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Compiled from SEC Form N-PX filings and ARROW FINANCIAL CORP.’s Form 8-K, filed October 27, 2023 (Item 5.07 on EDGAR). Page generated October 18, 2026.
Meeting of October 25, 2023: 8 items on ARROW FINANCIAL CORP.’s Form 8-K, filed October 27, 2023: 3 approved · 5 without a stated outcome.
Meeting of June 5, 2024: 6 items on ARROW FINANCIAL CORP.’s Form 8-K, filed June 6, 2024: 3 approved · 3 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore ARROW FINANCIAL CORP. in the interactive database Compare manager voting policies
These tallies are ARROW FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed October 27, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX. ARROW FINANCIAL CORP. reported 2 meetings in this season; each is tabulated separately below, with its own filing.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Mark L. Behan | 8,551,705 | -- | -- | 509,448 | 3,479,593 | 94% | Not verified | — |
| Elect Director: Gregory J. Champion | 8,349,365 | -- | -- | 711,788 | 3,479,593 | 92% | Not verified | — |
| Elect Director: Elizabeth A. Miller | 8,210,040 | -- | -- | 851,113 | 3,479,593 | 91% | Not verified | — |
| Elect Director: William L. Owens | 5,584,517 | -- | -- | 3,476,636 | 3,479,593 | 62% | Not verified | — |
| Elect Director: David S. DeMarco | 8,673,016 | -- | -- | 388,137 | 3,479,593 | 96% | Not verified | — |
| 3. The approval, on an advisory basis, of the Company's 2022 executive compensation | 8,020,726 | 862,312 | 178,115 | -- | 3,479,593 | 90% | Approved | — |
| 4. The approval of the Arrow Financial Corporation 2023 Directors' Stock Plan | 8,165,099 | 637,849 | 258,205 | -- | 3,479,593 | 93% | Approved | — |
| 5. The ratification of the selection of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2023 | 11,803,025 | 556,086 | 181,635 | -- | -- | 96% | Approved | — |
Source: ARROW FINANCIAL CORP., Form 8-K, filed with the SEC on October 27, 2023 — read the filing on EDGAR.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: David S. DeMarco | 7,350,315 | -- | -- | 295,595 | 3,545,669 | 96% | Not verified | — |
| Elect Director: David G. Kruczlnicki | 6,716,368 | -- | -- | 929,542 | 3,545,669 | 88% | Not verified | — |
| Elect Director: Raymond R. O'Conor | 7,288,854 | -- | -- | 357,056 | 3,545,669 | 95% | Not verified | — |
| 2. The approval, on an advisory basis, of the Company's 2023 executive compensation | 6,700,808 | 803,672 | 141,430 | -- | 3,545,669 | 89% | Approved | — |
| 3. The approval of the Arrow Financial Corporation 2023 Employee Stock Purchase Plan | 7,272,627 | 319,133 | 54,150 | -- | 3,545,669 | 96% | Approved | — |
| 4. The ratification of the selection of the independent registered public accounting firm, Crowe LLP, as the Company's independent auditor for the fiscal year ending December 31, 2024 | 10,949,858 | 79,391 | 162,330 | -- | -- | 99.2% | Approved | — |
Source: ARROW FINANCIAL CORP., Form 8-K, filed with the SEC on June 6, 2024 — read the filing on EDGAR.
Each item below shows how the 168 asset managers that disclosed a ARROW FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ARROW FINANCIAL CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Meeting held June 5, 2024.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following three (3) persons as Class B directors for a term of three (3) years, each to serve until their successors have been duly elected and qualified: David S. DeMarco
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: David S. DeMarco”): 7,350,315 for, 295,595 withheld, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 54 asset managers below reported 3,371,597 for, 1,336 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 784,330 | 0 | 0 | 0 | For |
| BlackRock | 601,060 | 0 | 0 | 0 | For |
| Dimensional | 548,700 | 0 | 0 | 0 | For |
| Fidelity | 319,133 | 0 | 0 | 0 | For |
| American Century | 235,480 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 133,847 | 0 | 0 | 0 | For |
| Charles Schwab | 130,439 | 0 | 0 | 0 | For |
| Voya | 107,356 | 0 | 0 | 0 | For |
| TIAA | 57,666 | 0 | 0 | 0 | For |
| WisdomTree | 54,994 | 0 | 0 | 0 | For |
| Equitable | 40,392 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 35,597 | 0 | 0 | 0 | For |
| Invesco | 32,487 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 30,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 27,075 | 0 | 0 | 0 | For |
| EA Series Trust | 26,885 | 0 | 0 | 0 | For |
| State Street | 25,324 | 0 | 0 | 72 | For |
| Principal | 24,611 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 14,200 | 0 | 0 | 0 | For |
| Lincoln Financial | 14,138 | 0 | 0 | 0 | For |
| Northern Trust | 11,954 | 0 | 0 | 0 | For |
| T. Rowe Price | 10,861 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,460 | 0 | 0 | 0 | For |
| First Trust | 8,125 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,100 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Meeting held June 5, 2024.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following three (3) persons as Class B directors for a term of three (3) years, each to serve until their successors have been duly elected and qualified: Raymond F. O'Conor
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: Raymond R. O'Conor”): 7,288,854 for, 357,056 withheld, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 54 asset managers below reported 3,333,506 for, 39,427 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 784,330 | 0 | 0 | 0 | For |
| BlackRock | 601,060 | 0 | 0 | 0 | For |
| Dimensional | 548,700 | 0 | 0 | 0 | For |
| Fidelity | 319,133 | 0 | 0 | 0 | For |
| American Century | 235,480 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 133,847 | 0 | 0 | 0 | For |
| Charles Schwab | 130,439 | 0 | 0 | 0 | For |
| Voya | 107,356 | 0 | 0 | 0 | For |
| TIAA | 57,666 | 0 | 0 | 0 | For |
| WisdomTree | 54,994 | 0 | 0 | 0 | For |
| Equitable | 24,961 | 0 | 0 | 15,431 | Mixed |
| JOHNSON MUTUAL FUNDS TRUST | 35,597 | 0 | 0 | 0 | For |
| Invesco | 32,487 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 30,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 27,075 | 0 | 0 | 0 | For |
| EA Series Trust | 26,885 | 0 | 0 | 0 | For |
| State Street | 25,324 | 0 | 0 | 72 | For |
| Principal | 24,611 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 0 | 14,200 | Withhold |
| Lincoln Financial | 14,138 | 0 | 0 | 0 | For |
| Northern Trust | 11,954 | 0 | 0 | 0 | For |
| T. Rowe Price | 10,861 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 0 | 0 | 8,460 | Withhold |
| First Trust | 8,125 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,100 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Meeting held October 25, 2023.
Combines 5 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following four (4) persons as Class A directors for a term of three (3) years, and one Class B director for a term of one (1) year, each to serve until their successors have been duly elected and qualified: David S. DeMarco
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: David S. DeMarco”): 8,673,016 for, 388,137 withheld, per its Form 8-K filed October 27, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 44 asset managers below reported 3,140,919 for, 8,753 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 551,377 | 0 | 0 | 0 | For |
| Fidelity | 292,857 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 85,839 | 0 | 0 | 0 | For |
| TIAA | 66,655 | 0 | 0 | 0 | For |
| WisdomTree | 61,047 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 53,978 | 0 | 0 | 0 | For |
| Equitable | 40,765 | 0 | 0 | 0 | For |
| State Street | 31,133 | 0 | 0 | 0 | For |
| Invesco | 26,098 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 15,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 6,325 | 0 | 8,753 | 0 | Mixed |
| Lincoln Financial | 13,728 | 0 | 0 | 0 | For |
| Northern Trust | 11,567 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 7,770 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,176 | 0 | 0 | 0 | For |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 6,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Meeting held October 25, 2023.
Combines 5 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following four (4) persons as Class A directors for a term of three (3) years, and one Class B director for a term of one (1) year, each to serve until their successors have been duly elected and qualified: Elizabeth A. Miller
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: Elizabeth A. Miller”): 8,210,040 for, 851,113 withheld, per its Form 8-K filed October 27, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 91% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 44 asset managers below reported 2,981,608 for, 159,311 withheld, 8,753 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 551,377 | 0 | 0 | 0 | For |
| Fidelity | 292,857 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 85,839 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 66,655 | Withhold |
| WisdomTree | 0 | 0 | 0 | 61,047 | Withhold |
| JOHNSON MUTUAL FUNDS TRUST | 53,978 | 0 | 0 | 0 | For |
| Equitable | 26,093 | 0 | 0 | 14,672 | Mixed |
| State Street | 31,133 | 0 | 0 | 0 | For |
| Invesco | 26,098 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 15,709 | Withhold |
| Bridge Builder Trust | 6,325 | 0 | 8,753 | 0 | Mixed |
| Lincoln Financial | 13,728 | 0 | 0 | 0 | For |
| Northern Trust | 11,567 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 7,770 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,176 | 0 | 0 | 0 | For |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 6,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Meeting held October 25, 2023.
Combines 5 wordings of this item as funds reported it.
92% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following four (4) persons as Class A directors for a term of three (3) years, and one Class B director for a term of one (1) year, each to serve until their successors have been duly elected and qualified: Gregory J. Champion
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: Gregory J. Champion”): 8,349,365 for, 711,788 withheld, per its Form 8-K filed October 27, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 92% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 44 asset managers below reported 3,042,655 for, 98,264 withheld, 8,753 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 551,377 | 0 | 0 | 0 | For |
| Fidelity | 292,857 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 85,839 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 66,655 | Withhold |
| WisdomTree | 61,047 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 53,978 | 0 | 0 | 0 | For |
| Equitable | 26,093 | 0 | 0 | 14,672 | Mixed |
| State Street | 31,133 | 0 | 0 | 0 | For |
| Invesco | 26,098 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 15,709 | Withhold |
| Bridge Builder Trust | 6,325 | 0 | 8,753 | 0 | Mixed |
| Lincoln Financial | 13,728 | 0 | 0 | 0 | For |
| Northern Trust | 11,567 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 7,770 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,176 | 0 | 0 | 0 | For |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 6,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Meeting held October 25, 2023.
Combines 5 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following four (4) persons as Class A directors for a term of three (3) years, and one Class B director for a term of one (1) year, each to serve until their successors have been duly elected and qualified: Mark L. Behan
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: Mark L. Behan”): 8,551,705 for, 509,448 withheld, per its Form 8-K filed October 27, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 44 asset managers below reported 3,133,963 for, 15,709 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 551,377 | 0 | 0 | 0 | For |
| Fidelity | 292,857 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 85,839 | 0 | 0 | 0 | For |
| TIAA | 66,655 | 0 | 0 | 0 | For |
| WisdomTree | 61,047 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 53,978 | 0 | 0 | 0 | For |
| Equitable | 40,765 | 0 | 0 | 0 | For |
| State Street | 31,133 | 0 | 0 | 0 | For |
| Invesco | 26,098 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 15,709 | Withhold |
| Bridge Builder Trust | 15,078 | 0 | 0 | 0 | For |
| Lincoln Financial | 13,728 | 0 | 0 | 0 | For |
| Northern Trust | 11,567 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 7,770 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,176 | 0 | 0 | 0 | For |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 6,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Meeting held October 25, 2023.
Combines 5 wordings of this item as funds reported it.
62% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following four (4) persons as Class A directors for a term of three (3) years, and one Class B director for a term of one (1) year, each to serve until their successors have been duly elected and qualified: William L. Owens
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: William L. Owens”): 5,584,517 for, 3,476,636 withheld, per its Form 8-K filed October 27, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 62% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 44 asset managers below reported 1,570,511 for, 1,553,457 withheld, 25,704 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 0 | 551,377 | Withhold |
| Fidelity | 4,884 | 0 | 0 | 287,973 | Withhold |
| FRANKLIN VALUE INVESTORS TRUST | 0 | 0 | 0 | 152,802 | Withhold |
| American Century | 0 | 0 | 0 | 142,177 | Withhold |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 0 | 85,839 | Withhold |
| TIAA | 0 | 0 | 0 | 66,655 | Withhold |
| WisdomTree | 0 | 0 | 0 | 61,047 | Withhold |
| JOHNSON MUTUAL FUNDS TRUST | 0 | 0 | 0 | 53,978 | Withhold |
| Equitable | 26,093 | 0 | 0 | 14,672 | Mixed |
| State Street | 0 | 0 | 0 | 31,133 | Withhold |
| Invesco | 0 | 0 | 0 | 26,098 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 0 | 0 | 0 | 15,709 | Withhold |
| Bridge Builder Trust | 6,325 | 0 | 8,753 | 0 | Mixed |
| Lincoln Financial | 0 | 0 | 0 | 13,728 | Withhold |
| Northern Trust | 0 | 0 | 0 | 11,567 | Withhold |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 7,770 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 0 | 7,176 | Withhold |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 0 | 0 | 6,311 | 0 | Abstain |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Meeting held June 5, 2024.
Combines 2 wordings of this item as funds reported it.
94% of fund votes cast · no official result
Description as filed by funds: To elect each of the following three (3) persons as Class B directors for a term of three (3) years, each to serve until their successors have been duly elected and qualified: David G. Krucz nicki
The 40 asset managers below reported 2,960,176 for, 179,092 withheld. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 784,330 | 0 | 0 | 0 | For |
| BlackRock | 601,060 | 0 | 0 | 0 | For |
| Dimensional | 548,700 | 0 | 0 | 0 | For |
| Fidelity | 319,133 | 0 | 0 | 0 | For |
| American Century | 235,480 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 133,847 | 0 | 0 | 0 | For |
| Voya | 107,356 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 57,666 | Withhold |
| WisdomTree | 0 | 0 | 0 | 54,994 | Withhold |
| Equitable | 24,961 | 0 | 0 | 15,431 | Mixed |
| Invesco | 32,487 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 30,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 27,075 | 0 | 0 | 0 | For |
| State Street | 25,324 | 0 | 0 | 72 | For |
| Principal | 24,611 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 0 | 0 | 0 | 14,200 | Withhold |
| Lincoln Financial | 1,859 | 0 | 0 | 12,279 | Mixed |
| Northern Trust | 0 | 0 | 0 | 11,954 | Withhold |
| T. Rowe Price | 10,861 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 0 | 0 | 8,460 | Withhold |
| First Trust | 8,125 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,100 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,266 | 0 | 0 | 0 | For |
| FORUM FUNDS II | 6,496 | 0 | 0 | 0 | For |
| Pacific Life | 6,207 | 0 | 0 | 0 | For |
Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.
Meeting held June 5, 2024.
Combines 3 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Description as filed by funds: To elect each of the following three (3) persons as Class B directors for a term of three (3) years, each to serve until their successors have been duly elected and qualified: David G. Kruczlnicki
ARROW FINANCIAL CORP.’s own tally for this item (“Elect Director: David G. Kruczlnicki”): 6,716,368 for, 929,542 withheld, per its Form 8-K filed June 6, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 14 asset managers below reported 233,613 for, 52 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Charles Schwab | 130,439 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 35,597 | 0 | 0 | 0 | For |
| EA Series Trust | 26,885 | 0 | 0 | 0 | For |
| John Hancock | 6,856 | 0 | 0 | 0 | For |
| Global X | 6,673 | 0 | 0 | 0 | For |
| Jackson National | 6,500 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 5,947 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 4,105 | 0 | 0 | 0 | For |
| SEI | 3,349 | 0 | 0 | 0 | For |
| Allianz | 2,955 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 2,800 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 1,187 | 0 | 0 | 0 | For |
| WILSHIRE MUTUAL FUNDS INC | 320 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 0 | 0 | 0 | 52 | Withhold |
Meeting held June 5, 2024.
Combines 2 wordings of this item as funds reported it.
96% Approved · of votes cast
Description as filed by funds: APPROVAL OF THE ARROW FINANCIAL CORPORATION 2023 EMPLOYEE STOCK PURCHASE PLAN.
ARROW FINANCIAL CORP.’s own tally for this item (“3. The approval of the Arrow Financial Corporation 2023 Employee Stock Purchase Plan”): 7,272,627 for, 319,133 against — passed, per its Form 8-K filed June 6, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “(3) approved the Arrow Financial Corporation 2023 Employee Stock Purchase Plan”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 55 asset managers below reported 3,373,757 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 784,330 | 0 | 0 | 0 | For |
| BlackRock | 601,060 | 0 | 0 | 0 | For |
| Dimensional | 548,700 | 0 | 0 | 0 | For |
| Fidelity | 319,133 | 0 | 0 | 0 | For |
| American Century | 235,480 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 133,847 | 0 | 0 | 0 | For |
| Charles Schwab | 130,439 | 0 | 0 | 0 | For |
| Voya | 107,356 | 0 | 0 | 0 | For |
| TIAA | 57,666 | 0 | 0 | 0 | For |
| WisdomTree | 54,994 | 0 | 0 | 0 | For |
| Equitable | 40,392 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 35,597 | 0 | 0 | 0 | For |
| Invesco | 32,487 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 30,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 27,075 | 0 | 0 | 0 | For |
| EA Series Trust | 26,885 | 0 | 0 | 0 | For |
| State Street | 25,396 | 0 | 0 | 0 | For |
| Principal | 24,611 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 14,200 | 0 | 0 | 0 | For |
| Lincoln Financial | 14,138 | 0 | 0 | 0 | For |
| Northern Trust | 11,954 | 0 | 0 | 0 | For |
| T. Rowe Price | 10,861 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,460 | 0 | 0 | 0 | For |
| First Trust | 8,125 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,100 | 0 | 0 | 0 | For |
Showing the 25 largest of 55 asset managers. See all 55 in the interactive database.
Meeting held October 25, 2023.
Combines 5 wordings of this item as funds reported it.
93% Approved · of votes cast
Description as filed by funds: APPROVAL OF THE ARROW FINANCIAL CORPORATION 2023 DIRECTORS' STOCK PLAN.
ARROW FINANCIAL CORP.’s own tally for this item (“4. The approval of the Arrow Financial Corporation 2023 Directors' Stock Plan”): 8,165,099 for, 637,849 against — passed, per its Form 8-K filed October 27, 2023 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “(4) approved the Arrow Financial Corporation 2023 Directors' Stock Plan”
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 45 asset managers below reported 3,150,086 for, 1,030 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 551,377 | 0 | 0 | 0 | For |
| Fidelity | 292,857 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 85,839 | 0 | 0 | 0 | For |
| TIAA | 66,655 | 0 | 0 | 0 | For |
| WisdomTree | 61,047 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 53,978 | 0 | 0 | 0 | For |
| Equitable | 40,765 | 0 | 0 | 0 | For |
| State Street | 31,133 | 0 | 0 | 0 | For |
| Invesco | 26,098 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 15,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 15,078 | 0 | 0 | 0 | For |
| Lincoln Financial | 13,728 | 0 | 0 | 0 | For |
| Northern Trust | 11,567 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 7,770 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,176 | 0 | 0 | 0 | For |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 6,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Meeting held June 5, 2024.
Combines 9 wordings of this item as funds reported it.
89% Approved · of votes cast
Description as filed by funds: To approve, on an advisory basis, a resolution relating to the 2023 executive compensation ("Say-on-Pay").
ARROW FINANCIAL CORP.’s own tally for this item (“2. The approval, on an advisory basis, of the Company's 2023 executive compensation”): 6,700,808 for, 803,672 against — passed, per its Form 8-K filed June 6, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “(2) approved on an advisory basis the Company's 2023 executive compensation”
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 784,330 | 0 | 0 | 0 | For |
| BlackRock | 601,060 | 0 | 0 | 0 | For |
| Dimensional | 548,700 | 0 | 0 | 0 | For |
| Fidelity | 319,133 | 0 | 0 | 0 | For |
| American Century | 0 | 235,480 | 0 | 0 | Against |
| FRANKLIN VALUE INVESTORS TRUST | 133,847 | 0 | 0 | 0 | For |
| Charles Schwab | 130,439 | 0 | 0 | 0 | For |
| Voya | 107,356 | 0 | 0 | 0 | For |
| TIAA | 57,666 | 0 | 0 | 0 | For |
| WisdomTree | 54,994 | 0 | 0 | 0 | For |
| Equitable | 40,392 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 35,597 | 0 | 0 | 0 | For |
| Invesco | 32,487 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 30,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 27,075 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 26,885 | 0 | 0 | Against |
| State Street | 25,361 | 35 | 0 | 0 | For |
| Principal | 24,611 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 14,200 | 0 | 0 | 0 | For |
| Lincoln Financial | 14,138 | 0 | 0 | 0 | For |
| Northern Trust | 11,954 | 0 | 0 | 0 | For |
| T. Rowe Price | 10,861 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,460 | 0 | 0 | 0 | For |
| First Trust | 8,125 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,100 | 0 | 0 | 0 | For |
Fund voting reports, all 54 managers: 3,108,082 for, 264,851 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 415,247 | 6,754 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 342,376 | 0 | 0 | 0 | For |
| Renaissance | 236,884 | 0 | 0 | 0 | For |
| American Century | 0 | 236,667 | 0 | 0 | Against |
| Voya | 149,487 | 0 | 0 | 0 | For |
| FRANKLIN MUTUAL ADVISERS LLC | 133,847 | 0 | 0 | 0 | For |
| Charles Schwab | 130,439 | 0 | 0 | 0 | For |
| Northern Trust | 124,474 | 0 | 0 | 0 | For |
| ROCKEFELLER FINANCIAL LLC | 115,890 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 97,809 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 95,130 | 0 | 0 | 0 | For |
| State Street | 87,067 | 0 | 0 | 0 | For |
| Dimensional | 80,529 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 61,625 | 0 | 0 | 0 | For |
| Nuveen | 58,183 | 0 | 0 | 0 | For |
| TRUST CO OF VERMONT | 57,306 | 0 | 0 | 0 | For |
| Eaton Vance | 41,380 | 0 | 0 | 0 | For |
| JOHNSON INVESTMENT COUNSEL INC | 39,902 | 0 | 0 | 0 | For |
| Invesco | 37,058 | 0 | 0 | 0 | For |
| Goldman Sachs | 35,530 | 0 | 0 | 0 | For |
| MANUFACTURERS & TRADERS TRUST CO | 34,570 | 0 | 0 | 0 | For |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0 | 33,911 | 0 | 0 | Against |
| T. Rowe Price | 28,375 | 0 | 0 | 0 | For |
| Rhumbline | 18,642 | 0 | 0 | 0 | For |
| Two Sigma | 19,186 | 0 | 0 | 0 | For |
Institutional-manager reports, all 114 managers: 2,692,060 for, 300,819 against, 9,149 1 year. Showing the 25 largest; see all in the interactive database.
Meeting held October 25, 2023.
Combines 10 wordings of this item as funds reported it.
90% Approved · of votes cast
Description as filed by funds: To approve, on an advisory basis, a resolution relating to the 2022 compensation for our named executive officers (i.e. the "Say-on-Pay" vote).
ARROW FINANCIAL CORP.’s own tally for this item (“3. The approval, on an advisory basis, of the Company's 2022 executive compensation”): 8,020,726 for, 862,312 against — passed, per its Form 8-K filed October 27, 2023 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “(3) approved on an advisory basis the Company's 2022 executive compensation”
Support: 90% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 551,377 | 0 | 0 | 0 | For |
| Fidelity | 292,857 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 85,839 | 0 | 0 | 0 | For |
| TIAA | 66,655 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 61,047 | 0 | 0 | Against |
| JOHNSON MUTUAL FUNDS TRUST | 53,978 | 0 | 0 | 0 | For |
| Equitable | 40,765 | 0 | 0 | 0 | For |
| State Street | 31,133 | 0 | 0 | 0 | For |
| Invesco | 26,098 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 15,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 15,078 | 0 | 0 | 0 | For |
| Lincoln Financial | 13,728 | 0 | 0 | 0 | For |
| Northern Trust | 11,567 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 7,770 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,176 | 0 | 0 | 0 | For |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 6,311 | 0 | 0 | 0 | For |
Fund voting reports, all 43 managers: 3,086,367 for, 62,275 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Janus Henderson | 11,000,000 | 0 | 0 | 0 | For |
| BlackRock | 542,406 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 305,014 | 0 | 0 | 0 | For |
| Renaissance | 224,951 | 0 | 0 | 0 | For |
| FRANKLIN MUTUAL ADVISERS LLC | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 114,483 | 0 | 0 | 0 | For |
| ROCKEFELLER FINANCIAL LLC | 110,890 | 0 | 0 | 0 | For |
| State Street | 103,685 | 0 | 0 | 0 | For |
| Dimensional | 77,136 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 74,112 | 0 | 0 | Against |
| Two Sigma | 68,614 | 0 | 0 | 0 | For |
| Nuveen | 66,898 | 0 | 0 | 0 | For |
| JOHNSON INVESTMENT COUNSEL INC | 60,032 | 0 | 0 | 0 | For |
| TRUST CO OF VERMONT | 56,188 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 54,533 | 0 | 0 | 0 | For |
| Eaton Vance | 40,175 | 0 | 0 | 0 | For |
| MANUFACTURERS & TRADERS TRUST CO | 35,377 | 0 | 0 | 0 | For |
| T. Rowe Price | 33,373 | 0 | 0 | 0 | For |
| Invesco | 29,171 | 0 | 0 | 0 | For |
| Rhumbline | 18,642 | 0 | 0 | 0 | For |
| Vanguard | 25,024 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 22,626 | 0 | 0 | 0 | For |
| Northern Trust | 21,551 | 0 | 0 | 0 | For |
No total is shown for the institutional-manager reports: their sum exceeds the total votes cast at the meeting. Showing the 25 largest; see all in the interactive database.
Meeting held October 25, 2023.
Combines 7 wordings of this item as funds reported it.
100% Fund and manager reports combined; may count the same shares twice · no official result
Description as filed by funds: Approve, on an advisory basis, the frequency with which shareholders may vote on the Company's executive compensation (i.e. "Say-on-Pay").
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| Fidelity | 0 | 0 | 0 | 0 | -- |
| FRANKLIN VALUE INVESTORS TRUST | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| Voya | 0 | 0 | 0 | 0 | -- |
| TIAA | 0 | 0 | 0 | 0 | -- |
| WisdomTree | 0 | 0 | 0 | 0 | -- |
| JOHNSON MUTUAL FUNDS TRUST | 0 | 0 | 0 | 0 | -- |
| Equitable | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 0 | 0 | -- |
| EA Series Trust | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| Bridge Builder Trust | 0 | 0 | 0 | 0 | -- |
| Lincoln Financial | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
| Goldman Sachs | 0 | 0 | 0 | 0 | -- |
| John Hancock | 0 | 0 | 0 | 0 | -- |
| AIG/SunAmerica | 0 | 0 | 0 | 0 | -- |
| Pacific Life | 0 | 0 | 0 | 0 | -- |
| Jackson National | 0 | 0 | 0 | 0 | -- |
Fund voting reports, all 43 managers: 2,582,948 1 year, 565,694 3 year. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Janus Henderson | 0 | 0 | 0 | 0 | -- |
| BlackRock | 0 | 0 | 0 | 0 | -- |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
| Renaissance | 0 | 0 | 0 | 0 | -- |
| FRANKLIN MUTUAL ADVISERS LLC | 0 | 0 | 0 | 0 | -- |
| American Century | 0 | 0 | 0 | 0 | -- |
| Charles Schwab | 0 | 0 | 0 | 0 | -- |
| Voya | 0 | 0 | 0 | 0 | -- |
| ROCKEFELLER FINANCIAL LLC | 0 | 0 | 0 | 0 | -- |
| State Street | 0 | 0 | 0 | 0 | -- |
| Dimensional | 0 | 0 | 0 | 0 | -- |
| MELLON INVESTMENTS Corp | 0 | 0 | 0 | 0 | -- |
| Two Sigma | 0 | 0 | 0 | 0 | -- |
| Nuveen | 0 | 0 | 0 | 0 | -- |
| JOHNSON INVESTMENT COUNSEL INC | 0 | 0 | 0 | 0 | -- |
| TRUST CO OF VERMONT | 0 | 0 | 0 | 0 | -- |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 0 | 0 | 0 | -- |
| Eaton Vance | 0 | 0 | 0 | 0 | -- |
| MANUFACTURERS & TRADERS TRUST CO | 0 | 0 | 0 | 0 | -- |
| T. Rowe Price | 0 | 0 | 0 | 0 | -- |
| Invesco | 0 | 0 | 0 | 0 | -- |
| Rhumbline | 18,642 | 0 | 0 | 0 | For |
| Vanguard | 0 | 0 | 0 | 0 | -- |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0 | -- |
| Northern Trust | 0 | 0 | 0 | 0 | -- |
Institutional-manager reports, all 101 managers: 19,672 for, 13,634,626 1 year, 77,136 3 year, 257 2 year. Showing the 25 largest; see all in the interactive database.
Meeting held June 5, 2024.
Combines 2 wordings of this item as funds reported it.
99.2% Approved · of votes cast
Description as filed by funds: TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CROWE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.
ARROW FINANCIAL CORP.’s own tally for this item (“4. The ratification of the selection of the independent registered public accounting firm, Crowe LLP, as the Company's independent auditor for the fiscal year ending December 31, 2024”): 10,949,858 for, 79,391 against — passed, per its Form 8-K filed June 6, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “(4) ratified the selection of the independent registered public accounting firm, Crowe LLP, as our independent auditor for the fiscal year ending December 31, 2024”
Support: 99.2% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 54 asset managers below reported 3,345,996 for, 26,937 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 784,330 | 0 | 0 | 0 | For |
| BlackRock | 601,060 | 0 | 0 | 0 | For |
| Dimensional | 548,700 | 0 | 0 | 0 | For |
| Fidelity | 319,133 | 0 | 0 | 0 | For |
| American Century | 235,480 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 133,847 | 0 | 0 | 0 | For |
| Charles Schwab | 130,439 | 0 | 0 | 0 | For |
| Voya | 107,356 | 0 | 0 | 0 | For |
| TIAA | 57,666 | 0 | 0 | 0 | For |
| WisdomTree | 54,994 | 0 | 0 | 0 | For |
| Equitable | 40,392 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 35,597 | 0 | 0 | 0 | For |
| Invesco | 32,487 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 30,200 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 27,075 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 26,885 | 0 | 0 | Against |
| State Street | 25,396 | 0 | 0 | 0 | For |
| Principal | 24,611 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 14,200 | 0 | 0 | 0 | For |
| Lincoln Financial | 14,138 | 0 | 0 | 0 | For |
| Northern Trust | 11,954 | 0 | 0 | 0 | For |
| T. Rowe Price | 10,861 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,460 | 0 | 0 | 0 | For |
| First Trust | 8,125 | 0 | 0 | 0 | For |
| Prudential/PGIM | 8,100 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Meeting held October 25, 2023.
Combines 3 wordings of this item as funds reported it.
96% Approved · of votes cast
Description as filed by funds: TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023.
ARROW FINANCIAL CORP.’s own tally for this item (“5. The ratification of the selection of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2023”): 11,803,025 for, 556,086 against — passed, per its Form 8-K filed October 27, 2023 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “(5) ratified the selection of the independent registered public accounting firm, KPMG LLP, as our independent auditor for the fiscal year ending December 31, 2023”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 44 asset managers below reported 3,149,632 for, 40 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 765,484 | 0 | 0 | 0 | For |
| BlackRock | 588,149 | 0 | 0 | 0 | For |
| Dimensional | 551,377 | 0 | 0 | 0 | For |
| Fidelity | 292,857 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 152,802 | 0 | 0 | 0 | For |
| American Century | 142,177 | 0 | 0 | 0 | For |
| Charles Schwab | 117,723 | 0 | 0 | 0 | For |
| Voya | 85,839 | 0 | 0 | 0 | For |
| TIAA | 66,655 | 0 | 0 | 0 | For |
| WisdomTree | 61,047 | 0 | 0 | 0 | For |
| JOHNSON MUTUAL FUNDS TRUST | 53,978 | 0 | 0 | 0 | For |
| Equitable | 40,765 | 0 | 0 | 0 | For |
| State Street | 31,133 | 0 | 0 | 0 | For |
| Invesco | 26,098 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 24,027 | 0 | 0 | 0 | For |
| EA Series Trust | 20,830 | 0 | 0 | 0 | For |
| T. Rowe Price | 15,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 15,078 | 0 | 0 | 0 | For |
| Lincoln Financial | 13,728 | 0 | 0 | 0 | For |
| Northern Trust | 11,567 | 0 | 0 | 0 | For |
| Goldman Sachs | 8,694 | 0 | 0 | 0 | For |
| John Hancock | 7,770 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 7,176 | 0 | 0 | 0 | For |
| Pacific Life | 6,548 | 0 | 0 | 0 | For |
| Jackson National | 6,311 | 0 | 0 | 0 | For |
Showing the 25 largest of 44 asset managers. See all 44 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 16,742,921 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 4.68% |
| 2 | BlackRock | 3.59% |
| 3 | Dimensional | 3.28% |
| 4 | Fidelity | 1.91% |
| 5 | American Century | 1.41% |
| 6 | FRANKLIN VALUE INVESTORS TRUST | 0.80% |
| 7 | Charles Schwab | 0.78% |
| 8 | Voya | 0.64% |
| 9 | TIAA | 0.34% |
| 10 | WisdomTree | 0.33% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 2.52% |
| 2 | GEODE CAPITAL MANAGEMENT, LLC | 2.04% |
| 3 | Renaissance | 1.41% |
| 4 | American Century | 1.41% |
| 5 | Voya | 0.89% |
| 6 | FRANKLIN MUTUAL ADVISERS LLC | 0.80% |
| 7 | Charles Schwab | 0.78% |
| 8 | Northern Trust | 0.74% |
| 9 | ROCKEFELLER FINANCIAL LLC | 0.69% |
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0.58% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 7.57% | 13F |
| Vanguard Group | 5.31% | 13F |
| Dimensional Fund Advisors | 4.00% | 13F |
| State Street | 2.25% | 13F |
| Geode Capital | 2.04% | 13F |
| Renaissance Technologies | 1.61% | 13F |
| Morgan Stanley | 1.19% | 13F |
| Northern Trust | 0.87% | 13F |
| Franklin Templeton | 0.81% | 13F |
| Charles Schwab | 0.78% | 13F |
Percentages above are of 16,742,921 shares outstanding, as reported by ARROW FINANCIAL CORP. on its Form 10-K dated December 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ARROW FINANCIAL CORP.’s 10-K dated December 31, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.
At ARROW FINANCIAL CORP.'s 2 shareholder meetings in the 2023-2024 proxy season (held October 25, 2023 and June 5, 2024), 168 asset managers reported how they voted in their SEC Form N-PX filings, covering 2,557 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item of the season, voted at the meeting held June 5, 2024 — To approve, on an advisory basis, a resolution relating to the 2023 executive compensation… — ARROW FINANCIAL CORP.'s filing reports the proposal as approved, with 89% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: ARROW FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 6, 2024.
ARROW FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.