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Compiled from SEC Form N-PX filings and AXOS FINANCIAL INC.’s Form 8-K, filed November 13, 2023 (Item 5.07 on EDGAR). Page generated October 25, 2026.
Meeting of November 9, 2023: 5 items on AXOS FINANCIAL INC.’s Form 8-K, filed November 13, 2023: 5 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore AXOS FINANCIAL INC. in the interactive database Compare manager voting policies
These tallies are AXOS FINANCIAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed November 13, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Tamara N. Bohlig | 30,628,593 | -- | -- | 14,882,395 | 6,672,799 | 67% | Not verified | — |
| Elect Director: Nicholas A. Mosich | 30,033,019 | -- | -- | 15,477,969 | 6,672,799 | 66% | Not verified | — |
| Elect Director: Edward J. Ratinoff | 26,870,848 | -- | -- | 18,640,140 | 6,672,799 | 59% | Not verified | — |
| The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers for fiscal year 2023 as disclosed in the Company's proxy statement. | 24,553,820 | 20,898,266 | 58,902 | -- | 6,672,799 | 54.0% | Not verified | — |
| The fifth proposal was the ratification of the appointment of BDO USA, P.A. as the Company's independent public accounting firm for fiscal year 2024. | 51,809,672 | 346,172 | 27,943 | -- | 0 | 99.3% | Not verified | — |
Source: AXOS FINANCIAL INC., Form 8-K, filed with the SEC on November 13, 2023 — read the filing on EDGAR.
Each item below shows how the 317 asset managers that disclosed a AXOS FINANCIAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of AXOS FINANCIAL INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 5 wordings of this item as funds reported it.
59% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Edward J. Ratinoff
AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Edward J. Ratinoff”): 26,870,848 for, 18,640,140 withheld, per its Form 8-K filed November 13, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 59% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 95 asset managers below reported 17,776,285 for, 42 against, 9,366,430 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,161,350 | 0 | 0 | 0 | For |
| BlackRock | 5,948,049 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 2,221,955 | Withhold |
| Fidelity | 1,886,413 | 0 | 0 | 0 | For |
| State Street | 0 | 0 | 0 | 1,742,185 | Withhold |
| Columbia Threadneedle | 0 | 0 | 0 | 1,072,200 | Withhold |
| American Century | 0 | 0 | 0 | 1,044,889 | Withhold |
| TIAA | 793,429 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 670,705 | 0 | 0 | 0 | For |
| Charles Schwab | 571,435 | 0 | 0 | 0 | For |
| JPMorgan | 311,770 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 0 | 0 | 0 | 298,282 | Withhold |
| John Hancock | 0 | 0 | 0 | 288,280 | Withhold |
| Victory Capital | 0 | 0 | 0 | 244,992 | Withhold |
| Northern Trust | 0 | 0 | 0 | 199,854 | Withhold |
| Lord Abbett | 0 | 0 | 0 | 190,530 | Withhold |
| Nationwide | 152,273 | 0 | 0 | 16,619 | Mixed |
| Allspring | 0 | 0 | 0 | 166,255 | Withhold |
| Equitable | 92,025 | 0 | 0 | 70,980 | Mixed |
| Jackson National | 144,671 | 0 | 0 | 17,857 | Mixed |
| Principal | 0 | 0 | 0 | 146,128 | Withhold |
| BNY Mellon | 142,042 | 0 | 0 | 0 | For |
| Prudential/PGIM | 108,382 | 0 | 0 | 29,214 | Mixed |
| Empower | 0 | 0 | 0 | 133,566 | Withhold |
| AMERICAN BEACON FUNDS | 0 | 0 | 0 | 130,140 | Withhold |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 5 wordings of this item as funds reported it.
66% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Nicholas A. Mosich
AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Nicholas A. Mosich”): 30,033,019 for, 15,477,969 withheld, per its Form 8-K filed November 13, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 66% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 95 asset managers below reported 19,032,954 for, 42 against, 8,109,761 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,161,350 | 0 | 0 | 0 | For |
| BlackRock | 5,948,049 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 2,221,955 | Withhold |
| Fidelity | 1,886,413 | 0 | 0 | 0 | For |
| State Street | 2,768 | 0 | 0 | 1,739,417 | Withhold |
| Columbia Threadneedle | 1,072,200 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 0 | 1,044,889 | Withhold |
| TIAA | 793,429 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 670,705 | 0 | 0 | 0 | For |
| Charles Schwab | 571,435 | 0 | 0 | 0 | For |
| JPMorgan | 0 | 0 | 0 | 311,770 | Withhold |
| Investment Managers Series Trust III | 0 | 0 | 0 | 298,282 | Withhold |
| John Hancock | 261,971 | 0 | 0 | 26,309 | Mixed |
| Victory Capital | 0 | 0 | 0 | 244,992 | Withhold |
| Northern Trust | 0 | 0 | 0 | 199,854 | Withhold |
| Lord Abbett | 0 | 0 | 0 | 190,530 | Withhold |
| Nationwide | 152,273 | 0 | 0 | 16,619 | Mixed |
| Allspring | 0 | 0 | 0 | 166,255 | Withhold |
| Equitable | 92,025 | 0 | 0 | 70,980 | Mixed |
| Jackson National | 144,671 | 0 | 0 | 17,857 | Mixed |
| Principal | 0 | 0 | 0 | 146,128 | Withhold |
| BNY Mellon | 142,042 | 0 | 0 | 0 | For |
| Prudential/PGIM | 80,073 | 0 | 0 | 57,523 | Mixed |
| Empower | 0 | 0 | 0 | 133,566 | Withhold |
| AMERICAN BEACON FUNDS | 0 | 0 | 0 | 130,140 | Withhold |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 5 wordings of this item as funds reported it.
67% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Tamara N. Bohlig
AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Tamara N. Bohlig”): 30,628,593 for, 14,882,395 withheld, per its Form 8-K filed November 13, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 67% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 95 asset managers below reported 19,672,522 for, 42 against, 7,470,193 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,161,350 | 0 | 0 | 0 | For |
| BlackRock | 5,948,049 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 2,221,955 | Withhold |
| Fidelity | 1,886,413 | 0 | 0 | 0 | For |
| State Street | 2,768 | 0 | 0 | 1,739,417 | Withhold |
| Columbia Threadneedle | 1,072,200 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 0 | 1,044,889 | Withhold |
| TIAA | 793,429 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 670,705 | 0 | 0 | 0 | For |
| Charles Schwab | 571,435 | 0 | 0 | 0 | For |
| JPMorgan | 311,770 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 0 | 0 | 0 | 298,282 | Withhold |
| John Hancock | 261,971 | 0 | 0 | 26,309 | Mixed |
| Victory Capital | 0 | 0 | 0 | 244,992 | Withhold |
| Northern Trust | 0 | 0 | 0 | 199,854 | Withhold |
| Lord Abbett | 0 | 0 | 0 | 190,530 | Withhold |
| Nationwide | 152,273 | 0 | 0 | 16,619 | Mixed |
| Allspring | 0 | 0 | 0 | 166,255 | Withhold |
| Equitable | 92,025 | 0 | 0 | 70,980 | Mixed |
| Jackson National | 144,671 | 0 | 0 | 17,857 | Mixed |
| Principal | 0 | 0 | 0 | 146,128 | Withhold |
| BNY Mellon | 142,042 | 0 | 0 | 0 | For |
| Prudential/PGIM | 108,382 | 0 | 0 | 29,214 | Mixed |
| Empower | 90,532 | 0 | 0 | 43,034 | Mixed |
| AMERICAN BEACON FUNDS | 0 | 0 | 0 | 130,140 | Withhold |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 5 wordings of this item as funds reported it.
64% of fund votes cast · no official result
The 95 asset managers below reported 17,447,098 for, 9,648,770 against, 4,330 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,161,350 | 0 | 0 | 0 | For |
| BlackRock | 5,948,049 | 0 | 0 | 0 | For |
| Dimensional | 0 | 2,221,955 | 0 | 0 | Against |
| Fidelity | 1,886,413 | 0 | 0 | 0 | For |
| State Street | 2,768 | 1,739,417 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 1,072,200 | 0 | 0 | Against |
| American Century | 0 | 1,044,889 | 0 | 0 | Against |
| TIAA | 793,429 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 0 | 670,705 | 0 | 0 | Against |
| Charles Schwab | 571,435 | 0 | 0 | 0 | For |
| JPMorgan | 0 | 311,770 | 0 | 0 | Against |
| Investment Managers Series Trust III | 0 | 298,282 | 0 | 0 | Against |
| John Hancock | 261,971 | 26,309 | 0 | 0 | Mixed |
| Victory Capital | 0 | 244,992 | 0 | 0 | Against |
| Northern Trust | 0 | 199,854 | 0 | 0 | Against |
| Lord Abbett | 0 | 190,530 | 0 | 0 | Against |
| Nationwide | 148,294 | 20,598 | 0 | 0 | Mixed |
| Allspring | 0 | 166,255 | 0 | 0 | Against |
| Equitable | 163,005 | 0 | 0 | 0 | For |
| Jackson National | 144,671 | 17,857 | 0 | 0 | Mixed |
| Principal | 78,291 | 67,837 | 0 | 0 | Mixed |
| BNY Mellon | 142,042 | 0 | 0 | 0 | For |
| Prudential/PGIM | 109,287 | 28,309 | 0 | 0 | Mixed |
| AMERICAN BEACON FUNDS | 0 | 130,140 | 0 | 0 | Against |
| Invesco | 126,239 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 20 wordings of this item as funds reported it.
54.0% Majority: yes · of votes cast
Description as filed by funds: To approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in this Proxy Statement.
AXOS FINANCIAL INC.’s own tally for this item (“The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers for fiscal year 2023 as disclosed in the Company's proxy statement.”): 24,553,820 for, 20,898,266 against, per its Form 8-K filed November 13, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 54.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,161,350 | 0 | 0 | 0 | For |
| BlackRock | 5,948,049 | 0 | 0 | 0 | For |
| Dimensional | 0 | 2,221,955 | 0 | 0 | Against |
| Fidelity | 1,886,413 | 0 | 0 | 0 | For |
| State Street | 0 | 1,742,185 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 1,072,200 | 0 | 0 | Against |
| American Century | 0 | 1,044,889 | 0 | 0 | Against |
| TIAA | 793,429 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 0 | 670,705 | 0 | 0 | Against |
| Charles Schwab | 0 | 571,435 | 0 | 0 | Against |
| JPMorgan | 311,770 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 0 | 298,282 | 0 | 0 | Against |
| John Hancock | 0 | 288,280 | 0 | 0 | Against |
| Victory Capital | 0 | 244,992 | 0 | 0 | Against |
| Northern Trust | 0 | 199,854 | 0 | 0 | Against |
| Lord Abbett | 0 | 190,530 | 0 | 0 | Against |
| Nationwide | 3,979 | 164,913 | 0 | 0 | Against |
| Allspring | 0 | 166,255 | 0 | 0 | Against |
| Equitable | 92,025 | 70,980 | 0 | 0 | Mixed |
| Jackson National | 0 | 162,528 | 0 | 0 | Against |
| Principal | 78,291 | 67,837 | 0 | 0 | Mixed |
| BNY Mellon | 0 | 142,042 | 0 | 0 | Against |
| Prudential/PGIM | 57,523 | 80,073 | 0 | 0 | Mixed |
| Empower | 0 | 133,566 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 0 | 130,140 | 0 | 0 | Against |
Fund voting reports, all 93 managers: 16,031,264 for, 11,111,284 against, 4,330 abstained. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| State Street | 0 | 3,498,160 | 0 | 0 | Against |
| Putnam | 1,514,218 | 0 | 0 | 0 | For |
| BlackRock | 1,284,016 | 20,702 | 0 | 0 | For |
| American Century | 0 | 1,176,751 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 1,111,283 | 0 | 0 | 0 | For |
| WASATCH ADVISORS LP | 0 | 1,000,648 | 0 | 0 | Against |
| Maryland State Retirement & Pension System | 0 | 1,000,000 | 0 | 0 | Against |
| Fidelity | 866,783 | 0 | 0 | 0 | For |
| Nuveen | 795,621 | 0 | 0 | 0 | For |
| JARISLOWSKY, FRASER Ltd | 784,258 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 592,315 | 0 | 0 | Against |
| Loomis Sayles | 0 | 602,000 | 0 | 0 | Against |
| Epoch Investment Partners, Inc. | 0 | 534,708 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 0 | 525,898 | 0 | 0 | Against |
| JPMorgan | 400,616 | 8,369 | 0 | 0 | For |
| RICE HALL JAMES & ASSOCIATES, LLC | 0 | 390,301 | 0 | 0 | Against |
| Pembroke Management, LTD | 0 | 357,262 | 0 | 0 | Against |
| First Pacific Advisors, LP | 0 | 298,282 | 0 | 0 | Against |
| PRINCIPAL GLOBAL INVESTORS | 0 | 296,298 | 0 | 0 | Against |
| Victory Capital | 0 | 281,522 | 0 | 0 | Against |
| Dimensional | 0 | 276,933 | 0 | 0 | Against |
| Orchard Capital Management, LLC | 270,379 | 0 | 0 | 0 | For |
| Stieven Capital Advisors, L.P. | 0 | 250,133 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 230,878 | 0 | 0 | Against |
| EMERALD MUTUAL FUND ADVISERS TRUST | 221,311 | 0 | 0 | 0 | For |
Institutional-manager reports, all 245 managers: 8,310,729 for, 15,696,424 against, 279 abstained, 29,706 not voted, 101,875 1 year. Showing the 25 largest; see all in the interactive database.
Combines 8 wordings of this item as funds reported it.
52.6% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: To recommend, in a non-binding and advisory vote, whether future non-binding and advisory stockholder votes on executive compensation should occur every year, every two years, or every three years.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| Columbia Threadneedle | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| TIAA | 0 | 0 | 0 | 0 | -- |
| WASATCH FUNDS TRUST | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| JPMorgan | 0 | 0 | 0 | 0 | -- |
| Investment Managers Series Trust III | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
| Victory Capital | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| Lord Abbett | 0 | 0 | 0 | 0 | -- |
| Nationwide | 0 | 0 | 0 | 0 | -- |
| Allspring | 0 | 0 | 0 | 0 | -- |
| Equitable | 0 | 0 | 0 | 0 | -- |
| Jackson National | 0 | 0 | 0 | 0 | -- |
| Principal | 0 | 0 | 0 | 0 | -- |
| BNY Mellon | 0 | 0 | 0 | 0 | -- |
| Prudential/PGIM | 0 | 0 | 0 | 0 | -- |
| AMERICAN BEACON FUNDS | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 92 managers: 5,295 for, 4,330 abstained, 23,682,527 1 year, 3,383,503 3 year. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| State Street | 0 | 0 | 0 | 0 | -- |
| Putnam | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| WASATCH ADVISORS LP | 0 | 0 | 0 | 0 | -- |
| Maryland State Retirement & Pension System | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| Nuveen | 0 | 0 | 0 | 0 | -- |
| JARISLOWSKY, FRASER Ltd | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | Not Voted |
| Epoch Investment Partners, Inc. | 0 | 0 | 0 | 0 | -- |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | -- |
| RICE HALL JAMES & ASSOCIATES, LLC | 0 | 0 | 0 | 0 | -- |
| Pembroke Management, LTD | 0 | 0 | 0 | 0 | -- |
| First Pacific Advisors, LP | 0 | 0 | 0 | 0 | -- |
| PRINCIPAL GLOBAL INVESTORS | 0 | 0 | 0 | 0 | -- |
| Victory Capital | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| Stieven Capital Advisors, L.P. | 0 | 0 | 0 | 0 | -- |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 0 | 0 | 0 | -- |
| EMERALD MUTUAL FUND ADVISERS TRUST | 0 | 0 | 0 | 0 | -- |
| Allspring | 0 | 0 | 0 | 0 | -- |
| BNY Mellon | 0 | 0 | 0 | 0 | -- |
| LORD, ABBETT & CO. LLC | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 226 managers: 116,147 for, 109,564 against, 279 abstained, 29,706 not voted, 20,673,133 1 year, 1,736,071 3 year, 142 unknown. Showing the 25 largest; see all in the interactive database.
Combines 7 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
Description as filed by funds: To ratify the selection of BDO USA, P.A. as the Company's independent registered public accounting firm for fiscal year 2024.
AXOS FINANCIAL INC.’s own tally for this item (“The fifth proposal was the ratification of the appointment of BDO USA, P.A. as the Company's independent public accounting firm for fiscal year 2024.”): 51,809,672 for, 346,172 against, per its Form 8-K filed November 13, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.3% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 96 asset managers below reported 27,143,722 for, 4,330 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 6,161,350 | 0 | 0 | 0 | For |
| BlackRock | 5,948,049 | 0 | 0 | 0 | For |
| Dimensional | 2,221,955 | 0 | 0 | 0 | For |
| Fidelity | 1,886,413 | 0 | 0 | 0 | For |
| State Street | 1,742,185 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 1,072,200 | 0 | 0 | 0 | For |
| American Century | 1,044,889 | 0 | 0 | 0 | For |
| TIAA | 793,429 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 670,705 | 0 | 0 | 0 | For |
| Charles Schwab | 571,435 | 0 | 0 | 0 | For |
| JPMorgan | 311,770 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 298,282 | 0 | 0 | 0 | For |
| John Hancock | 288,280 | 0 | 0 | 0 | For |
| Victory Capital | 244,992 | 0 | 0 | 0 | For |
| Northern Trust | 199,854 | 0 | 0 | 0 | For |
| Lord Abbett | 190,530 | 0 | 0 | 0 | For |
| Nationwide | 168,892 | 0 | 0 | 0 | For |
| Allspring | 166,255 | 0 | 0 | 0 | For |
| Equitable | 163,005 | 0 | 0 | 0 | For |
| Jackson National | 162,528 | 0 | 0 | 0 | For |
| Principal | 146,128 | 0 | 0 | 0 | For |
| BNY Mellon | 142,042 | 0 | 0 | 0 | For |
| Prudential/PGIM | 137,596 | 0 | 0 | 0 | For |
| Empower | 133,566 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 130,140 | 0 | 0 | 0 | For |
Showing the 25 largest of 96 asset managers. See all 96 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 58,503,976 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 10.53% |
| 2 | BlackRock | 10.17% |
| 3 | Dimensional | 3.80% |
| 4 | Fidelity | 3.22% |
| 5 | State Street | 2.98% |
| 6 | Columbia Threadneedle | 1.83% |
| 7 | American Century | 1.79% |
| 8 | TIAA | 1.36% |
| 9 | WASATCH FUNDS TRUST | 1.15% |
| 10 | Charles Schwab | 0.98% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | State Street | 5.98% |
| 2 | Putnam | 2.59% |
| 3 | BlackRock | 2.23% |
| 4 | American Century | 2.01% |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 1.90% |
| 6 | WASATCH ADVISORS LP | 1.71% |
| 7 | Maryland State Retirement & Pension System | 1.71% |
| 8 | Fidelity | 1.48% |
| 9 | Nuveen | 1.36% |
| 10 | JARISLOWSKY, FRASER Ltd | 1.34% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 13.94% | 13F |
| Vanguard Group | 10.13% | 13F |
| State Street Corporation | 5.99% | DEF14A |
| Dimensional Fund Advisors | 4.59% | 13F |
| Citadel Advisors | 2.71% | 13F |
| FMR (Fidelity) | 2.38% | 13F |
| Geode Capital | 2.18% | 13F |
| Nuveen | 1.47% | 13F |
| Wellington Management | 1.24% | 13F |
| Northern Trust | 1.22% | 13F |
Percentages above are of 58,503,976 shares outstanding, as reported by AXOS FINANCIAL INC. on its Form 10-Q dated September 30, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from AXOS FINANCIAL INC.’s 10-Q dated September 30, 2023. This page is a static snapshot rebuilt weekly on October 25, 2026; a live search always shows the current data.
At AXOS FINANCIAL INC.'s shareholder meeting held November 9, 2023, in the 2023-2024 proxy season, 317 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,121 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve in a non-binding and advisory vote, the compensation of the Company's Named… — FOR was 54.0% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: AXOS FINANCIAL INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on November 13, 2023.
AXOS FINANCIAL INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.