AMERIPRISE FINANCIAL INC. 2023-2024 Proxy Voting Records

Description as filed by funds: Election of Directors: Amy DiGeso

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Amy DiGeso”): 68,440,471 for, 13,319,062 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 84% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 29,548,699 for, 786,925 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: Election of Directors: Armando Pimentel, Jr.

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Armando Pimentel, Jr.”): 80,981,211 for, 936,129 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 30,330,250 for, 5,374 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: Election of Directors: Brian T. Shea

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Brian T. Shea”): 77,025,954 for, 4,895,053 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 30,252,810 for, 82,814 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: Election of Directors: Christopher J. Williams

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Christopher J. Williams”): 76,877,931 for, 5,040,144 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 30,252,810 for, 82,814 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: Election of Directors: Dianne Neal Blixt

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Dianne Neal Blixt”): 78,853,873 for, 3,071,599 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 30,328,264 for, 7,360 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: Election of Directors: James M. Cracchiolo

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: James M. Cracchiolo”): 76,474,370 for, 5,420,556 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 30,293,457 for, 42,167 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: Election of Directors: Robert F. Sharpe, Jr.

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: Robert F. Sharpe, Jr.”): 74,655,737 for, 7,264,870 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 91% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 30,077,663 for, 257,961 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: Election of Directors: W. Edward Walter III

AMERIPRISE FINANCIAL INC.’s own tally for this item (“Elect Director: W. Edward Walter III”): 80,556,920 for, 1,361,258 against, per its Form 8-K filed April 26, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “The shareholders elected each director nominee for a term of one year to expire at the 2025 annual meeting of shareholders or until their successors are elected and qualified.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 30,330,250 for, 5,374 against, 4,400 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: TO APPROVE THE AMENDMENT OF THE AMERIPRISE FINANCIAL, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ALLOW FOR EXCULPATION OF OFFICERS AS PERMITTED BY DELAWARE LAW.

AMERIPRISE FINANCIAL INC.’s own tally for this item (“2. Approve the Amendment of the Company's Amended and Restated Certificate of Incorporation to Allow for Exculpation of Officers as Permitted by Delaware law”): 68,076,791 for, 13,817,011 against — passed, per its Form 8-K filed April 26, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The shareholders approved the amendment to the Amended and Restated Certificate of Incorporate as permitted by Delaware law.”
Support: 83% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 172 asset managers below reported 25,088,646 for, 5,246,791 against, 4,587 abstained.

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

Description as filed by funds: To approve the compensation of the named executive officers by a nonbinding advisory vote.

AMERIPRISE FINANCIAL INC.’s own tally for this item (“3. Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers”): 72,562,139 for, 9,249,183 against — passed, per its Form 8-K filed April 26, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The shareholders approved, on an advisory basis, the compensation of its named executive officers.”
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of AMERIPRISE FINANCIAL INC.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Compensation” (2 managers, 135 for).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 166 managers: 30,015,243 for, 288,824 against, 4,400 abstained. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 822 managers: 54,330,952 for, 4,469,795 against, 5,926 abstained, 4,880 not voted, 5,012 unknown. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: To ratify the Audit and Risk Committee's appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2024.

AMERIPRISE FINANCIAL INC.’s own tally for this item (“4. Ratification of Audit Committee's Selection of the Company's Independent Registered Public Accounting Firm for 2024”): 86,562,334 for, 1,361,754 against — passed, per its Form 8-K filed April 26, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The shareholders ratified the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2024.”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 168 asset managers below reported 30,234,392 for, 37,842 against, 3,213 abstained.

Showing the 25 largest of 168 asset managers. See all 168 in the interactive database.