BANC OF CALIFORNIA INC. 2023-2024 Proxy Voting Records

Description as filed by funds: Election of Directors, each for a term of one year: Andrew Thau

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Andrew Thau”): 114,691,608 for, 2,314,021 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 50,852,846 for, 563,388 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Jared M. Wolff

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Jared M. Wolff”): 116,110,947 for, 923,215 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 51,398,580 for, 17,655 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: John M. Eggemeyer

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: John M. Eggemeyer”): 115,750,413 for, 1,267,441 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 51,236,020 for, 180,215 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Joseph J. Rice

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Joseph J. Rice”): 114,949,695 for, 2,023,513 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 51,367,413 for, 48,822 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Mary A. Curran

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Mary A. Curran”): 115,146,051 for, 1,863,832 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 50,953,752 for, 462,482 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Paul R. Burke

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Paul R. Burke”): 116,044,757 for, 970,646 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 51,236,020 for, 180,215 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Richard J. Lashley

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Richard J. Lashley”): 115,033,157 for, 1,966,285 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 51,370,889 for, 45,346 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Shannon F. Eusey

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Shannon F. Eusey”): 115,130,094 for, 1,881,291 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 50,950,276 for, 465,958 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Susan E. Lester

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Susan E. Lester”): 116,183,735 for, 848,547 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 51,416,235 for, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Todd Schell

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Todd Schell”): 116,183,711 for, 829,059 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 51,416,235 for, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: Vania E. Schlogel

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: Vania E. Schlogel”): 113,990,539 for, 2,999,563 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 90 asset managers below reported 50,919,110 for, 497,125 against, 7,730 abstained.

Showing the 25 largest of 90 asset managers. See all 90 in the interactive database.

Description as filed by funds: Election of Directors, each for a term of one year: James A. "Conan" Barker

BANC OF CALIFORNIA INC.’s own tally for this item (“Elect Director: James A. "Conan" Barker”): 115,025,875 for, 1,971,518 against, per its Form 8-K filed May 14, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 88 asset managers below reported 51,207,605 for, 45,346 against, 7,730 abstained.

Showing the 25 largest of 88 asset managers. See all 88 in the interactive database.

Description as filed by funds: A proposal to amend and restate BANC's existing 2018 omnibus stock incentive plan, to be renamed the Amended and Restated Banc of California, Inc. 2018 Omnibus Stock Incentive Plan, or "A&R 2018 Plan", pursuant to which the combined company will be able to make grants of equity-based awards to employees, officers, directors and consultants of the combined company following the closing of the transactions contemplated by the merger agreement (the "BANC incentive plan proposal");

BANC OF CALIFORNIA INC.’s own tally for this item (“2. Banc of California Incentive Plan Proposal”): 43,750,562 for, 2,842,515 against — passed, per its Form 8-K filed November 22, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “A proposal to approve the amendment and restatement of Banc of California's existing 2018 Omnibus Stock Incentive Plan, to be renamed the Amended and Restated Banc of California, Inc. 2018 Omnibus Stock Incentive Plan (the " A&R 2018 Plan "), pursuant to which the combined company will be able to m…”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 75 asset managers below reported 18,467,996 for, 831,288 against, 41,013 abstained.

Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.

Description as filed by funds: A proposal to approve the issuance of BANC common stock to holders of PACW common stock (the "PACW stockholders") pursuant to the merger agreement and the issuance of BANC common stock, BANC NVCE stock and warrants to the Investors pursuant to the investment agreements (the "BANC issuance proposal");

BANC OF CALIFORNIA INC.’s own tally for this item (“1. Banc of California Issuance Proposal”): 46,211,799 for, 469,418 against — passed, per its Form 8-K filed November 22, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 1: Banc of California Issuance Proposal”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 75 asset managers below reported 19,340,297 for.

Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.

Description as filed by funds: A proposal to adjourn the BANC special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the BANC special meeting to approve the BANC issuance proposal (the "BANC adjournment proposal").

The 75 asset managers below reported 18,218,040 for, 1,122,257 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 75 asset managers. See all 75 in the interactive database.

Description as filed by funds: A proposal to amend (the "BANC charter amendment") Section F of Article 6 of the Second Articles of Restatement of BANC (the "BANC charter") in a manner to exempt the Warburg Investors and their affiliates (but not any other stockholder of BANC) from the application of Section F of Article 6 (other than paragraph 4 thereof, which deals mainly with the quorum requirement for meetings of BANC stockholders) of the BANC charter (the "BANC exemption amendment proposal"); and

BANC OF CALIFORNIA INC.’s own tally for this item (“3. Banc of California Exemption Amendment Proposal”): 46,071,699 for, 592,438 against — passed, per its Form 8-K filed November 22, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “A proposal to approve the amendment of Section F of Article 6 of the Second Articles of Restatement of Banc of California (the " Banc of California Charter ") in a manner to exempt the Warburg Investors and their affiliates (but not any other stockholder of Banc of California) from the application …”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 54 asset managers below reported 17,658,898 for.

Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.

Description as filed by funds: Amend Section F of Article 6 of the Second Articles of Restatement of BANC (the "BANC charter") in a manner to exempt the Warburg Investors and their affiliates (but not any other stockholder of BANC) from the application of Section F of Article 6 (other than paragraph 4 thereof, which deals mainly with the quorum requirement for meetings of BANC stockholders) of the BANC charter.

BANC OF CALIFORNIA INC.’s own tally for this item (“3. Banc of California Exemption Amendment Proposal”): 46,071,699 for, 592,438 against — passed, per its Form 8-K filed November 22, 2023 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “A proposal to approve the amendment of Section F of Article 6 of the Second Articles of Restatement of Banc of California (the " Banc of California Charter ") in a manner to exempt the Warburg Investors and their affiliates (but not any other stockholder of Banc of California) from the application …”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 25 asset managers below reported 1,681,261 for.

Description as filed by funds: Approval, on an advisory and non- binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting.

BANC OF CALIFORNIA INC.’s own tally for this item (“Proposal II Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting (Say-on-Pay): The vote ”): 112,451,310 for, 4,436,360 against — passed, per its Form 8-K filed May 14, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Accordingly, this proposal was approved with the following vote:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Voting standard, as the filing states it: a majority of the votes cast (“majority of the votes cast”).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 87 managers: 49,033,626 for, 2,219,557 against, 7,730 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 258 managers: 72,815,828 for, 2,896,847 against, 67,013 abstained, 30,656 not voted, 22 1 year. Showing the 25 largest; see all in the interactive database.