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ALLOGENE THERAPEUTICS INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and ALLOGENE THERAPEUTICS INC.’s Form 8-K, filed June 10, 2024 (Item 5.07 on EDGAR). Page generated October 18, 2026.

  • 6Ballot items
  • 173Asset managers
  • 1,420Fund votes
  • June 5, 2024Meeting date

Results at a glance

Meeting of June 5, 2024: 6 items on ALLOGENE THERAPEUTICS INC.’s Form 8-K, filed June 10, 2024: 4 elected · 2 approved.

Material dissent

None.

Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided

Proxy season: 2023-2024 2024-2025 2025-2026

Explore ALLOGENE THERAPEUTICS INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by ALLOGENE THERAPEUTICS INC.

These tallies are ALLOGENE THERAPEUTICS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 10, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

ALLOGENE THERAPEUTICS INC. — official shareholder meeting results, meeting held June 5, 2024
Ballot itemForAgainst AbstainWithheldBroker non-votesSupport (of votes cast)Reported outcomeVoting standard
Elect Director: John DeYoung 121,177,479---- 17,019,99315,800,932 88%Elected—
Elect Director: Franz Humer, Ph.D. 119,919,567---- 18,277,90515,800,932 87%Elected—
Elect Director: Joshua Kazam 127,917,055---- 10,280,41715,800,932 93%Elected—
Elect Director: Stephen Mayo, Ph.D. 130,166,905---- 8,030,56715,800,932 94%Elected—
2. Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers 119,741,03816,298,8782,157,556 --15,800,932 88%Approved—
3. Ratification of the Selection of Independent Registered Public Accounting Firm 152,503,4681,359,400135,536 --0 99.1%Approved—

Source: ALLOGENE THERAPEUTICS INC., Form 8-K, filed with the SEC on June 10, 2024 — read the filing on EDGAR.

How asset managers voted at the ALLOGENE THERAPEUTICS INC. 2023-2024 meeting

Each item below shows how the 173 asset managers that disclosed a ALLOGENE THERAPEUTICS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Elect Director: Franz Humer, Ph.D.

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

87% Majority: yes · of votes cast

FOR 87%
FOR: 119,919,567WITHHELD: 18,277,905
Details: description as filed, official tally, votes by 63 asset managers

Description as filed by funds: Election of Directors: Franz Humer, Ph.D.

ALLOGENE THERAPEUTICS INC.’s own tally for this item (“Elect Director: Franz Humer, Ph.D.”): 119,919,567 for, 18,277,905 withheld, per its Form 8-K filed June 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Election of Directors The Company's stockholders elected the four persons listed below as Class III Directors, each to serve until the Company's 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 87% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 63 asset managers below reported 31,417,352 for, 9,729,946 withheld.

FORWITHHOLD
FOR: 31,417,352WITHHOLD: 9,729,946
Largest asset managers voting on “Election of Directors: Franz Humer, Ph.D.” at ALLOGENE THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity15,784,6390 0681,640For
Vanguard11,538,2990 00For
T. Rowe Price00 03,466,056Withhold
PRIMECAP Odyssey Funds1,926,6710 00For
Charles Schwab00 0859,326Withhold
Direxion Shares ETF Trust00 0829,338Withhold
State Street7830 0772,299Withhold
Dimensional00 0598,915Withhold
JPMorgan591,7830 00For
BlackRock515,1390 00For
Equitable146,9110 0191,781Mixed
AIG/SunAmerica00 0330,399Withhold
TIAA00 0273,456Withhold
Goldman Sachs00 0243,287Withhold
Global X194,9810 00For
Columbia Threadneedle170,4810 00For
SEI159,0800 00For
John Hancock00 0149,496Withhold
Amplify ETF Trust00 0147,277Withhold
Delaware/Macquarie00 0146,779Withhold
ProShares00 0140,284Withhold
American Century00 0128,919Withhold
Lincoln Financial32,2390 085,015Mixed
ALPS ETF Trust00 0106,980Withhold
RMB INVESTORS TRUST00 0101,375Withhold

Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.

2. Elect Director: John DeYoung

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 4 wordings of this item as funds reported it.

88% Majority: yes · of votes cast

FOR 88%
FOR: 121,177,479WITHHELD: 17,019,993
Details: description as filed, official tally, votes by 63 asset managers

Description as filed by funds: Election of Directors: John DeYoung

ALLOGENE THERAPEUTICS INC.’s own tally for this item (“Elect Director: John DeYoung”): 121,177,479 for, 17,019,993 withheld, per its Form 8-K filed June 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Election of Directors The Company's stockholders elected the four persons listed below as Class III Directors, each to serve until the Company's 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 88% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 63 asset managers below reported 31,480,142 for, 9,667,156 withheld.

FORWITHHOLD
FOR: 31,480,142WITHHOLD: 9,667,156
Largest asset managers voting on “Election of Directors: John DeYoung” at ALLOGENE THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity15,784,6390 0681,640For
Vanguard11,538,2990 00For
T. Rowe Price00 03,466,056Withhold
PRIMECAP Odyssey Funds1,926,6710 00For
Charles Schwab00 0859,326Withhold
Direxion Shares ETF Trust00 0829,338Withhold
State Street7830 0772,299Withhold
Dimensional00 0598,915Withhold
JPMorgan591,7830 00For
BlackRock515,1390 00For
Equitable146,9110 0191,781Mixed
AIG/SunAmerica00 0330,399Withhold
TIAA00 0273,456Withhold
Goldman Sachs00 0243,287Withhold
Global X194,9810 00For
Columbia Threadneedle170,4810 00For
SEI159,0800 00For
John Hancock00 0149,496Withhold
Amplify ETF Trust00 0147,277Withhold
Delaware/Macquarie00 0146,779Withhold
ProShares00 0140,284Withhold
American Century00 0128,919Withhold
Lincoln Financial32,2390 085,015Mixed
ALPS ETF Trust00 0106,980Withhold
RMB INVESTORS TRUST00 0101,375Withhold

Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.

3. Elect Director: Joshua Kazam

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

93% Majority: yes · of votes cast

FOR 93%
FOR: 127,917,055WITHHELD: 10,280,417
Details: description as filed, official tally, votes by 63 asset managers

Description as filed by funds: Election of Directors: Joshua Kazam

ALLOGENE THERAPEUTICS INC.’s own tally for this item (“Elect Director: Joshua Kazam”): 127,917,055 for, 10,280,417 withheld, per its Form 8-K filed June 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Election of Directors The Company's stockholders elected the four persons listed below as Class III Directors, each to serve until the Company's 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 93% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 63 asset managers below reported 37,097,645 for, 4,049,653 withheld.

FOR
FOR: 37,097,645WITHHOLD: 4,049,653
Largest asset managers voting on “Election of Directors: Joshua Kazam” at ALLOGENE THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity16,466,2790 00For
Vanguard11,538,2990 00For
T. Rowe Price3,466,0560 00For
PRIMECAP Odyssey Funds1,926,6710 00For
Charles Schwab859,3260 00For
Direxion Shares ETF Trust00 0829,338Withhold
State Street7830 0772,299Withhold
Dimensional00 0598,915Withhold
JPMorgan591,7830 00For
BlackRock515,1390 00For
Equitable185,1840 0153,508Mixed
AIG/SunAmerica00 0330,399Withhold
TIAA273,4560 00For
Goldman Sachs00 0243,287Withhold
Global X194,9810 00For
Columbia Threadneedle170,4810 00For
SEI159,0800 00For
John Hancock108,6920 040,804Mixed
Amplify ETF Trust147,2770 00For
Delaware/Macquarie00 0146,779Withhold
ProShares00 0140,284Withhold
American Century00 0128,919Withhold
Lincoln Financial32,2390 085,015Mixed
ALPS ETF Trust00 0106,980Withhold
RMB INVESTORS TRUST00 0101,375Withhold

Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.

4. Elect Director: Stephen Mayo, Ph.D.

Official resultDIRECTOR ELECTIONSReported outcome: Elected

Combines 3 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%
FOR: 130,166,905WITHHELD: 8,030,567
Details: description as filed, official tally, votes by 63 asset managers

Description as filed by funds: Election of Directors: Stephen Mayo, Ph.D.

ALLOGENE THERAPEUTICS INC.’s own tally for this item (“Elect Director: Stephen Mayo, Ph.D.”): 130,166,905 for, 8,030,567 withheld, per its Form 8-K filed June 10, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Election of Directors The Company's stockholders elected the four persons listed below as Class III Directors, each to serve until the Company's 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified.”
Support: 94% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.

The 63 asset managers below reported 38,159,280 for, 2,988,018 withheld.

FOR
FOR: 38,159,280WITHHOLD: 2,988,018
Largest asset managers voting on “Election of Directors: Stephen Mayo, Ph.D.” at ALLOGENE THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity16,466,2790 00For
Vanguard11,538,2990 00For
T. Rowe Price3,466,0560 00For
PRIMECAP Odyssey Funds1,926,6710 00For
Charles Schwab859,3260 00For
Direxion Shares ETF Trust00 0829,338Withhold
State Street772,0330 01,049For
Dimensional00 0598,915Withhold
JPMorgan591,7830 00For
BlackRock515,1390 00For
Equitable338,6920 00For
AIG/SunAmerica00 0330,399Withhold
TIAA273,4560 00For
Goldman Sachs00 0243,287Withhold
Global X194,9810 00For
Columbia Threadneedle170,4810 00For
SEI159,0800 00For
John Hancock108,6920 040,804Mixed
Amplify ETF Trust147,2770 00For
Delaware/Macquarie00 0146,779Withhold
ProShares00 0140,284Withhold
American Century00 0128,919Withhold
Lincoln Financial100,0390 017,215Mixed
ALPS ETF Trust00 0106,980Withhold
RMB INVESTORS TRUST00 0101,375Withhold

Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.

5. 2. Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers

Official resultFund totals may overlapSECTION 14A SAY-ON-PAY VOTESReported outcome: Approved

Combines 8 wordings of this item as funds reported it.

88% Approved · of votes cast

FOR 88%
FOR: 119,741,038AGAINST: 16,298,878
Details: description as filed, official tally, votes by 173 asset managers

Description as filed by funds: To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the proxy statement.

ALLOGENE THERAPEUTICS INC.’s own tally for this item (“2. Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers”): 119,741,038 for, 16,298,878 against — passed, per its Form 8-K filed June 10, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Approval, on an Advisory Basis, of the Compensation of the Company's Named Executive Officers The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the proxy statement for the Annual Meeting.”
Support: 88% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports: 62 asset managers voting on “To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in ” at ALLOGENE THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity16,466,2790 00For
Vanguard11,538,2990 00For
T. Rowe Price03,466,056 00Against
PRIMECAP Odyssey Funds1,926,6710 00For
Charles Schwab0859,326 00Against
Direxion Shares ETF Trust0829,338 00Against
State Street772,0331,049 00For
Dimensional0598,915 00Against
JPMorgan591,7830 00For
BlackRock515,1390 00For
Equitable146,911191,781 00Mixed
AIG/SunAmerica0330,399 00Against
TIAA0273,456 00Against
Goldman Sachs0243,287 00Against
Global X194,9810 00For
Columbia Threadneedle170,4810 00For
SEI159,0800 00For
John Hancock0149,496 00Against
Amplify ETF Trust0147,277 00Against
Delaware/Macquarie0146,779 00Against
ProShares0140,284 00Against
American Century0128,919 00Against
Lincoln Financial100,03917,215 00Mixed
ALPS ETF Trust0106,980 00Against
RMB INVESTORS TRUST0101,375 00Against

Fund voting reports, all 62 managers: 32,943,208 for, 8,204,090 against. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports: 125 asset managers voting on “To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in ” at ALLOGENE THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity20,001,0600 00For
PRIMECAP MANAGEMENT CO/CA/5,567,5860 00For
T. Rowe Price04,263,806 00Against
BlackRock3,494,27562,179 00For
Woodline Partners LP2,642,6900 00For
JPMorgan2,560,9111,793 00For
State Street1,910,47034,496 00For
Wildcat Capital Management, LLC00 1,920,7870Abstain
Vida Ventures Advisors, LLC1,798,1630 00For
Vestal Point Capital, LP0986,117 00Against
Charles Schwab0859,326 00Against
Rafferty Asset Management, LLC0829,338 00Against
Two Sigma0804,245 00Against
GEODE CAPITAL MANAGEMENT, LLC801,2970 00For
BBR PARTNERS, LLC798,8990 00For
Citadel789,9610 00For
NORDEA INVESTMENT MANAGEMENT AB0742,114 00Against
Northern Trust538,73047 00For
Cerity Partners LLC430,4810 00For
Coastal Bridge Advisors, LLC0386,045 00Against
Dimensional0340,586 00Against
Nuveen0275,144 00Against
Eaton Vance0237,155 00Against
Mitsubishi UFJ Asset Management Co., Ltd.0220,994 00Against
Goldman Sachs0220,645 00Against

Institutional-manager reports, all 125 managers: 42,151,865 for, 11,997,032 against, 1,920,787 abstained, 12,500 not voted. Showing the 25 largest; see all in the interactive database.

6. 3. Ratification of the Selection of Independent Registered Public Accounting Firm

Official resultAUDIT-RELATEDReported outcome: Approved

Combines 2 wordings of this item as funds reported it.

99.1% Approved · of votes cast

FOR 99.1%
FOR: 152,503,468AGAINST: 1,359,400
Details: description as filed, official tally, votes by 63 asset managers

Description as filed by funds: To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2024.

ALLOGENE THERAPEUTICS INC.’s own tally for this item (“3. Ratification of the Selection of Independent Registered Public Accounting Firm”): 152,503,468 for, 1,359,400 against — passed, per its Form 8-K filed June 10, 2024 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Ratification of the Selection of Independent Registered Public Accounting Firm The Company's stockholders ratified the selection by the Audit Committee of the Company's Board of Directors of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending …”
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 63 asset managers below reported 41,147,298 for.

FOR
FOR: 41,147,298
Largest asset managers voting on “To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independe” at ALLOGENE THERAPEUTICS INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Fidelity16,466,2790 00For
Vanguard11,538,2990 00For
T. Rowe Price3,466,0560 00For
PRIMECAP Odyssey Funds1,926,6710 00For
Charles Schwab859,3260 00For
Direxion Shares ETF Trust829,3380 00For
State Street773,0820 00For
Dimensional598,9150 00For
JPMorgan591,7830 00For
BlackRock515,1390 00For
Equitable338,6920 00For
AIG/SunAmerica330,3990 00For
TIAA273,4560 00For
Goldman Sachs243,2870 00For
Global X194,9810 00For
Columbia Threadneedle170,4810 00For
SEI159,0800 00For
John Hancock149,4960 00For
Amplify ETF Trust147,2770 00For
Delaware/Macquarie146,7790 00For
ProShares140,2840 00For
American Century128,9190 00For
Lincoln Financial117,2540 00For
ALPS ETF Trust106,9800 00For
RMB INVESTORS TRUST101,3750 00For

Showing the 25 largest of 63 asset managers. See all 63 in the interactive database.

Largest ALLOGENE THERAPEUTICS INC. shareholders voting in 2023-2024

Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 170,452,967 shares outstanding at the time of that meeting.

Fund voting reports: top ALLOGENE THERAPEUTICS INC. shareholders by shares voted on “To approve, on an advisory basis, the compensation of the Company's named executive officers…”, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 9.66%
2Vanguard 6.77%
3T. Rowe Price 2.03%
4PRIMECAP Odyssey Funds 1.13%
5Charles Schwab 0.50%
6Direxion Shares ETF Trust 0.49%
7State Street 0.45%
8Dimensional 0.35%
9JPMorgan 0.35%
10BlackRock 0.30%
Institutional-manager reports: top ALLOGENE THERAPEUTICS INC. shareholders by shares voted on “To approve, on an advisory basis, the compensation of the Company's named executive officers…”, 2023-2024
#Asset manager % of shares outstanding
1Fidelity 11.73%
2PRIMECAP MANAGEMENT CO/CA/ 3.27%
3T. Rowe Price 2.50%
4BlackRock 2.09%
5Woodline Partners LP 1.55%
6JPMorgan 1.50%
7State Street 1.14%
8Wildcat Capital Management, LLC 1.13%
9Vida Ventures Advisors, LLC 1.05%
10Vestal Point Capital, LP 0.58%

Reported ALLOGENE THERAPEUTICS INC. holdings and ownership

As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.

ALLOGENE THERAPEUTICS INC. holdings and ownership disclosed for the 2023-2024 proxy season
Holder % outstanding Disclosure
Fidelity Management Research LLC 14.81% DEF14A
Pfizer Inc. 12.93% DEF14A
David Bonderman 10.98% DEF14A
TPG GP A, LLC 10.98% DEF14A
BlackRock 10.28% 13F
David Chang, M.D., Ph.D. 5.89% DEF14A
Arie Belldegrun, M.D. 5.86% DEF14A
State Street 5.39% 13F
Vanguard Group 5.29% 13F
T. Rowe Price 2.45% 13F

Percentages above are of 170,452,967 shares outstanding, as reported by ALLOGENE THERAPEUTICS INC. on its Form 10-Q dated March 31, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ALLOGENE THERAPEUTICS INC.’s 10-Q dated March 31, 2024. This page is a static snapshot rebuilt weekly on October 18, 2026; a live search always shows the current data.

At ALLOGENE THERAPEUTICS INC.'s shareholder meeting held June 5, 2024, in the 2023-2024 proxy season, 173 asset managers reported how they voted on 6 ballot items in their SEC Form N-PX filings, covering 1,420 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of the Company's named executive officers… — ALLOGENE THERAPEUTICS INC.'s filing reports the proposal as approved, with 88% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: ALLOGENE THERAPEUTICS INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 10, 2024.

ALLOGENE THERAPEUTICS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.

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