Caterpillar, Inc. 2025-2026 Proxy Voting Records

Description as filed by funds: Election of Directors: Joseph E. Creed

Caterpillar, Inc.’s own tally for this item (“Elect Director: Joseph E. Creed”): 313,113,033 for, 11,832,714 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,643,797 for, 24,188 against, 20,942 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: James C. Fish, Jr.

Caterpillar, Inc.’s own tally for this item (“Elect Director: James C. Fish, Jr.”): 308,288,837 for, 16,538,220 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,409,772 for, 258,892 against, 20,944 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: Lynn J. Good

Caterpillar, Inc.’s own tally for this item (“Elect Director: Lynn J. Good”): 323,118,292 for, 1,773,531 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 99.4% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,667,949 for, 35 against, 20,943 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: Gerald Johnson

Caterpillar, Inc.’s own tally for this item (“Elect Director: Gerald Johnson”): 320,479,013 for, 4,353,437 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,666,001 for, 1,782 against, 20,944 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: Nazzic S. Keene

Caterpillar, Inc.’s own tally for this item (“Elect Director: Nazzic S. Keene”): 321,589,855 for, 3,001,338 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 99.0% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,650,204 for, 17,573 against, 20,948 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: David W. MacLennan

Caterpillar, Inc.’s own tally for this item (“Elect Director: David W. MacLennan”): 316,380,421 for, 8,437,215 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,653,953 for, 13,830 against, 20,944 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: Judith F. Marks

Caterpillar, Inc.’s own tally for this item (“Elect Director: Judith F. Marks”): 320,418,944 for, 4,488,540 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 99% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,650,182 for, 17,603 against, 20,943 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: Debra L. Reed-Klages

Caterpillar, Inc.’s own tally for this item (“Elect Director: Debra L. Reed-Klages”): 316,254,559 for, 8,655,657 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,161,928 for, 505,856 against, 20,943 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: Susan C. Schwab

Caterpillar, Inc.’s own tally for this item (“Elect Director: Susan C. Schwab”): 315,235,222 for, 9,709,139 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,155,516 for, 512,269 against, 20,942 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Election of Directors: Rayford Wilkins, Jr.

Caterpillar, Inc.’s own tally for this item (“Elect Director: Rayford Wilkins, Jr.”): 315,044,827 for, 9,550,171 against, per its Form 8-K filed June 11, 2026 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.

Reported outcome: Elected, in the filing’s own words: “Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company's Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote:”
Support: 97% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 224 asset managers below reported 110,230,100 for, 437,677 against, 20,948 abstained, 554 not voted.

Showing the 25 largest of 224 asset managers. See all 224 in the interactive database.

Description as filed by funds: Advisory vote to approve named executive officer compensation

Caterpillar, Inc.’s own tally for this item (“3. Company Proposal - Advisory Vote to Approve Executive Compensation The proposal requesting that the shareholders of the Company approve executive compensation, on an advisory basis”): 307,919,503 for, 15,792,946 against — passed, per its Form 8-K filed June 11, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 3 - Company Proposal - Advisory Vote to Approve Executive Compensation The proposal requesting that the shareholders of the Company approve executive compensation, on an advisory basis, was approved with the following vote:”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Also reported under other wordings, matched to the same row of Caterpillar, Inc.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (49 managers, Fund and manager reports combined; may count the same shares twice; no share total shown); “COMPENSATION” (2 managers, 8,714 for).

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 209 managers: 110,212,900 for, 860,517 against, 20,966 abstained, 558 not voted. Showing the 25 largest; see all in the interactive database.

Institutional-manager reports, all 1,312 managers: 173,331,475 for, 7,187,048 against, 500 withheld, 20,142 abstained, 60,515 not voted, 200 mixed. Showing the 25 largest; see all in the interactive database.

Description as filed by funds: Ratification of our Independent Registered Public Accounting Firm

Caterpillar, Inc.’s own tally for this item (“2. Company Proposal - Ratification of Independent Registered Public Accounting Firm The proposal requesting ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public acc”): 372,882,425 for, 19,911,190 against — passed, per its Form 8-K filed June 11, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 2 - Company Proposal - Ratification of Independent Registered Public Accounting Firm The proposal requesting ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2026 was approved with the following vote:”
Support: 95% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 228 asset managers below reported 109,337,663 for, 1,336,493 against, 20,940 abstained, 554 not voted.

Showing the 25 largest of 228 asset managers. See all 228 in the interactive database.

Description as filed by funds: Shareholder Proposal - Shareholder Right to Act by Written Consent

Caterpillar, Inc.’s own tally for this item (“4. Shareholder Proposal - Shareholder Right to Act by Written Consent The proposal requesting that the Board of Directors amend the Company's governing documents to permit shareholder action by written consent”): 127,707,438 for, 195,268,191 against — failed, per its Form 8-K filed June 11, 2026 (Item 5.07).

Reported outcome: Not approved, in the filing’s own words: “Proposal 4 - Shareholder Proposal - Shareholder Right to Act by Written Consent The proposal requesting that the Board of Directors amend the Company's governing documents to permit shareholder action by written consent was not approved based on the following vote:”
Support: 40% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 227 asset managers below reported 20,950,336 for, 89,718,471 against, 20,981 abstained, 554 not voted, 676 unknown.

Showing the 25 largest of 227 asset managers. See all 227 in the interactive database.