Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,496 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| Braemar Hotels & Resorts Inc. | December 17, 2024 | Election of Directors: Abteen Vaziri | Director Elections | Board | AGAINST | 4 | |
| Braemar Hotels & Resorts Inc. | December 17, 2024 | Election of Directors: Candace Evans | Director Elections | Board | AGAINST | 4 | |
| Braemar Hotels & Resorts Inc. | December 17, 2024 | Election of Directors: Kenneth H. Fearn, Jr. | Director Elections | Board | AGAINST | 4 | |
| Braemar Hotels & Resorts Inc. | December 17, 2024 | Election of Directors: Matthew D. Rinaldi | Director Elections | Board | AGAINST | 4 | |
| Braemar Hotels & Resorts Inc. | December 17, 2024 | Election of Directors: Monty J. Bennett | Director Elections | Board | AGAINST | 4 | |
| Braemar Hotels & Resorts Inc. | December 17, 2024 | Election of Directors: Rebeca Odino-Johnson | Director Elections | Board | AGAINST | 4 | |
| Braemar Hotels & Resorts Inc. | December 17, 2024 | Election of Directors: Stefani D. Carter | Director Elections | Board | AGAINST | 4 | |
| Brandywine Realty Trust | May 21, 2025 | Adoption of an amendment to the 2023 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Braze, Inc. | June 26, 2025 | Election of Two Class I Directors, each to hold office until our 2028 Annual Meeting of Stockholders: Phillip M. Fernandez | Director Elections | Board | WITHHOLD | 4 | |
| BrightSpring Health Services, Inc. | May 28, 2025 | Election of Class I directors: Johnny Kim | Director Elections | Board | WITHHOLD | 4 | |
| BrightSpring Health Services, Inc. | May 28, 2025 | Election of Class I directors: Timothy A. Wicks | Director Elections | Board | WITHHOLD | 4 | |
| BrightView Holdings, Inc. | March 4, 2025 | Election of Directors: James R. Abrahamson | Director Elections | Board | WITHHOLD | 4 | |
| Brookfield Business Corporation | June 10, 2025 | Elect Director Jeffrey Blidner | Director Elections | Board | WITHHOLD | 4 | |
| Brookfield Infrastructure Corporation | June 24, 2025 | Elect Director Jeffrey Blidner | Director Elections | Board | WITHHOLD | 4 | |
| Bruker Corporation | May 29, 2025 | Approval of the adoption of the Bruker Corporation 2026 Incentive Compensation Plan. | Compensation | Board | AGAINST | 4 | |
| Burford Capital Ltd. | May 14, 2025 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement for the 2025 annual general meeting of shareholders under "Executive compensation", including the compensation discussion and analysis, the compensation tables and the related narrative discussion included therein ("Say-on-Pay"). | Say-on-Pay | Board | AGAINST | 4 | |
| Burford Capital Ltd. | May 14, 2025 | To re-elect Christopher Halmy as director. | Director Elections | Board | AGAINST | 4 | |
| Burford Capital Ltd. | May 14, 2025 | To re-elect Robert Gillespie as director. | Director Elections | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | 4.b Re-election of Ali Behbahani, M.D. | Director Elections | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | 6.b Binding vote on maximum equity for members of the Board of Directors from the 2025 Annual General Meeting to the 2026 annual general meeting of shareholders. | Compensation | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | 6.c Binding vote on maximum non-performance-related compensation for members of the Executive Committee from July 1, 2025 to June 30, 2026. | Compensation | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | 6.d Binding vote on maximum variable compensation for members of the Executive Committee for the current year ending December 31, 2025. | Compensation | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | 6.e Binding vote on maximum equity for members of the Executive Committee from the 2025 Annual General Meeting to the 2026 annual general meeting of shareholders. | Compensation | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | 6.f Non-binding advisory vote on the 2024 Compensation Report. | Compensation | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | Election or Re-election of the members of the Compensation Committee: 5.a Re-election of Ali Behbahani, M.D. | Director Elections | Board | AGAINST | 4 | |
| CRISPR Therapeutics AG | June 5, 2025 | Non-binding advisory vote on the compensation paid to the Company's named executive officers under U.S. securities law requirements. | Say-on-Pay | Board | AGAINST | 4 | |
| CVRx, Inc. | June 3, 2025 | Election of Class I Directors: Mitch Hill | Director Elections | Board | WITHHOLD | 4 | |
| Cabaletta Bio, Inc. | June 9, 2025 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Cadiz Inc. | June 12, 2025 | Advisory vote on executive compensation as disclosed in the proxy materials. | Say-on-Pay | Board | AGAINST | 4 | |
| California Water Service Group | May 28, 2025 | Advisory vote to approve executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Camping World Holdings, Inc. | May 15, 2025 | Election of Class III Directors: Brian P. Cassidy | Director Elections | Board | WITHHOLD | 4 | |
| Camping World Holdings, Inc. | May 15, 2025 | Election of Class III Directors: Marcus A. Lemonis | Director Elections | Board | WITHHOLD | 4 | |
| Camping World Holdings, Inc. | May 15, 2025 | Election of Class III Directors: Michael W. Malone | Director Elections | Board | WITHHOLD | 4 | |
| Candel Therapeutics, Inc. | June 17, 2025 | Election of Class I Directors: Gary J. Nabel | Director Elections | Board | WITHHOLD | 4 | |
| Capital Bancorp, Inc. | May 15, 2025 | Proposal to approve the Capital Bancorp, Inc. 2017 Stock and Incentive Compensation Plan, as amended and restated, to increase the number of shares of common stock authorized for issuance under the plan by 520,000 shares, from 2,020,000 shares to 2,540,000 shares. | Compensation | Board | AGAINST | 4 | |
| Capricor Therapeutics, Inc. | May 22, 2025 | APPROVAL OF THE CAPRICOR THERAPEUTICS 2025 EQUITY INCENTIVE PLAN. | Compensation | Board | AGAINST | 4 | |
| Capricor Therapeutics, Inc. | May 22, 2025 | ELECTION OF DIRECTORS: Karimah Es Sabar | Director Elections | Board | WITHHOLD | 4 | |
| CareDx, Inc. | June 12, 2025 | Approval of an amendment to 2024 Equity incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Cava Group, Inc. | June 20, 2025 | Election of Class II Directors: Benjamin Felt | Director Elections | Board | WITHHOLD | 4 | |
| Cava Group, Inc. | June 20, 2025 | Election of Class II Directors: Ronald Shaich | Director Elections | Board | WITHHOLD | 4 | |
| Cava Group, Inc. | June 20, 2025 | Election of Class II Directors: Theodoros Xenohristos | Director Elections | Board | WITHHOLD | 4 | |
| Celcuity Inc. | May 13, 2025 | Elect seven directors: Leo T. Furcht | Director Elections | Board | WITHHOLD | 4 | |
| Celcuity Inc. | May 13, 2025 | To approve an amendment to the Company's Amended and Restated 2017 Stock Incentive Plan increasing the number of shares available for issuance under the plan by 3,000,000. | Compensation | Board | AGAINST | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: Brendan P. Dougher | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: Brooks M. Pennington III | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: Christopher T. Metz | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: Courtnee Chun | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: John R. Ranelli | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: Lisa Coleman | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: M. Beth Springer | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: Nicholas Lahanas | Director Elections | Board | WITHHOLD | 4 | |
| Central Garden & Pet Company | February 12, 2025 | Election of Directors: William E. Brown | Director Elections | Board | WITHHOLD | 4 | |
| Centuri Holdings, Inc. | April 16, 2025 | Election of Directors: Anne L. Mariucci | Director Elections | Board | WITHHOLD | 4 | |
| Centuri Holdings, Inc. | April 16, 2025 | Election of Directors: Karen S. Haller | Director Elections | Board | WITHHOLD | 4 | |
| Ceribell, Inc. | June 10, 2025 | Election of Directors: Lucian Iancovici, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| CervoMed Inc. | June 23, 2025 | Election of Directors: Jane H. Hollingsworth, J.D. | Director Elections | Board | WITHHOLD | 4 | |
| CervoMed Inc. | June 23, 2025 | To approve the CervoMed Inc. 2025 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Ceva, Inc. | May 5, 2025 | Advisory vote to approve named executive officer compensation; | Say-on-Pay | Board | AGAINST | 4 | |
| Ceva, Inc. | May 5, 2025 | To approve an amendment and restatement of the Company's 2011 Equity Incentive Plan; | Compensation | Board | AGAINST | 4 | |
| Chatham Lodging Trust | May 6, 2025 | Approval, of an amendment to the Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Chegg, Inc. | June 4, 2025 | To approve the Chegg, Inc. Amendment to the 2023 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Chemung Financial Corporation | June 3, 2025 | Election of Directors: Ronald M. Bentley | Director Elections | Board | WITHHOLD | 4 | |
| Chemung Financial Corporation | June 3, 2025 | To approve the Chemung Financial Corporation 2025 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Chewy, Inc. | July 11, 2024 | To approve the Chewy, Inc. 2024 Omnibus Incentive Plan, including an increase in the number of shares reserved for issuance by 80,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| Chewy, Inc. | July 11, 2024 | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Chewy, Inc. | July 11, 2024 | To elect to the Board of Directors four director nominees for three-year terms: Fahim Ahmed | Director Elections | Board | WITHHOLD | 4 | |
| Chewy, Inc. | July 11, 2024 | To elect to the Board of Directors four director nominees for three-year terms: Michael Chang | Director Elections | Board | WITHHOLD | 4 | |
| Chicago Atlantic Real Estate Finance, Inc. | June 13, 2025 | Election of Directors: Dr. Jason Papastavrou | Director Elections | Board | WITHHOLD | 4 | |
| Chicago Atlantic Real Estate Finance, Inc. | June 13, 2025 | Election of Directors: Mr. Brandon Konigsberg | Director Elections | Board | WITHHOLD | 4 | |
| Chicago Atlantic Real Estate Finance, Inc. | June 13, 2025 | Election of Directors: Mr. Michael L. Steiner | Director Elections | Board | WITHHOLD | 4 | |
| Cibus, Inc. | May 22, 2025 | Ratification of the appointment of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2025. | Audit-related | Board | AGAINST | 4 | |
| Cibus, Inc. | May 22, 2025 | To approve the adoption of the Cibus, Inc. 2025 Employee Stock Purchase Plan. | Compensation | Board | AGAINST | 4 | |
| Cipher Mining Inc. | June 3, 2025 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Cipher Mining Inc. | June 3, 2025 | Election of Directors: Caitlin Long | Director Elections | Board | WITHHOLD | 4 | |
| Citi Trends, Inc. | June 5, 2025 | Election of Directors: Pamela Edwards | Director Elections | Board | AGAINST | 4 | |
| Citi Trends, Inc. | June 5, 2025 | Vote to approve an Amendment to the 2021 Incentive Plan to increase the number of shares available by 500,000 for grant. | Compensation | Board | AGAINST | 4 | |
| Citizens & Northern Corporation | April 24, 2025 | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Say-on-Pay | Board | AGAINST | 4 | |
| Claros Mortgage Trust, Inc. | June 4, 2025 | Election of Directors: Derrick D. Cephas | Director Elections | Board | WITHHOLD | 4 | |
| Claros Mortgage Trust, Inc. | June 4, 2025 | Election of Directors: Pamela Liebman | Director Elections | Board | WITHHOLD | 4 | |
| Claros Mortgage Trust, Inc. | June 4, 2025 | Election of Directors: Vincent Tese | Director Elections | Board | WITHHOLD | 4 | |
| Clarus Corporation | May 29, 2025 | To consider and vote on a proposal to amend and restate the Company's 2015 Stock Incentive Plan to, among other things, extend the term of such plan by 10 years and reserve 7,500,000 shares of the Company's common stock for issuance under such plan; and | Compensation | Board | AGAINST | 4 | |
| Clearwater Analytics Holdings, Inc. | June 23, 2025 | Election of Directors: Jacques Aigrain | Director Elections | Board | WITHHOLD | 4 | |
| Clearwater Analytics Holdings, Inc. | June 23, 2025 | Election of Directors: Lisa Jones | Director Elections | Board | WITHHOLD | 4 | |
| Clipper Realty Inc. | June 18, 2025 | Election of Directors: Howard M. Lorber | Director Elections | Board | WITHHOLD | 4 | |
| Clipper Realty Inc. | June 18, 2025 | Election of Directors: Robert J. Ivanhoe | Director Elections | Board | WITHHOLD | 4 | |
| Clipper Realty Inc. | June 18, 2025 | The approval of the Company's 2025 Non-Employee Director Plan. | Compensation | Board | AGAINST | 4 | |
| Clipper Realty Inc. | June 18, 2025 | The approval of the Company's 2025 Omnibus Incentive Compensation Plan. | Compensation | Board | AGAINST | 4 | |
| Coastal Financial Corporation | May 28, 2025 | To approve the Second Amendment to the Coastal Financial Corporation 2018 Omnibus Incentive Plan (the "2018 Plan"), including an increase in the number of authorized shares under the 2018 Plan. | Compensation | Board | AGAINST | 4 | |
| Codexis, Inc. | June 10, 2025 | To approve an amendment to the Codexis, Inc. 2019 Incentive Award Plan to increase the number of shares available for issuance thereunder by 8,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| Codexis, Inc. | June 10, 2025 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Cogent Biosciences, Inc. | June 4, 2025 | Election of the two Class I director nominees to serve until the 2028 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Dr. Karen Ferrante | Director Elections | Board | WITHHOLD | 4 | |
| Columbia Financial, Inc. | June 5, 2025 | Election of Directors: Nominees For A One-Year Term: Robert Van Dyk | Director Elections | Board | WITHHOLD | 4 | |
| CompX International Inc. | May 21, 2025 | Director Nominees: Loretta J. Feehan | Director Elections | Board | WITHHOLD | 4 | |
| CompX International Inc. | May 21, 2025 | Director Nominees: Michael S. Simmons | Director Elections | Board | WITHHOLD | 4 | |
| CompX International Inc. | May 21, 2025 | Director Nominees: Scott C. James | Director Elections | Board | WITHHOLD | 4 | |
| CompX International Inc. | May 21, 2025 | Say-on-Pay, nonbinding advisory vote approving executive compensation | Say-on-Pay | Board | AGAINST | 4 | |
| CompoSecure, Inc. | May 28, 2025 | A proposal to approve an amendment to the Company's 2021 Incentive Equity Plan (the "Plan") to (a) increase the number of shares of the Company's Common Stock reserved for issuance pursuant to the Plan by an additional four million (4,000,000) shares; (b) increase the annual automatic increase in the number of shares reserved for issuance pursuant to the Plan from 4% to 6% of the outstanding shares of the Company's Common Stock as of the first day of each calendar year; and (c) to extend the term of the Plan, which currently expires in 2031, to 2035. | Compensation | Board | AGAINST | 4 | |
| CompoSecure, Inc. | May 28, 2025 | A proposal to approve an amendment to the Company's Second Amended and Restated Certificate of Incorporation to increase the authorized number of shares of the Company's Common Stock from 250,000,000 shares to 1,000,000,000 shares. | Capital Structure | Board | AGAINST | 4 | |
| CompoSecure, Inc. | May 28, 2025 | Election of Directors: Jane J. Thompson | Director Elections | Board | WITHHOLD | 4 | |
| CompoSecure, Inc. | May 28, 2025 | Election of Directors: John D. Cote | Director Elections | Board | WITHHOLD | 4 |
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Built November 1, 2026 from SEC Form N-PX filings.