14A
Lloyd W. Kendall, Jr.	0.90%	DEF14A

Percentages above are of 11,248,342 shares outstanding, as reported by BAYCOM CORP. on its Form 10-Q dated May 8, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from BAYCOM CORP.’s 10-Q dated May 8, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.

At BAYCOM CORP.'s shareholder meeting held June 18, 2024, in the 2023-2024 proxy season, 125 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,056 separate fund positions. Their filings are grouped here into 12 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. — BAYCOM CORP.'s filing reports the proposal as approved, with 96% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: BAYCOM CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 21, 2024.

BAYCOM CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.