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ALTIMMUNE INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and ALTIMMUNE INC.’s Form 8-K, filed September 28, 2023 (Item 5.07 on EDGAR). Page generated October 18, 2026.

  • 13Reported items
  • 125Asset managers
  • 1,689Fund votes
  • September 28, 2023Meeting date

Results at a glance

Meeting of September 28, 2023: 12 items on ALTIMMUNE INC.’s Form 8-K, filed September 28, 2023: 12 without a stated outcome.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore ALTIMMUNE INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by ALTIMMUNE INC.

These tallies are ALTIMMUNE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed September 28, 2023 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

ALTIMMUNE INC. — official shareholder meeting results, meeting held September 28, 2023
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: Mitchel Sayare, Ph.D., Chairman 21,844,990---- 316,47012,400,518 99%Not verified—
Elect Director: Vipin K. Garg, Ph.D. 21,885,151---- 276,30912,400,518 99%Not verified—
Elect Director: David J. Drutz, M.D. 19,880,376---- 2,281,08412,400,518 90%Not verified—
Elect Director: John M. Gill 21,588,792---- 572,66812,400,518 97%Not verified—
Elect Director: Philip L. Hodges 21,810,125---- 351,33512,400,518 98%Not verified—
Elect Director: Diane Jorkasky, M.D. 21,824,133---- 337,32712,400,518 98%Not verified—
Elect Director: Wayne Pisano 19,385,875---- 2,775,58512,400,518 87%Not verified—
Elect Director: Klaus O. Schafer, M.D., MPH 21,823,016---- 338,44412,400,518 98%Not verified—
Elect Director: Catherine Sohn, Pharm D 21,912,287---- 249,17312,400,518 99%Not verified—
2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023 34,318,768153,14990,061 ---- 99.5%Not verified—
3. Advisory vote on the Compensation of the Company's named executive officers as disclosed in the Proxy Statement pursuant to the SEC's compensation rules (referred to as the "say-on-pay" proposal) 16,834,4325,221,648105,380 --12,400,518 76%Not verified—
5. Vote to authorize the adjournment of the 2023 Annual Meeting to enable the Board of Directors to solicit additional proxies 27,712,5546,744,992104,432 ---- 80%Not verified—

Source: ALTIMMUNE INC., Form 8-K, filed with the SEC on September 28, 2023 — read the filing on EDGAR.

How asset managers voted at the ALTIMMUNE INC. 2023-2024 meeting

Each item below shows how the 125 asset managers that disclosed a ALTIMMUNE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ALTIMMUNE INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Elect Director: Catherine Sohn, Pharm D

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 21,912,287WITHHELD: 249,173
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Catherine Sohn, Pharm D

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Catherine Sohn, Pharm D”): 21,912,287 for, 249,173 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,833,765 for.

FOR
FOR: 8,833,765
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

2. Elect Director: David J. Drutz, M.D.

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

90% Majority: yes · of votes cast

FOR 90%
FOR: 19,880,376WITHHELD: 2,281,084
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: David J. Drutz, M.D.

ALTIMMUNE INC.’s own tally for this item (“Elect Director: David J. Drutz, M.D.”): 19,880,376 for, 2,281,084 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 90% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,647,585 for, 185,765 withheld, 415 abstained.

FOR
FOR: 8,647,585ABSTAIN: 415WITHHOLD: 185,765
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable89,9350 047,140Mixed
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC00 0130,000Withhold
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

3. Elect Director: Diane Jorkasky, M.D.

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 21,824,133WITHHELD: 337,327
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Diane Jorkasky, M.D.

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Diane Jorkasky, M.D.”): 21,824,133 for, 337,327 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,833,765 for.

FOR
FOR: 8,833,765
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

4. Elect Director: John M. Gill

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 21,588,792WITHHELD: 572,668
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: John M. Gill

ALTIMMUNE INC.’s own tally for this item (“Elect Director: John M. Gill”): 21,588,792 for, 572,668 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,620,140 for, 213,625 withheld.

FOR
FOR: 8,620,140WITHHOLD: 213,625
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC00 0130,000Withhold
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen00 075,000Withhold
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

5. Elect Director: Klaus O. Schafer, M.D., MPH

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 21,823,016WITHHELD: 338,444
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Klaus O. Schafer, M.D., MPH

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Klaus O. Schafer, M.D., MPH”): 21,823,016 for, 338,444 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,833,765 for.

FOR
FOR: 8,833,765
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

6. Elect Director: Mitchel Sayare, Ph.D., Chairman

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 21,844,990WITHHELD: 316,470
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Mitchel Sayare, Ph.D.

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Mitchel Sayare, Ph.D., Chairman”): 21,844,990 for, 316,470 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,833,765 for.

FOR
FOR: 8,833,765
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

7. Elect Director: Philip L. Hodges

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 21,810,125WITHHELD: 351,335
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Philip L. Hodges

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Philip L. Hodges”): 21,810,125 for, 351,335 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 98% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,833,765 for.

FOR
FOR: 8,833,765
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

8. Elect Director: Vipin K. Garg, Ph.D.

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 21,885,151WITHHELD: 276,309
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Vipin K. Garg, Ph.D.

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Vipin K. Garg, Ph.D.”): 21,885,151 for, 276,309 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,833,765 for.

FOR
FOR: 8,833,765
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

9. Elect Director: Wayne Pisano

Outcome not verifiedDIRECTOR ELECTIONSReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

87% Majority: yes · of votes cast

FOR 87%
FOR: 19,385,875WITHHELD: 2,775,585
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Directors for terms expiring at the 2024 Annual Meeting of Stockholders. Director of Nominees: Wayne Pisano

ALTIMMUNE INC.’s own tally for this item (“Elect Director: Wayne Pisano”): 19,385,875 for, 2,775,585 withheld, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,600,081 for, 233,269 withheld, 415 abstained.

FOR
FOR: 8,600,081ABSTAIN: 415WITHHOLD: 233,269
Largest asset managers voting on “Vote to elect the nine nominees named in the attached Proxy Statement as members of the Company's Board of Dir” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC00 0130,000Withhold
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial00 041,800Withhold
ALPS ETF Trust37,5260 00For
Northern Trust00 034,022Withhold
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street00 016,922Withhold
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

10. 5. Vote to authorize the adjournment of the 2023 Annual Meeting to enable the Board of Directors to solicit additional…

Outcome not verifiedCORPORATE GOVERNANCEReported outcome: Not verified

Combines 2 wordings of this item as funds reported it.

80% Majority: yes · of votes cast

FOR 80%AGAINST
FOR: 27,712,554AGAINST: 6,744,992
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Approve the authorization to adjourn the Annual Meeting, if necessary or appropriate, to solicit additional proxies in favor of the foregoing proposals if there are not sufficient votes to approve the proposals.

ALTIMMUNE INC.’s own tally for this item (“5. Vote to authorize the adjournment of the 2023 Annual Meeting to enable the Board of Directors to solicit additional proxies”): 27,712,554 for, 6,744,992 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 80% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,542,640 for, 291,125 against.

FOR
FOR: 8,542,640AGAINST: 291,125
Largest asset managers voting on “Approve the authorization to adjourn the Annual Meeting, if necessary or appropriate, to solicit additional pr” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab0133,395 00Against
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM075,800 00Against
Aberdeen75,0000 00For
Lincoln Financial041,800 00Against
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street016,922 00Against
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust013,917 00Against
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

11. 3. Advisory vote on the Compensation of the Company's named executive officers as disclosed in the Proxy Statement…

Outcome not verifiedFund totals may overlapCOMPENSATIONReported outcome: Not verified

Combines 9 wordings of this item as funds reported it.

76% Majority: yes · of votes cast

FOR 76%AGAINST
FOR: 16,834,432AGAINST: 5,221,648
Details: description as filed, official tally, votes by 120 asset managers

Description as filed by funds: Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement.

ALTIMMUNE INC.’s own tally for this item (“3. Advisory vote on the Compensation of the Company's named executive officers as disclosed in the Proxy Statement pursuant to the SEC's compensation rules (referred to as the "say-on-pay" proposal)”): 16,834,432 for, 5,221,648 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 76% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 39 asset managers voting on “Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attach” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable89,93547,140 00Mixed
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional0120,443 00Against
Prudential/PGIM075,800 00Against
Aberdeen075,000 00Against
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust013,917 00Against
Jackson National011,637 00Against

Fund voting reports, all 39 managers: 8,480,414 for, 353,351 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 94 asset managers voting on “Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attach” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Nuveen3,451,1130 00For
MARSHALL WACE, LLP01,348,565 00Against
BlackRock1,304,8730 00For
Laurion Capital Management LP1,074,5590 00For
Avidity Partners Management LP01,049,273 00Against
ARDSLEY ADVISORY PARTNERS LP01,006,112 00Against
Two Sigma971,2090 00For
State Street763,8810 00For
GEODE CAPITAL MANAGEMENT, LLC592,2580 00For
BALYASNY ASSET MANAGEMENT L.P.0452,832 00Against
Prudential/PGIM0249,467 00Against
DE Shaw226,6130 00For
JACOBS LEVY EQUITY MANAGEMENT, INC188,4550 00For
Rock Springs Capital Management LP156,9920 00For
Goldman Sachs149,9430 00For
Connor, Clark & Lunn Investment Management Ltd.144,0130 00For
Charles Schwab133,3950 00For
Point72111,4090 00For
SILVERCREST ASSET MANAGEMENT GROUP LLC0103,500 00Against
ORBIMED ADVISORS LLC0100,000 00Against
PLATINUM INVESTMENT MANAGEMENT LTD095,081 00Against
Aberdeen075,000 00Against
Citadel73,6110 00For
MELLON INVESTMENTS Corp72,4850 00For
PNC BANK, NATIONAL ASSOCIATION070,372 00Against

Institutional-manager reports, all 94 managers: 9,841,712 for, 4,768,069 against, 29,082 1 year. Showing the 25 largest; see all in the interactive database.

12. Hold an advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive…

Combines 4 wordings of this item as funds reported it.

100% Fund and manager reports combined; may count the same shares twice · no official result

1 YEAR
Details: description as filed, votes by 112 asset managers

Description as filed by funds: Hold an advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice). The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Fund voting reports: 39 asset managers voting on “Hold an advisory vote on the frequency of the advisory vote on the compensation of the Company's named executi” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA00 00--
Vanguard00 00--
BlackRock00 00--
Fidelity00 00--
Equitable00 00--
Charles Schwab00 00--
BRIDGEWAY FUNDS INC00 00--
Dimensional00 00--
Prudential/PGIM00 00--
Aberdeen00 00--
Lincoln Financial00 00--
ALPS ETF Trust00 00--
Northern Trust00 00--
AIG/SunAmerica00 00--
Pacific Life00 00--
John Hancock00 00--
American Century00 00--
Bridge Builder Trust00 00--
Voya00 00--
State Street00 00--
Brighthouse00 00--
QUANTITATIVE MASTER SERIES LLC00 00--
Nationwide00 00--
Amplify ETF Trust00 00--
Jackson National00 00--

Fund voting reports, all 39 managers: 8,696,862 1 year, 136,903 3 year. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 89 asset managers voting on “Hold an advisory vote on the frequency of the advisory vote on the compensation of the Company's named executi” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Nuveen00 00--
MARSHALL WACE, LLP00 00--
BlackRock00 00--
Laurion Capital Management LP00 00--
Avidity Partners Management LP00 00--
ARDSLEY ADVISORY PARTNERS LP00 00--
Two Sigma00 00--
State Street00 00--
GEODE CAPITAL MANAGEMENT, LLC00 00--
BALYASNY ASSET MANAGEMENT L.P.00 00--
Prudential/PGIM00 00--
DE Shaw00 00--
JACOBS LEVY EQUITY MANAGEMENT, INC00 00--
Rock Springs Capital Management LP00 00--
Goldman Sachs00 00--
Connor, Clark & Lunn Investment Management Ltd.00 00--
Charles Schwab00 00--
Point7200 00--
SILVERCREST ASSET MANAGEMENT GROUP LLC00 00--
ORBIMED ADVISORS LLC00 00--
PLATINUM INVESTMENT MANAGEMENT LTD00 00--
Aberdeen00 00--
Citadel00 00--
MELLON INVESTMENTS Corp00 00--
PNC BANK, NATIONAL ASSOCIATION00 00--

Institutional-manager reports, all 89 managers: 29,304 for, 14,533,014 1 year, 50,671 3 year. Showing the 25 largest; see all in the interactive database.

13. 2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm…

Outcome not verifiedAUDIT-RELATEDReported outcome: Not verified

Combines 3 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 34,318,768AGAINST: 153,149
Details: description as filed, official tally, votes by 39 asset managers

Description as filed by funds: Vote to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023.

ALTIMMUNE INC.’s own tally for this item (“2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023”): 34,318,768 for, 153,149 against, per its Form 8-K filed September 28, 2023 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 39 asset managers below reported 8,833,765 for.

FOR
FOR: 8,833,765
Largest asset managers voting on “Vote to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting ” at ALTIMMUNE INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TIAA3,446,1130 00For
Vanguard2,854,3570 00For
BlackRock882,3230 00For
Fidelity589,0870 00For
Equitable137,0750 00For
Charles Schwab133,3950 00For
BRIDGEWAY FUNDS INC130,0000 00For
Dimensional120,4430 00For
Prudential/PGIM75,8000 00For
Aberdeen75,0000 00For
Lincoln Financial41,8000 00For
ALPS ETF Trust37,5260 00For
Northern Trust34,0220 00For
AIG/SunAmerica24,7800 00For
Pacific Life20,5710 00For
John Hancock20,4930 00For
American Century20,3890 00For
Bridge Builder Trust20,0720 00For
Voya19,6290 00For
State Street16,9220 00For
Brighthouse16,7370 00For
QUANTITATIVE MASTER SERIES LLC15,9660 00For
Nationwide14,6550 00For
Amplify ETF Trust13,9170 00For
Jackson National11,6370 00For

Showing the 25 largest of 39 asset managers. See all 39 in the interactive database.

Largest ALTIMMUNE INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 52,657,661 shares outstanding at the time of that meeting.

Fund voting reports: top ALTIMMUNE INC. shareholders by shares voted on “Hold an advisory vote on the compensation of the Company's named executive officers as…”, 2023-2024
#Asset manager % of shares outstanding
1TIAA 6.54%
2Vanguard 5.42%
3BlackRock 1.68%
4Fidelity 1.12%
5Equitable 0.26%
6Charles Schwab 0.25%
7BRIDGEWAY FUNDS INC 0.25%
8Dimensional 0.23%
9Prudential/PGIM 0.14%
10Aberdeen 0.14%
Institutional-manager reports: top ALTIMMUNE INC. shareholders by shares voted on “Hold an advisory vote on the compensation of the Company's named executive officers as…”, 2023-2024
#Asset manager % of shares outstanding
1Nuveen 6.55%
2MARSHALL WACE, LLP 2.56%
3BlackRock 2.48%
4Laurion Capital Management LP 2.04%
5Avidity Partners Management LP 1.99%
6ARDSLEY ADVISORY PARTNERS LP 1.91%
7Two Sigma 1.84%
8State Street 1.45%
9GEODE CAPITAL MANAGEMENT, LLC 1.12%
10BALYASNY ASSET MANAGEMENT L.P. 0.86%

Reported ALTIMMUNE INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

ALTIMMUNE INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
State Street 16.43% 13F
Vanguard Group 12.10% 13F
BlackRock 12.10% 13F
Ameriprise Financial, Inc. 7.95% DEF14A
Millennium Management 3.02% 13F
Morgan Stanley 2.83% 13F
Vipin K. Garg, Ph.D. 2.38% DEF14A
Geode Capital 2.35% 13F
Nuveen 1.73% 13F
Citadel Advisors 1.22% 13F

Percentages above are of 52,657,661 shares outstanding, as reported by ALTIMMUNE INC. on its Form 10-Q dated June 30, 2023 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ALTIMMUNE INC.’s 10-Q dated June 30, 2023. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.

At ALTIMMUNE INC.'s shareholder meeting held September 28, 2023, in the 2023-2024 proxy season, 125 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,689 separate fund positions. Their filings are grouped here into 13 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — Hold an advisory vote on the compensation of the Company's named executive officers as… — FOR was 76% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: ALTIMMUNE INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on September 28, 2023.

ALTIMMUNE INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

Download data (CSV): ballot items · votes by manager · column guide.