Home › Companies › AMBAC FINANCIAL GROUP INC. › 2023-2024
Compiled from SEC Form N-PX filings and AMBAC FINANCIAL GROUP INC.’s Form 8-K, filed June 7, 2024 (Item 5.07 on EDGAR). Page generated November 1, 2026.
Meeting of June 5, 2024: 13 items on AMBAC FINANCIAL GROUP INC.’s Form 8-K, filed June 7, 2024: 6 approved · 7 without a stated outcome.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore AMBAC FINANCIAL GROUP INC. in the interactive database Compare manager voting policies
These tallies are AMBAC FINANCIAL GROUP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 7, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Ian D. Haft | 31,138,925 | 1,007,500 | 1,021,502 | -- | 5,314,949 | 97% | Not verified | — |
| Elect Director: Lisa G. Iglesias | 30,618,496 | 1,525,181 | 1,024,250 | -- | 5,314,949 | 95% | Not verified | — |
| Elect Director: Joan Lamm-Tennant | 30,010,908 | 2,136,611 | 1,020,408 | -- | 5,314,949 | 93% | Not verified | — |
| Elect Director: Claude LeBlanc | 31,134,257 | 1,146,165 | 887,505 | -- | 5,314,949 | 96% | Not verified | — |
| Elect Director: Kristi A. Matus | 31,140,610 | 1,006,697 | 1,020,620 | -- | 5,314,949 | 97% | Not verified | — |
| Elect Director: Michael D. Price | 31,195,386 | 950,863 | 1,021,678 | -- | 5,314,949 | 97% | Not verified | — |
| Elect Director: Jeffrey S. Stein | 30,055,335 | 2,229,249 | 883,343 | -- | 5,314,949 | 93% | Not verified | — |
| 2. By advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company's 2024 Proxy Statement, with the following vote | 30,622,833 | 1,655,765 | 889,329 | -- | 5,314,949 | 95% | Approved | — |
| 3. The selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2024 with the following vote | 37,034,113 | 618,180 | 830,583 | -- | -- | 98% | Approved | — |
| 4. The Company's 2024 Incentive Compensation Plan with the following vote | 21,203,624 | 10,993,239 | 971,064 | -- | 5,314,949 | 66% | Approved | — |
| 5. An amendment to Ambac's Certificate of Incorporation to delete certain provisions in Section 4.01 that reference the Bankruptcy Code and related restrictions on the issuance of non-voting equity securities with the following vote | 32,162,794 | 156,501 | 848,632 | -- | 5,314,949 | 99.5% | Approved | — |
| 6. An amendment to Ambac's Certificate of Incorporation to replace the reference to the "Wisconsin Insurance Commissioner" with a reference to the "relevant Insurance Commissioners of the states of domicile of the insurance companies controlled by the Corporat | 32,204,137 | 141,727 | 822,063 | -- | 5,314,949 | 99.5% | Approved | — |
| 7. An amendment to Ambac's Certificate of Incorporation to extend the exculpation provision in Section 7.01 of Article VII to include officers, as well as directors with the following vote | 30,289,354 | 1,952,427 | 926,146 | -- | 5,314,949 | 94% | Approved | — |
Source: AMBAC FINANCIAL GROUP INC., Form 8-K, filed with the SEC on June 7, 2024 — read the filing on EDGAR.
Each item below shows how the 211 asset managers that disclosed a AMBAC FINANCIAL GROUP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTOR: LISA G. IGLESIAS
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Lisa G. Iglesias”): 30,618,496 for, 1,525,181 against, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 20,935,141 for, 409,974 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 684,820 | 2,172 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTOR: JOAN LAMM-TENNANT
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Joan Lamm-Tennant”): 30,010,908 for, 2,136,611 against, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 20,795,997 for, 549,118 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 684,820 | 2,172 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 0 | 139,006 | 0 | 0 | Against |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 5 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Director: Claude LeBlanc
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Claude LeBlanc”): 31,134,257 for, 1,146,165 against, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 21,343,797 for, 1,318 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTOR: KRISTI A. MATUS
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Kristi A. Matus”): 31,140,610 for, 1,006,697 against, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 21,343,659 for, 1,456 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTOR: MICHAEL D. PRICE
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Michael D. Price”): 31,195,386 for, 950,863 against, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 21,343,797 for, 1,318 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTOR: JEFFREY S. STEIN
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Jeffrey S. Stein”): 30,055,335 for, 2,229,249 against, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 93% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 20,900,007 for, 445,108 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 684,256 | 2,736 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: ELECTION OF DIRECTOR: IAN D. HAFT
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“Elect Director: Ian D. Haft”): 31,138,925 for, 1,007,500 against, per its Form 8-K filed June 7, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 73 asset managers below reported 21,337,407 for, 1,318 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 685,674 | 1,318 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.
Combines 5 wordings of this item as funds reported it.
94% Approved · of votes cast
Description as filed by funds: TO APPROVE AN AMENDMENT TO AMBAC'S CERTIFICATE OF INCORPORATION TO EXTEND THE EXCULPATION PROVISION IN SECTION 7.01 OF ARTICLE VII TO INCLUDE OFFICERS, AS WELL AS DIRECTORS.
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“7. An amendment to Ambac's Certificate of Incorporation to extend the exculpation provision in Section 7.01 of Article VII to include officers, as well as directors with the following vote”): 30,289,354 for, 1,952,427 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved an amendment to Ambac's Certificate of Incorporation to extend the exculpation provision in Section 7.01 of Article VII to include officers, as well as directors with the following vote:”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 20,992,033 for, 353,082 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,427 | 565 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 134,277 | 0 | 0 | Against |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 0 | 88,108 | 0 | 0 | Against |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.5% Approved · of votes cast
Description as filed by funds: To approve an amendment to Ambac's Certificate of Incorporation to replace the reference to the "Wisconsin Insurance Commissioner" with a reference to the "relevant Insurance Commissioners of the states of domicile of the insurance companies controlled by the Corporation."
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“6. An amendment to Ambac's Certificate of Incorporation to replace the reference to the "Wisconsin Insurance Commissioner" with a reference to the "relevant Insurance Commissioners of the states of domicile of the insura”): 32,204,137 for, 141,727 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved an amendment to Ambac's Certificate of Incorporation to replace the reference to the "Wisconsin Insurance Commissioner" with a reference to the "relevant Insurance Commissioners of the states of domicile of the insurance companies controlled by the Corporation" w…”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 73 asset managers below reported 21,311,372 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,992 | 0 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.5% Approved · of votes cast
Description as filed by funds: TO APPROVE AN AMENDMENT TO AMBAC'S CERTIFICATE OF INCORPORATION TO DELETE CERTAIN PROVISIONS IN SECTION 4.01 THAT REFERENCE THE BANKRUPTCY CODE AND RELATED RESTRICTIONS ON THE ISSUANCE OF NON-VOTING EQUITY SECURITIES.
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“5. An amendment to Ambac's Certificate of Incorporation to delete certain provisions in Section 4.01 that reference the Bankruptcy Code and related restrictions on the issuance of non-voting equity securities with the fo”): 32,162,794 for, 156,501 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved an amendment to Ambac's Certificate of Incorporation to delete certain provisions in Section 4.01 that reference the Bankruptcy Code and related restrictions on the issuance of non-voting equity securities with the following vote:”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 73 asset managers below reported 21,311,372 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,992 | 0 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 73 asset managers. See all 73 in the interactive database.
Combines 4 wordings of this item as funds reported it.
66% Approved · of votes cast
Description as filed by funds: To approve Ambac's 2024 Incentive Compensation Plan
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“4. The Company's 2024 Incentive Compensation Plan with the following vote”): 21,203,624 for, 10,993,239 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved the Company's 2024 Incentive Compensation Plan with the following vote:”
Support: 66% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 15,676,228 for, 5,561,785 against, 73,359 abstained.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,996,664 | 2,700 | 0 | 0 | For |
| Dimensional | 0 | 2,559,254 | 0 | 0 | Against |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 0 | 689,854 | 0 | 0 | Against |
| State Street | 678,523 | 8,469 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 250,000 | 0 | 0 | Against |
| TIAA | 0 | 222,742 | 0 | 0 | Against |
| Principal | 0 | 198,754 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 191,967 | 0 | 0 | Against |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 147,990 | 0 | 0 | Against |
| HOTCHKIS & WILEY FUNDS /DE/ | 0 | 147,900 | 0 | 0 | Against |
| Voya | 0 | 139,006 | 0 | 0 | Against |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 0 | 128,983 | 0 | 0 | Against |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 0 | 113,607 | 0 | 0 | Against |
| EXCHANGE TRADED CONCEPTS TRUST | 0 | 96,166 | 0 | 0 | Against |
| AMERICAN BEACON FUNDS | 0 | 88,108 | 0 | 0 | Against |
| WisdomTree | 0 | 86,853 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Combines 10 wordings of this item as funds reported it.
95% Approved · of votes cast
Description as filed by funds: To approve, on a non-binding advisory basis, the compensation for our named executive officers.
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“2. By advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company's 2024 Proxy Statement, with the following vote”): 30,622,833 for, 1,655,765 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company's 2024 Proxy Statement, with the following vote:”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,992 | 0 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 0 | 222,742 | 0 | 0 | Against |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 154,864 | 0 | 0 | 0 | For |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Fund voting reports, all 73 managers: 21,061,288 for, 283,740 against. Showing the 25 largest; see all in the interactive database.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,060,118 | 0 | 0 | 0 | For |
| Fidelity | 2,047,931 | 0 | 0 | 0 | For |
| State Street | 1,552,529 | 0 | 0 | 0 | For |
| Invesco | 1,068,395 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 971,111 | 0 | 0 | 0 | For |
| Bracebridge Capital, LLC | 0 | 0 | 799,234 | 0 | Abstain |
| American Century | 693,663 | 0 | 0 | 0 | For |
| Charles Schwab | 669,165 | 0 | 0 | 0 | For |
| Prudential/PGIM | 544,420 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 490,520 | 0 | 0 | 0 | For |
| Northern Trust | 456,549 | 25 | 0 | 0 | For |
| DE Shaw | 389,298 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 369,232 | 0 | 0 | 0 | For |
| JUPITER ASSET MANAGEMENT LTD | 297,643 | 0 | 0 | 0 | For |
| Nuveen | 0 | 279,615 | 0 | 0 | Against |
| Dimensional | 253,422 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 250,000 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 233,521 | 0 | 0 | 0 | For |
| Voya | 189,699 | 0 | 0 | 0 | For |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 168,571 | 0 | 0 | 0 | For |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 0 | 164,378 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 158,694 | 0 | 0 | 0 | For |
| Renaissance | 156,476 | 0 | 0 | 0 | For |
| AQR | 130,810 | 0 | 0 | 0 | For |
| Brandywine Global Investment Management, LLC | 105,265 | 0 | 0 | 0 | For |
Institutional-manager reports, all 158 managers: 15,114,175 for, 578,875 against, 848,807 abstained. Showing the 25 largest; see all in the interactive database.
Combines 5 wordings of this item as funds reported it.
98% Approved · of votes cast
Description as filed by funds: TO RATIFY THE APPOINTMENT OF KPMG AS AMBAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.
AMBAC FINANCIAL GROUP INC.’s own tally for this item (“3. The selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2024 with the following vote”): 37,034,113 for, 618,180 against — passed, per its Form 8-K filed June 7, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The Company's stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2024 with the following vote:”
Support: 98% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 74 asset managers below reported 21,171,497 for, 173,618 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 4,769,665 | 0 | 0 | 0 | For |
| BlackRock | 4,618,283 | 0 | 0 | 0 | For |
| Fidelity | 2,999,364 | 0 | 0 | 0 | For |
| Dimensional | 2,559,254 | 0 | 0 | 0 | For |
| Invesco | 1,054,766 | 0 | 0 | 0 | For |
| American Century | 689,854 | 0 | 0 | 0 | For |
| State Street | 686,427 | 565 | 0 | 0 | For |
| Charles Schwab | 651,263 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 250,000 | 0 | 0 | 0 | For |
| TIAA | 222,742 | 0 | 0 | 0 | For |
| Principal | 198,754 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 191,967 | 0 | 0 | 0 | For |
| EA Series Trust | 1,645 | 153,219 | 0 | 0 | Against |
| Goldman Sachs | 148,798 | 0 | 0 | 0 | For |
| Prudential/PGIM | 147,990 | 0 | 0 | 0 | For |
| HOTCHKIS & WILEY FUNDS /DE/ | 147,900 | 0 | 0 | 0 | For |
| Voya | 139,006 | 0 | 0 | 0 | For |
| Russell Investments | 134,277 | 0 | 0 | 0 | For |
| First Trust | 128,983 | 0 | 0 | 0 | For |
| Equitable | 115,707 | 0 | 0 | 0 | For |
| Jackson National | 113,607 | 0 | 0 | 0 | For |
| EXCHANGE TRADED CONCEPTS TRUST | 96,166 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 88,108 | 0 | 0 | 0 | For |
| WisdomTree | 86,853 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 82,517 | 0 | 0 | 0 | For |
Showing the 25 largest of 74 asset managers. See all 74 in the interactive database.
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported.
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | Vanguard | 4,769,665 |
| 2 | BlackRock | 4,618,283 |
| 3 | Fidelity | 2,999,364 |
| 4 | Dimensional | 2,559,254 |
| 5 | Invesco | 1,054,766 |
| 6 | American Century | 689,854 |
| 7 | State Street | 686,992 |
| 8 | Charles Schwab | 651,263 |
| 9 | BRIDGEWAY FUNDS INC | 250,000 |
| 10 | TIAA | 222,742 |
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | BlackRock | 2,060,118 |
| 2 | Fidelity | 2,047,931 |
| 3 | State Street | 1,552,529 |
| 4 | Invesco | 1,068,395 |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 971,111 |
| 6 | Bracebridge Capital, LLC | 799,234 |
| 7 | American Century | 693,663 |
| 8 | Charles Schwab | 669,165 |
| 9 | Prudential/PGIM | 544,420 |
| 10 | HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 490,520 |
Shown as share counts, not percentages: no shares-outstanding figure has been matched to AMBAC FINANCIAL GROUP INC. for the 2023-2024 season, so there is no denominator to divide by.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on November 1, 2026; a live search always shows the current data.
At AMBAC FINANCIAL GROUP INC.'s shareholder meeting held June 5, 2024, in the 2023-2024 proxy season, 211 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,210 separate fund positions. On the most widely held item on that ballot — To approve, on a non-binding advisory basis, the compensation for our named executive officers. — AMBAC FINANCIAL GROUP INC.'s filing reports the proposal as approved, with 95% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: AMBAC FINANCIAL GROUP INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 7, 2024.
AMBAC FINANCIAL GROUP INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
Download data (CSV): ballot items · votes by manager · column guide.