AXT, Inc. 2025-2026 Proxy Voting Records

Description as filed by funds: To elect two (2) Class I directors to hold office for a three year term and until their respective successors are elected and qualified: Morris S. Young Chairman of the Board, Chief Executive Officer

AXT, Inc.’s own tally for this item (“Elect Director: Dr. Morris Young”): 18,418,094 for, 326,349 withheld, per its Form 8-K filed June 9, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 21 asset managers below reported 4,147,205 for, 3,224 withheld, 1 abstained.

Description as filed by funds: To elect two (2) Class I directors to hold office for a three year term and until their respective successors are elected and qualified: David C. Chang Director

AXT, Inc.’s own tally for this item (“Elect Director: Dr. David Chang”): 15,937,028 for, 2,807,414 withheld, per its Form 8-K filed June 9, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 85% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 21 asset managers below reported 3,071,875 for, 1,078,545 withheld, 10 abstained.

Description as filed by funds: To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to increase the total number of authorized shares of common stock, par value $0.001 per share, from 70,000,000 to 120,000,000 in substantially the form attached to the Proxy Statement as Appendix A (the "Amendment Proposal").

AXT, Inc.’s own tally for this item (“4. Approval of an amendment to the Company's Restated Certificate of Incorporation, as amended, to increase the authorized shares of common stock from 70,000,000 to 120,000,000 (the "Amendment Proposal")”): 26,991,579 for, 1,870,385 against — passed, per its Form 8-K filed June 9, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The Amendment Proposal was approved.”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 21 asset managers below reported 4,147,205 for, 3,225 against.

Description as filed by funds: To consider and vote upon a proposal to approve the adjournment of the annual meeting if necessary or appropriate in the view of the Company's board of directors, to permit further solicitation and vote of proxies in the event there are insufficient votes at the time of the annual meeting to approve the Amendment Proposal.

AXT, Inc.’s own tally for this item (“5. To approve the adjournment of the annual meeting if necessary or advisable to solicit additional proxies in favor of Amendment Proposal if there are insufficient votes at the time of the annual meeting to approve the ”): 26,383,217 for, 2,475,288 against — passed, per its Form 8-K filed June 9, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 5: To approve the adjournment of the annual meeting if necessary or advisable to solicit additional proxies in favor of Amendment Proposal if there are insufficient votes at the time of the annual meeting to approve the Amendment Proposal (the "Adjournment Proposal"):”
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 20 asset managers below reported 3,361,948 for, 784,975 against.

Description as filed by funds: To approve, on an advisory basis, the compensation of our Named Executive Officers.

AXT, Inc.’s own tally for this item (“2. Advisory vote on executive compensation”): 18,256,842 for, 410,844 against — passed, per its Form 8-K filed June 9, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The compensation of the Company's named executive officers, as disclosed in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 31, 2026, was approved on an advisory basis.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 20 managers: 4,129,225 for, 21,005 against.

Institutional-manager reports, all 95 managers: 6,626,013 for, 144,783 against, 180 abstained, 15,321 not voted. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: To ratify the appointment of BPM LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026.

AXT, Inc.’s own tally for this item (“3. Ratification of the appointment of BPM as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026”): 28,619,471 for, 247,944 against — passed, per its Form 8-K filed June 9, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The appointment of BPM as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026, was ratified.”
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 20 asset managers below reported 4,145,486 for, 1,437 against.