Home › Asset managers › Principal Exchange-Traded Funds › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Principal Exchange-Traded Funds voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
782 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Principal Exchange-Traded Funds voted | Funds |
|---|---|---|---|---|---|---|---|
| MICROSOFT CORP. | December 7, 2023 | Report on Data Operations in Human Rights Hotspots | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 6 |
| AMAZON.COM INC. | May 22, 2024 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Say-on-Pay | Board | AGAINST | 3 | |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Environment or Climate | Shareholder | Against | FOR | 3 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 3 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 3 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 3 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Other Social Issues | Shareholder | Against | FOR | 3 |
| AMAZON.COM INC. | May 22, 2024 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Environment or Climate | Shareholder | Against | FOR | 3 |
| APPLE INC. | February 28, 2024 | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 3 |
| APPLE INC. | February 28, 2024 | A shareholder proposal requesting a report on the use of Al | Other Social Issues | Shareholder | Against | FOR | 3 |
| BROADCOM INC. | April 22, 2024 | Advisory vote to approve the named executive officer compensation. | Say-on-Pay | Board | AGAINST | 3 | |
| CONSTELLATION BRANDS INC. | July 18, 2023 | Stockholder proposal on circular packaging. | Environment or Climate | Shareholder | Against | FOR | 3 |
| CONSTELLATION BRANDS INC. | July 18, 2023 | Stockholder proposal on greenhouse gas emissions. | Environment or Climate | Shareholder | Against | FOR | 3 |
| DANAHER CORP. | May 7, 2024 | To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 3 |
| FOX CORP. | November 17, 2023 | Proposal to elect 7 directors: Lachlan K. Murdoch | Director Elections | Board | AGAINST | 3 | |
| FOX CORP. | November 17, 2023 | Proposal to elect 7 directors: Paul D. Ryan | Director Elections | Board | AGAINST | 3 | |
| ABBVIE INC. | May 3, 2024 | Stockholder Proposal - to Issue Annual Report on Lobbying | Other Social Issues | Shareholder | Against | FOR | 2 |
| ABBVIE INC. | May 3, 2024 | Stockholder Proposal - to Issue a Report on Patent Process | Other Social Issues | Shareholder | Against | FOR | 2 |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Frances H. Arnold | Director Elections | Board | AGAINST | 2 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: John L. Hennessy | Director Elections | Board | AGAINST | 2 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: K. Ram Shriram | Director Elections | Board | AGAINST | 2 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: L. John Doerr | Director Elections | Board | AGAINST | 2 | |
| ALPHABET INC. | June 7, 2024 | Election of ten Directors: Robin L. Washington | Director Elections | Board | AGAINST | 2 | |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a human rights assessment of Al-driven targeted ad policies | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 2 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a lobbying report | Other Social Issues | Shareholder | Against | FOR | 2 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on generative Al misinformation and disinformation risks | Other Social Issues | Shareholder | Against | FOR | 2 |
| ALPHABET INC. | June 7, 2024 | Stockholder proposal regarding a report on online safety for children | Other Social Issues | Shareholder | Against | FOR | 2 |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING CO. | November 10, 2023 | The Compensation Proposal - To approve, on an advisory (non-binding) basis, certain merger-related executive officer compensation that may be paid or become payable to AEL's named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 2 | |
| AMNEAL PHARMACEUTICALS INC. | May 2, 2024 | Election of Directors: Paul Meister | Director Elections | Board | AGAINST | 2 | |
| ANALOG DEVICES INC. | March 13, 2024 | Advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| ARCELLX INC. | May 24, 2024 | To approve, on an advisory basis, the compensation of the named executive officers identified in the 2023 Summary Compensation Table in the "Executive Compensation" section of the proxy statement (the "Say-on-Pay Vote"). | Say-on-Pay | Board | AGAINST | 2 | |
| ARCTURUS THERAPEUTICS HOLDINGS INC. | June 14, 2024 | To approve an amendment to the Amended and Restated 2019 Omnibus Equity Incentive Plan (as amended, the "Plan") to, among other things, increase the maximum number of shares of common stock available to Plan participants thereunder by 2,000,000 shares to an aggregate of 10,750,000 shares, as provided in Proposal Number 2 of the Proxy Statement. | Compensation | Board | AGAINST | 2 | |
| ARDELYX INC. | June 14, 2024 | To approve the Amended and Restated 2014 Equity Incentive Award Plan; | Compensation | Board | AGAINST | 2 | |
| ARDELYX INC. | June 14, 2024 | To elect two Class I directors to hold office until the 2027 Annual Meeting of Stockholders and until their successors are elected and qualified: Onaiza Cadoret-Manier | Director Elections | Board | WITHHOLD | 2 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Amending and restating the Bank of America Corporation Equity Plan | Compensation | Board | AGAINST | 2 | |
| BANK OF AMERICA CORP. | April 24, 2024 | Shareholder proposal requesting disclosure of clean energy financing ratio | Environment or Climate | Shareholder | Against | FOR | 2 |
| BANK OF AMERICA CORP. | April 24, 2024 | Shareholder proposal requesting report on lobbying alignment with Bank of America's climate goals | Environment or Climate | Shareholder | Against | FOR | 2 |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Charlotte Guyman | Director Elections | Board | WITHHOLD | 2 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Kenneth I. Chenault | Director Elections | Board | WITHHOLD | 2 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Stephen B. Burke | Director Elections | Board | WITHHOLD | 2 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Susan L. Decker | Director Elections | Board | WITHHOLD | 2 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Election of Directors: Thomas S. Murphy, Jr. | Director Elections | Board | WITHHOLD | 2 | |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investing activities. | Environment or Climate | Shareholder | Against | FOR | 2 |
| BERKSHIRE HATHAWAY INC. | May 4, 2024 | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 2 |
| BIOLIFE SOLUTIONS INC. | July 21, 2023 | Election of Directors: Joseph C. Schick | Director Elections | Board | WITHHOLD | 2 | |
| BIOLIFE SOLUTIONS INC. | July 21, 2023 | Election of Directors: Rachel Ellingson | Director Elections | Board | WITHHOLD | 2 | |
| BRIDGEBIO PHARMA INC. | June 21, 2024 | To approve an amendment and restatement of the 2021 Amended and Restated BridgeBio Pharma, Inc. Stock Option and Incentive Plan to, among other things, increase the number of shares of common stock reserved for issuance thereunder by 6,500,000 shares. | Compensation | Board | AGAINST | 2 | |
| CHEVRON CORP. | May 29, 2024 | Commission a Third-Party Report on Human Rights Practices | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 2 |
| CHINOOK THERAPEUTICS INC. | August 2, 2023 | To consider and vote upon the proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Chinook's named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 2 | |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Jeffrey A. Honickman | Director Elections | Board | WITHHOLD | 2 | |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Kenneth J. Bacon | Director Elections | Board | WITHHOLD | 2 | |
| COMCAST CORP. | June 10, 2024 | Election of Directors: Madeline S. Bell | Director Elections | Board | WITHHOLD | 2 | |
| COMCAST CORP. | June 10, 2024 | Report on political expenditures misalignment with company values | Other Social Issues | Shareholder | Against | FOR | 2 |
| EVOLUS INC. | June 6, 2024 | Election of Class III directors for a three-year term: Karah Parschauer | Director Elections | Board | WITHHOLD | 2 | |
| EVOLUS INC. | June 6, 2024 | Election of Class III directors for a three-year term: Vikram Malik | Director Elections | Board | WITHHOLD | 2 | |
| EVOLUS INC. | June 6, 2024 | The approval of the Evolus Inc. 2024 Employee Stock Purchase Plan. | Compensation | Board | AGAINST | 2 | |
| EXXON MOBIL CORP. | May 29, 2024 | Additional Pay Report on Gender and Racial Basis | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 2 |
| EXXON MOBIL CORP. | May 29, 2024 | Report on Plastic Production Under SCS Scenario | Environment or Climate | Shareholder | Against | FOR | 2 |
| EYEPOINT PHARMACEUTICALS INC. | June 20, 2024 | Election of Directors: Goran Ando, M.D. | Director Elections | Board | WITHHOLD | 2 | |
| EYEPOINT PHARMACEUTICALS INC. | June 20, 2024 | To approve an amendment to the EyePoint Pharmaceuticals, Inc. 2023 Long-Term Incentive Plan to (i) increase the number of shares of common stock authorized for issuance thereunder by 4,000,000 shares and (ii) increase the individual non-employee director compensation limit contained therein to $850,000 for ongoing directors in any calendar year and $1,100,000 for new directors in any calendar year. | Compensation | Board | AGAINST | 2 | |
| FEDEX CORP. | September 21, 2023 | Stockholder proposal regarding a "Just Transition" report. | Environment or Climate | Shareholder | Against | FOR | 2 |
| GLOBAL NET LEASE INC. | September 8, 2023 | to approve the issuance of shares of GNL's common stock, par value $0.01 per share (the "GNL Common Stock") in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 23, 2023, by and among GNL, the Necessity Retail REIT, Inc. ("RTL"), and the other parties thereto (the "REIT Merger Agreement"), pursuant to which RTL will merge with and into Osmosis Sub I, LLC, a wholly owned subsidiary of GNL (the "REIT Merger"), and each outstanding share of RTL's Class A Common Stock, par value $0.01 per share, will be converted into the right to receive 0.670 shares of GNL Common Stock and the Agreement and Plan of Merger, dated May 23, 2023, by and among GNL, RTL, AR Global Investments, LLC ("Advisor Parent"), and the other parties thereto (the "Internalization Merger Agreement"), pursuant to which GNL will internalize the advisory and property management functions (the "Internalization Merger"), which issuance will consist of shares issued to stockholders of RTL in accordance with the terms of the REIT Merger Agreement and 29,614,825 shares of GNL Common Stock issued to Advisor Parent pursuant to the Internalization Merger Agreement (the "GNL Common Stock Proposal"); and | Extraordinary Transactions | Board | AGAINST | 2 | |
| HILLTOP HOLDINGS INC. | July 20, 2023 | Election of Directors W. Robert Nichols, III | Director Elections | Board | WITHHOLD | 2 | |
| HOME DEPOT INC. | May 16, 2024 | Shareholder Proposal Regarding a Report on Biodiversity Impact and Dependency Assessment | Environment or Climate | Shareholder | Against | FOR | 2 |
| INARI MEDICAL INC. | April 24, 2024 | To elect the four nominees for Class I director to serve until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified: Rebecca Chambers | Director Elections | Board | WITHHOLD | 2 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Gerard Kappauf | Director Elections | Board | WITHHOLD | 2 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Jean Madar | Director Elections | Board | WITHHOLD | 2 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Michel Atwood | Director Elections | Board | WITHHOLD | 2 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Philippe Benacin | Director Elections | Board | WITHHOLD | 2 | |
| INTER PARFUMS INC. | September 14, 2023 | Election of Directors: Philippe Santi | Director Elections | Board | WITHHOLD | 2 | |
| LIQUIDIA CORP. | June 20, 2024 | Election of Directors: Paul B. Manning | Director Elections | Board | WITHHOLD | 2 | |
| LIQUIDIA CORP. | June 20, 2024 | To approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| MACROGENICS INC. | May 21, 2024 | To approve the amendment to the MacroGenics, Inc. 2023 Equity Incentive Plan, as disclosed in the proxy materials. | Compensation | Board | AGAINST | 2 | |
| MASTERCARD INC. | June 18, 2024 | Consideration of a stockholder proposal requesting transparency in lobbying | Other Social Issues | Shareholder | Against | FOR | 2 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding human rights impact assessment on AI systems driving targeted advertising. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 2 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Other Social Issues | Shareholder | Against | FOR | 2 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Environment or Climate | Shareholder | Against | FOR | 2 |
| META PLATFORMS INC. | May 29, 2024 | A shareholder proposal regarding report on generative AI misinformation and disinformation risks. | Other Social Issues | Shareholder | Against | FOR | 2 |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Andrew W. Houston | Director Elections | Board | WITHHOLD | 2 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Marc L. Andreessen | Director Elections | Board | WITHHOLD | 2 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Mark Zuckerberg | Director Elections | Board | WITHHOLD | 2 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Peggy Alford | Director Elections | Board | WITHHOLD | 2 | |
| META PLATFORMS INC. | May 29, 2024 | Election of Directors: Tony Xu | Director Elections | Board | WITHHOLD | 2 | |
| META PLATFORMS INC. | May 29, 2024 | To amend Meta Platforms, Inc.'s 2012 Equity Incentive Plan. | Compensation | Board | AGAINST | 2 | |
| MIMEDX GROUP INC. | June 5, 2024 | Advisory approval of executive compensation. | Say-on-Pay | Board | AGAINST | 2 | |
| NETFLIX INC. | June 6, 2024 | Stockholder proposal entitled, "Report on Netflix's Use of Artificial Intelligence," if properly presented at the meeting. | Other Social Issues | Shareholder | Against | FOR | 2 |
| NIKE INC. | September 12, 2023 | Class B director nominees: To elect a Board of Directors for the ensuing year: John Rogers, Jr. | Director Elections | Board | WITHHOLD | 2 | |
| NIKE INC. | September 12, 2023 | To consider a shareholder proposal regarding Supplemental Pay Equity Disclosure, if properly presented at the meeting. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 2 |
| NORFOLK SOUTHERN CORP. | May 9, 2024 | A Shareholder proposal regarding an annual report on lobbying activities, policies and communications. | Other Social Issues | Shareholder | Not determined | FOR | 2 |
| NORFOLK SOUTHERN CORP. | May 9, 2024 | Approval of the advisory resolution on executive compensation, as disclosed in the Norfolk Southern's proxy statement for the 2024 Annual Meeting. | Say-on-Pay | Board | AGAINST | 2 | |
| QUANTERIX CORP. | June 3, 2024 | Election of Directors: Karen A. Flynn | Director Elections | Board | WITHHOLD | 2 | |
| QUANTERIX CORP. | June 3, 2024 | Election of Directors: Martin D. Madaus, Ph.D. | Director Elections | Board | WITHHOLD | 2 | |
| RALPH LAUREN CORP. | August 3, 2023 | Election of four (4) Class A Directors: Darren Walker | Director Elections | Board | WITHHOLD | 2 | |
| RXSIGHT INC. | June 6, 2024 | To elect three Class III directors to serve until the 2027 annual meeting of stockholders or until their successors are duly elected and qualified: Julie B. Andrews | Director Elections | Board | WITHHOLD | 2 | |
| SALESFORCE INC. | June 27, 2024 | Approval, on an advisory basis, of the fiscal 2024 compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 2 | |
| SERES THERAPEUTICS INC. | April 4, 2024 | Election of Directors: Kurt C. Graves | Director Elections | Board | WITHHOLD | 2 | |
| SERES THERAPEUTICS INC. | April 4, 2024 | Election of Directors: Paul R. Biondi | Director Elections | Board | WITHHOLD | 2 | |
| SKYWORKS SOLUTIONS INC. | May 14, 2024 | To approve a stockholder proposal regarding adoption of greenhouse gas emissions reduction targets. | Environment or Climate | Shareholder | Against | FOR | 2 |
| STONEX GROUP INC. | August 10, 2023 | To approve an amendment to the Company's certificate of incorporation to increase the number of authorized shares of common stock of the Company. | Capital Structure | Board | AGAINST | 2 | |
| STRIDE INC. | December 7, 2023 | Approval of the stockholder proposal regarding a report on lobbying; and | Other Social Issues | Shareholder | Against | FOR | 2 |
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Built October 18, 2026 from SEC Form N-PX filings.