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Compiled from SEC Form N-PX filings and Bakkt, Inc.’s Form 8-K, filed June 26, 2026 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of June 23, 2026: 2 items on Bakkt, Inc.’s Form 8-K, filed June 26, 2026: 2 without a stated outcome.
Meeting of April 17, 2026: 1 item on Bakkt, Inc.’s Form 8-K, filed April 20, 2026: 1 approved.
Meeting of October 31, 2025: 1 item on Bakkt, Inc.’s Form 8-K, filed November 3, 2025: 1 approved.
Meeting of August 6, 2025: 1 item on Bakkt, Inc.’s Form 8-K, filed August 8, 2025: 1 approved.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Proxy season: 2025-2026
Explore Bakkt, Inc. in the interactive database Compare manager voting policies
These tallies are Bakkt, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 26, 2026 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX. Bakkt, Inc. reported 4 meetings in this season; each is tabulated separately below, with its own filing.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Michael Alfred | 12,378,430 | 109,255 | -- | -- | -- | 99.1% | Not verified | — |
| Elect Director: Lyn Alden | 12,156,770 | 330,915 | -- | -- | -- | 97% | Not verified | — |
This meeting is also recorded here as June 25, 2026; both records come from the same filing, so the date should be checked against it.
Source: Bakkt, Inc., Form 8-K, filed with the SEC on June 26, 2026 — read the filing on EDGAR.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Issuance Proposal | 12,999,817 | 229,734 | 36,649 | -- | -- | 98% | Approved | — |
Source: Bakkt, Inc., Form 8-K, filed with the SEC on April 20, 2026 — read the filing on EDGAR.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| 1. The Options Proposal | 10,809,572 | 1,001,367 | 7,753 | -- | 0 | 92% | Approved | — |
Source: Bakkt, Inc., Form 8-K, filed with the SEC on November 3, 2025 — read the filing on EDGAR.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| 2. An adjournment of the Special Meeting, if necessary or appropriate in the view of our Board, including but not limited to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve Proposal 1 | 7,706,971 | 2,729,249 | 78,856 | -- | -- | 74% | Approved | — |
Source: Bakkt, Inc., Form 8-K, filed with the SEC on August 8, 2025 — read the filing on EDGAR.
Each item below shows how the 116 asset managers that disclosed a Bakkt, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Bakkt, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held June 23, 2026.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Class II Directors: Lyn Alden
Bakkt, Inc.’s own tally for this item (“Elect Director: Lyn Alden”): 12,156,770 for, 330,915 against, per its Form 8-K filed June 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 920,096 for, 705 withheld, 214,410 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Amplify ETF Trust | 0 | 0 | 214,410 | 0 | Abstain |
| BlackRock | 187,375 | 0 | 0 | 0 | For |
| Global X | 161,938 | 0 | 0 | 0 | For |
| Vanguard | 153,924 | 0 | 0 | 623 | For |
| Fidelity | 137,293 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 93,224 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 93,224 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,389 | 0 | 0 | 0 | For |
| Equitable | 25,376 | 0 | 0 | 0 | For |
| Lincoln Financial | 9,100 | 0 | 0 | 0 | For |
| Pacific Life | 6,577 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,504 | 0 | 0 | 0 | For |
| American Century | 3,169 | 0 | 0 | 0 | For |
| Voya | 2,568 | 0 | 0 | 0 | For |
| SEI | 1,900 | 0 | 0 | 0 | For |
| Nationwide | 1,807 | 0 | 0 | 0 | For |
| Charles Schwab | 1,777 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,578 | 0 | 0 | 0 | For |
| John Hancock | 1,013 | 0 | 0 | 0 | For |
| Calvert | 934 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 931 | 0 | 0 | 0 | For |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| State Street | 635 | 0 | 0 | 0 | For |
| ProShares | 479 | 0 | 0 | 0 | For |
| Principal | 392 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Meeting held June 23, 2026.
Combines 4 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
Description as filed by funds: Election of Class II Directors: Michael Alfred
Bakkt, Inc.’s own tally for this item (“Elect Director: Michael Alfred”): 12,378,430 for, 109,255 against, per its Form 8-K filed June 26, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 37 asset managers below reported 1,135,211 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Amplify ETF Trust | 214,410 | 0 | 0 | 0 | For |
| BlackRock | 187,375 | 0 | 0 | 0 | For |
| Global X | 161,938 | 0 | 0 | 0 | For |
| Vanguard | 154,547 | 0 | 0 | 0 | For |
| Fidelity | 137,293 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 93,224 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 93,224 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,389 | 0 | 0 | 0 | For |
| Equitable | 25,376 | 0 | 0 | 0 | For |
| Lincoln Financial | 9,100 | 0 | 0 | 0 | For |
| Pacific Life | 6,577 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,504 | 0 | 0 | 0 | For |
| American Century | 3,169 | 0 | 0 | 0 | For |
| Voya | 2,568 | 0 | 0 | 0 | For |
| SEI | 1,900 | 0 | 0 | 0 | For |
| Nationwide | 1,807 | 0 | 0 | 0 | For |
| Charles Schwab | 1,777 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,578 | 0 | 0 | 0 | For |
| John Hancock | 1,013 | 0 | 0 | 0 | For |
| Calvert | 934 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 931 | 0 | 0 | 0 | For |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| State Street | 635 | 0 | 0 | 0 | For |
| ProShares | 479 | 0 | 0 | 0 | For |
| Principal | 392 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Meeting held April 17, 2026.
100% of fund votes cast · no official result
Description as filed by funds: To approve the issuance of shares in accordance with Sections 312.03(b), 312.03(c), and 312.03(d) of the New York Stock Exchange Listed Company Manual.
The 37 asset managers below reported 955,138 for, 380 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 745,967 | 0 | 0 | 0 | For |
| Global X | 36,642 | 0 | 0 | 0 | For |
| Equitable | 31,940 | 0 | 380 | 0 | For |
| BlackRock | 27,882 | 0 | 0 | 0 | For |
| Franklin Templeton | 23,779 | 0 | 0 | 0 | For |
| Fidelity | 15,368 | 0 | 0 | 0 | For |
| Invesco | 14,015 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 10,340 | 0 | 0 | 0 | For |
| Lincoln Financial | 9,100 | 0 | 0 | 0 | For |
| Pacific Life | 6,568 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,032 | 0 | 0 | 0 | For |
| TIAA | 5,319 | 0 | 0 | 0 | For |
| American Century | 3,169 | 0 | 0 | 0 | For |
| Charles Schwab | 2,552 | 0 | 0 | 0 | For |
| John Hancock | 2,545 | 0 | 0 | 0 | For |
| SEI | 1,900 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,575 | 0 | 0 | 0 | For |
| ProShares | 1,374 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 1,120 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 1,120 | 0 | 0 | 0 | For |
| Voya | 991 | 0 | 0 | 0 | For |
| Calvert | 934 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 931 | 0 | 0 | 0 | For |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| Principal | 692 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Meeting held August 6, 2025.
0.1% of fund votes cast · no official result
The 29 asset managers below reported 31 for, 377,957 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 107,559 | 0 | 0 | Against |
| TIAA | 0 | 95,126 | 0 | 0 | Against |
| Fidelity | 0 | 56,854 | 0 | 0 | Against |
| Equitable | 0 | 50,378 | 0 | 0 | Against |
| Global X | 0 | 34,674 | 0 | 0 | Against |
| Invesco | 0 | 9,730 | 0 | 0 | Against |
| Lincoln Financial | 0 | 5,300 | 0 | 0 | Against |
| BlackRock | 0 | 3,557 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 2,668 | 0 | 0 | Against |
| Pacific Life | 0 | 2,254 | 0 | 0 | Against |
| Bridge Builder Trust | 0 | 2,242 | 0 | 0 | Against |
| KINETICS MUTUAL FUNDS INC | 0 | 1,187 | 0 | 0 | Against |
| KINETICS PORTFOLIOS TRUST | 0 | 1,187 | 0 | 0 | Against |
| Charles Schwab | 0 | 1,003 | 0 | 0 | Against |
| SEI | 0 | 900 | 0 | 0 | Against |
| DWS | 0 | 780 | 0 | 0 | Against |
| RENN Fund, Inc. | 0 | 720 | 0 | 0 | Against |
| Calvert | 0 | 524 | 0 | 0 | Against |
| T. Rowe Price | 0 | 488 | 0 | 0 | Against |
| ProShares | 0 | 327 | 0 | 0 | Against |
| PENN SERIES FUNDS INC | 0 | 200 | 0 | 0 | Against |
| State Street | 0 | 181 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 0 | 86 | 0 | 0 | Against |
| Guggenheim | 0 | 25 | 0 | 0 | Against |
| Advisors' Inner Circle Fund III | 21 | 0 | 0 | 0 | For |
Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.
Meeting held April 17, 2026.
99% of fund votes cast · no official result
Description as filed by funds: To adjourn the Special Meeting, if necessary or appropriate in the view of the board of directors, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt Proposal 1.
The 37 asset managers below reported 944,877 for, 10,261 against, 380 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 745,967 | 0 | 0 | 0 | For |
| Global X | 36,642 | 0 | 0 | 0 | For |
| Equitable | 31,940 | 0 | 380 | 0 | For |
| BlackRock | 27,882 | 0 | 0 | 0 | For |
| Franklin Templeton | 23,779 | 0 | 0 | 0 | For |
| Fidelity | 15,368 | 0 | 0 | 0 | For |
| Invesco | 14,015 | 0 | 0 | 0 | For |
| Amplify ETF Trust | 10,340 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 9,100 | 0 | 0 | Against |
| Pacific Life | 6,568 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,032 | 0 | 0 | 0 | For |
| TIAA | 5,319 | 0 | 0 | 0 | For |
| American Century | 3,169 | 0 | 0 | 0 | For |
| Charles Schwab | 2,552 | 0 | 0 | 0 | For |
| John Hancock | 2,545 | 0 | 0 | 0 | For |
| SEI | 1,900 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,575 | 0 | 0 | 0 | For |
| ProShares | 1,374 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 1,120 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 1,120 | 0 | 0 | 0 | For |
| Voya | 991 | 0 | 0 | 0 | For |
| Calvert | 934 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 931 | 0 | 0 | 0 | For |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| Principal | 692 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Meeting held August 6, 2025.
74% Approved · of votes cast
Description as filed by funds: TO APPROVE THE ADJOURNMENT PROPOSAL.
Bakkt, Inc.’s own tally for this item (“2. An adjournment of the Special Meeting, if necessary or appropriate in the view of our Board, including but not limited to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting”): 7,706,971 for, 2,729,249 against — passed, per its Form 8-K filed August 8, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “Proposal 2: The stockholders approved an adjournment of the Special Meeting, if necessary or appropriate in the view of our Board, including but not limited to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve ”
Support: 74% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 9,761 for, 360,685 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 107,559 | 0 | 0 | Against |
| TIAA | 0 | 95,126 | 0 | 0 | Against |
| Fidelity | 0 | 56,854 | 0 | 0 | Against |
| Equitable | 0 | 50,378 | 0 | 0 | Against |
| Global X | 0 | 34,674 | 0 | 0 | Against |
| Invesco | 9,730 | 0 | 0 | 0 | For |
| BlackRock | 0 | 3,557 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 2,668 | 0 | 0 | Against |
| Pacific Life | 0 | 2,254 | 0 | 0 | Against |
| KINETICS MUTUAL FUNDS INC | 0 | 1,187 | 0 | 0 | Against |
| KINETICS PORTFOLIOS TRUST | 0 | 1,187 | 0 | 0 | Against |
| Charles Schwab | 0 | 1,003 | 0 | 0 | Against |
| SEI | 0 | 900 | 0 | 0 | Against |
| DWS | 0 | 780 | 0 | 0 | Against |
| RENN Fund, Inc. | 0 | 720 | 0 | 0 | Against |
| Calvert | 0 | 524 | 0 | 0 | Against |
| T. Rowe Price | 0 | 488 | 0 | 0 | Against |
| ProShares | 0 | 327 | 0 | 0 | Against |
| PENN SERIES FUNDS INC | 0 | 200 | 0 | 0 | Against |
| State Street | 0 | 181 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 0 | 86 | 0 | 0 | Against |
| Guggenheim | 0 | 25 | 0 | 0 | Against |
| Advisors' Inner Circle Fund III | 21 | 0 | 0 | 0 | For |
| Goldman Sachs | 10 | 0 | 0 | 0 | For |
| Principal | 0 | 4 | 0 | 0 | Against |
Showing the 25 largest of 27 asset managers. See all 27 in the interactive database.
Meeting held October 31, 2025.
19% of fund votes cast · no official result
The 25 asset managers below reported 126,273 for, 555,550 against. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 289,409 | 0 | 0 | Against |
| TIAA | 0 | 113,896 | 0 | 0 | Against |
| Global X | 0 | 109,374 | 0 | 0 | Against |
| Fidelity | 48,713 | 0 | 0 | 0 | For |
| Invesco | 27,659 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 18,296 | 0 | 0 | Against |
| BlackRock | 0 | 13,402 | 0 | 0 | Against |
| Equitable | 10,380 | 408 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 10,449 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 10,449 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 7,900 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 5,300 | 0 | 0 | Against |
| Dimensional | 4,674 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 2,668 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 2,242 | 0 | 0 | Against |
| State Street | 0 | 1,596 | 0 | 0 | Against |
| Nationwide | 0 | 1,501 | 0 | 0 | Against |
| DWS | 780 | 0 | 0 | 0 | For |
| John Hancock | 777 | 0 | 0 | 0 | For |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| Calvert | 524 | 0 | 0 | 0 | For |
| ProShares | 309 | 0 | 0 | 0 | For |
| Principal | 225 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 0 | 126 | 0 | 0 | Against |
| Guggenheim | 46 | 0 | 0 | 0 | For |
Meeting held October 31, 2025.
92% Approved · of votes cast
Description as filed by funds: To approve the Options Proposal.
Bakkt, Inc.’s own tally for this item (“1. The Options Proposal”): 10,809,572 for, 1,001,367 against — passed, per its Form 8-K filed November 3, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “At the Special Meeting, the Company's shareholders voted on the proposal as follows: Proposal 1: The Options Proposal The Company's shareholders approved the Options Proposal.”
Support: 92% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 30 asset managers below reported 126,771 for, 567,347 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 289,409 | 0 | 0 | Against |
| TIAA | 0 | 120,697 | 0 | 0 | Against |
| Global X | 0 | 109,374 | 0 | 0 | Against |
| Fidelity | 48,713 | 0 | 0 | 0 | For |
| Invesco | 27,659 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 18,296 | 0 | 0 | Against |
| BlackRock | 0 | 14,129 | 0 | 0 | Against |
| Equitable | 10,380 | 1,145 | 0 | 0 | Mixed |
| KINETICS MUTUAL FUNDS INC | 10,449 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 10,449 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 7,900 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 5,300 | 0 | 0 | Against |
| Dimensional | 4,674 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 2,668 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 2,254 | 0 | 0 | Against |
| Bridge Builder Trust | 0 | 2,242 | 0 | 0 | Against |
| State Street | 0 | 1,774 | 0 | 0 | Against |
| Nationwide | 0 | 1,501 | 0 | 0 | Against |
| SEI | 0 | 900 | 0 | 0 | Against |
| DWS | 780 | 0 | 0 | 0 | For |
| John Hancock | 777 | 0 | 0 | 0 | For |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| Calvert | 524 | 0 | 0 | 0 | For |
| T. Rowe Price | 488 | 0 | 0 | 0 | For |
| ProShares | 309 | 0 | 0 | 0 | For |
Showing the 25 largest of 30 asset managers. See all 30 in the interactive database.
Meeting held June 23, 2026.
Combines 2 wordings of this item as funds reported it.
73% Fund and manager reports combined; may count the same shares twice · no official result
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Amplify ETF Trust | 0 | 214,410 | 0 | 0 | Against |
| BlackRock | 187,375 | 0 | 0 | 0 | For |
| Global X | 0 | 161,938 | 0 | 0 | Against |
| Vanguard | 153,784 | 763 | 0 | 0 | For |
| Fidelity | 137,293 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 93,224 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 93,224 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 26,389 | 0 | 0 | Against |
| Equitable | 25,376 | 0 | 0 | 0 | For |
| Lincoln Financial | 9,100 | 0 | 0 | 0 | For |
| Pacific Life | 6,577 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,504 | 0 | 0 | 0 | For |
| American Century | 0 | 3,169 | 0 | 0 | Against |
| Voya | 2,568 | 0 | 0 | 0 | For |
| SEI | 0 | 1,900 | 0 | 0 | Against |
| Nationwide | 2 | 1,805 | 0 | 0 | Against |
| Charles Schwab | 0 | 1,777 | 0 | 0 | Against |
| AIG/SunAmerica | 1,578 | 0 | 0 | 0 | For |
| John Hancock | 1,013 | 0 | 0 | 0 | For |
| Calvert | 0 | 934 | 0 | 0 | Against |
| Venerable Variable Insurance Trust | 0 | 931 | 0 | 0 | Against |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| State Street | 635 | 0 | 0 | 0 | For |
| ProShares | 479 | 0 | 0 | 0 | For |
| Principal | 392 | 0 | 0 | 0 | For |
Fund voting reports, all 37 managers: 720,813 for, 414,398 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| State Street | 226,727 | 0 | 0 | 0 | For |
| BlackRock | 148,823 | 69 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 144,254 | 0 | 0 | 0 | For |
| AQR | 139,872 | 0 | 0 | 0 | For |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 109,003 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 0 | 68,008 | 0 | 0 | Against |
| Voya | 59,148 | 0 | 0 | 0 | For |
| Northern Trust | 579 | 53,001 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 39,479 | 0 | 0 | 0 | For |
| Nuveen | 0 | 30,446 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 26,389 | 0 | 0 | Against |
| WELLS FARGO CLEARING SERVICES, LLC | 23,893 | 0 | 0 | 0 | For |
| Vanguard | 17,399 | 0 | 0 | 0 | For |
| BLAIR WILLIAM & CO/IL | 8,996 | 0 | 0 | 0 | For |
| AllianceBernstein | 7,600 | 0 | 0 | 0 | For |
| JPMorgan | 6,582 | 0 | 0 | 0 | For |
| NISA INVESTMENT ADVISORS, LLC | 0 | 5,500 | 0 | 0 | Against |
| CAPTRUST FINANCIAL ADVISORS | 5,324 | 0 | 0 | 0 | For |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 4,600 | 0 | 0 | Against |
| Jain Global LLC | 4,177 | 0 | 0 | 0 | For |
| Wealthfront Advisers LLC | 0 | 3,615 | 0 | 0 | Against |
| WASHINGTON STATE INVESTMENT BOARD | 0 | 3,559 | 0 | 0 | Against |
| Invesco | 3,511 | 0 | 0 | 0 | For |
| STIFEL NICOLAUS & CO INC \MO\ | 3,200 | 0 | 0 | 0 | For |
| American Century | 0 | 3,169 | 0 | 0 | Against |
Institutional-manager reports, all 88 managers: 972,796 for, 216,753 against. Showing the 25 largest; see all in the interactive database.
Meeting held June 23, 2026.
100% of fund votes cast · no official result
Description as filed by funds: TO RATIFY THE SELECTION OF GRANT THORNTON LLC AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.
The 37 asset managers below reported 1,135,211 for. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Amplify ETF Trust | 214,410 | 0 | 0 | 0 | For |
| BlackRock | 187,375 | 0 | 0 | 0 | For |
| Global X | 161,938 | 0 | 0 | 0 | For |
| Vanguard | 154,547 | 0 | 0 | 0 | For |
| Fidelity | 137,293 | 0 | 0 | 0 | For |
| KINETICS MUTUAL FUNDS INC | 93,224 | 0 | 0 | 0 | For |
| KINETICS PORTFOLIOS TRUST | 93,224 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,389 | 0 | 0 | 0 | For |
| Equitable | 25,376 | 0 | 0 | 0 | For |
| Lincoln Financial | 9,100 | 0 | 0 | 0 | For |
| Pacific Life | 6,577 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,504 | 0 | 0 | 0 | For |
| American Century | 3,169 | 0 | 0 | 0 | For |
| Voya | 2,568 | 0 | 0 | 0 | For |
| SEI | 1,900 | 0 | 0 | 0 | For |
| Nationwide | 1,807 | 0 | 0 | 0 | For |
| Charles Schwab | 1,777 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,578 | 0 | 0 | 0 | For |
| John Hancock | 1,013 | 0 | 0 | 0 | For |
| Calvert | 934 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 931 | 0 | 0 | 0 | For |
| RENN Fund, Inc. | 720 | 0 | 0 | 0 | For |
| State Street | 635 | 0 | 0 | 0 | For |
| ProShares | 479 | 0 | 0 | 0 | For |
| Principal | 392 | 0 | 0 | 0 | For |
Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 30,562,096 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Amplify ETF Trust | 0.70% |
| 2 | BlackRock | 0.61% |
| 3 | Global X | 0.53% |
| 4 | Vanguard | 0.51% |
| 5 | Fidelity | 0.45% |
| 6 | KINETICS MUTUAL FUNDS INC | 0.31% |
| 7 | KINETICS PORTFOLIOS TRUST | 0.31% |
| 8 | BRIDGEWAY FUNDS INC | 0.09% |
| 9 | Equitable | 0.08% |
| 10 | Lincoln Financial | 0.03% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | State Street | 0.74% |
| 2 | BlackRock | 0.49% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 0.47% |
| 4 | AQR | 0.46% |
| 5 | HORIZON KINETICS ASSET MANAGEMENT LLC | 0.36% |
| 6 | MARSHALL WACE, LLP | 0.22% |
| 7 | Voya | 0.19% |
| 8 | Northern Trust | 0.18% |
| 9 | MELLON INVESTMENTS Corp | 0.13% |
| 10 | Nuveen | 0.10% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Akshay Sudhir Naheta | 36.45% | 13D |
| INTERCONTINENTAL EXCHANGE, INC. | 27.42% | 13D |
| Akshay Naheta | 14.03% | DEF14A |
| BlackRock | 3.78% | 13F |
| Vanguard Group | 2.41% | 13F |
| Citadel Advisors | 2.02% | 13F |
| Geode Capital | 1.86% | 13F |
| Renaissance Technologies | 1.44% | 13F |
| G1 Execution Services, LLC | 1.35% | 13G |
| Andrew Main | 0.94% | DEF14A |
Percentages above are of 30,562,096 shares outstanding, as reported by Bakkt, Inc. on its Form 10-K dated March 11, 2026 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Bakkt, Inc.’s 10-K dated March 11, 2026. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At Bakkt, Inc.'s 4 shareholder meetings in the 2025-2026 proxy season (held August 6, 2025, October 31, 2025, April 17, 2026 and June 23, 2026), 116 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,049 separate fund positions. Their filings are grouped here into 10 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Bakkt, Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory Vote to Approve Executive Compensation. — the reporting funds and managers cast 73% of the shares they voted in favour (FOR divided by FOR plus AGAINST plus WITHHELD; abstained and unvoted shares are excluded because neither took a side). Fund and manager reports are combined in it and may count the same shares twice: it adds fund reports to institutional-manager reports, which can cover the same shares. It is not the company's certified result.
Bakkt, Inc. proxy season coverage: 2025-2026 (this page).
Download data (CSV): ballot items · votes by manager · column guide.